Why still read Lukács? (abridged in CPGB Weekly Worker)

The place of “philosophical” questions in Marxism

Chris Cutrone

Why read Georg Lukács today? Especially when his most famous work, History and class consciousness, is so clearly an expression of its specific historical moment: the aborted world revolution of 1917-19, in which he participated, attempting to follow Vladimir Lenin and Rosa Luxemburg. Are there ‘philosophical’ lessons to be learned or principles to be gleaned from Lukács’s work, or is there, rather, the danger, as Mike Macnair has put it, of “theoretical overkill” – the stymieing of political possibilities, closing up the struggle for socialism in tiny authoritarian and politically sterile sects founded on “theoretical agreement”?

Mike Macnair’s article, ‘The philosophy trap’, ((Weekly Worker November 21 2013.)) argues about the issue of the relation between theory and practice in the history of ostensible ‘Leninism’, taking issue in particular with Lukács’s books, History and class consciousness (1923) and Lenin (1924), as well as with Karl Korsch’s 1923 essay, ‘Marxism and philosophy’. ((www.marxists.org/archive/korsch/1923/marxism-philosophy.htm.)) The issue is what kind of theoretical generalisation of consciousness could be derived from the experience of Bolshevism from 1903-21. I agree with Macnair that ‘philosophical’ agreement is not the proper basis for political agreement, but this is not the same as saying that political agreement has no theoretical implications. I have discussed this previously in ‘The philosophy of history’ ((Weekly Worker June 9 2011.)) and ‘Defending Marxist Hegelianism against a Marxist critique’. ((Weekly Worker August 11 2011.)) The issue is whether theoretical ‘positions’ have necessary political implications. I think it is a truism to say that there is no sure theoretical basis for effective political practice. But Macnair seems to be saying nothing more than this. In subordinating theory to practice, Macnair loses sight of the potential critical role theory can play in political practice.

A certain relation of theory to practice is a matter specific to the modern era, and moreover a problem specific to the era of capitalism: that is, after the industrial revolution, the emergence of the modern proletarianised working class and its struggle for socialism, and the crisis of bourgeois social relations and thus of consciousness of society involved in this process.

Critical theory recognises that the role of theory in the attempt to transform society is not to justify or legitimate or provide normative sanction, not to rationalise what is happening anyway, but rather to critique, to explore conditions of possibility for change. The role of such critical theory is not to describe how things are, but rather how they might become, how things could and should be, but are not yet.

The political distinction, then, would be not over the description of reality, but rather the question of what can and should be changed, and over the direction of that change. Hence, critical theory as such goes beyond the distinction of analysis from description. The issue is not theoretical analysis proper to practical matters, but, beyond that, the issue of transforming practices, with active agency and subjective recognition, as opposed to merely experiencing change as something that has already happened. Capitalism itself is a transformative practice, but that transformation has eluded consciousness, specifically regarding the ways change has happened and political judgments about this. This is the specific role of theory, and hence the place of theoretical issues or ‘philosophical’ concerns in Marxism. Marxist critical theory cannot be compared to other forms of theory, because they are not concerned with changing the world and the politics of our changing practices. Lukács distinguished Marxism from “contemplative” or “reified” consciousness, to which bourgeois society had otherwise succumbed in capitalism.

‘Proletarian socialism’

The ‘proletariat’ was Marx’s neologism for the condition of the post-industrial revolution working class, which was analogous metaphorically to the ancient Roman republic’s class of ‘proletarians’: the modern industrial working class was composed of “citizens without property”. In modern, bourgeois society – for instance, in the view of John Locke – property in objects is derived from labour, which is the first property. Hence, to be a labourer without property is a self-contradiction in a very specific sense, in that the ‘expropriation’ of labour in capitalism happens as a function of society. A modern ‘free wage-labourer’ is supposed to be a contractual agent with full rights of ownership and disposal over her own labour in its exchange, its buying and selling as property, as a commodity. This is the most elementary form of right in bourgeois society, from which other claims – for instance, individual right to one’s own person and equality before the law – flow.

If, according to Marx and Engels, the condition of the modern, post-industrial revolution working class or ‘proletariat’ expressed a self-contradiction of bourgeois social relations, this was because this set of social relations, or “bourgeois right”, was in need of transformation: the industrial revolution indicated a potential condition beyond bourgeois society. If the workers were expropriated, according to Marx and Engels, this was because of a problem of the value of labour at a greater societal level, not at the level of the individual capitalist firm, not reducible to the contractual relation of the employee to her employer, which remained ‘fair exchange’. The wage contract was still bourgeois, but the value of the labour exchanged was undermined in the greater (global) society, which was no longer simply bourgeois, but rather industrial: that is, ‘capital’-ist.

The struggle for socialism by the proletariat was the attempt to reappropriate the social property of labour that had been transformed and ‘expropriated’ or ‘alienated’ in the industrial revolution. Marx and Engels thought this could be achieved only beyond capitalism: for instance, in the value of accumulated past labour in science and technology, what Marx called the ‘general (social) intellect’. An objective condition was expressed subjectively, but that objective condition of society was itself self-contradictory and so expressed in a self-contradictory form of political subjectivity: ‘proletarian socialism’.

For Marx and Engels, the greatest exemplar of this self-contradictory form of politics aiming to transform society was Chartism in Britain, a movement of the high moment of the industrial revolution and its crisis in the 1830s-40s, whose most pointed political expression was, indicatively, universal suffrage. The crisis of the bust period of the ‘hungry 40s’ indicated the maturation of bourgeois society, in crisis, as the preceding boom era of the 1830s already had raised expectations of socialism, politically as well as technically and culturally – for example, in the ‘utopian socialism’ of Fourier, Saint-Simon, Owen et al, as well as in the ‘Young Hegelian’ movement taking place around the world in the 1830s, on whose scene the younger Marx and Engels arrived belatedly, during its crisis and dissolution in the 1840s.

One must distinguish between the relation of theory and practice in the revolutionary bourgeois era and in the post-industrial revolution era of the crisis of bourgeois society in capitalism and the proletariat’s struggle for socialism. If in the bourgeois era there was a productive tension, a reflective, speculative or ‘philosophical’ relation: for instance, for Kant and Hegel, between theory and practice, in the era of the crisis of bourgeois society there is rather a ‘negative’ or ‘critical’ relation. Hence, the need for Marxism.

The division in Marxism

The title, History and class consciousness, should be properly understood directly as indicating that Lukács’s studies, the various essays collected in the book, were about class-consciousness as consciousness of history.

This goes back to the early Marx and Engels, who understood the emergence of the modern proletariat and its political struggles for socialism after the industrial revolution in a ‘Hegelian’ manner: that is, as phenomena or ‘forms of appearance’ of society and history specific to the 19th century. Moreover, Marx and Engels, in their point of departure for ‘Marxism’, as opposed to other varieties of Hegelianism and socialism, looked forward to the dialectical ‘Aufhebung’ of this new modern proletariat: its simultaneous self-fulfilment and completion, self-negation and self-transcendence in socialism, which would be (also) that of capitalism. In other words, Marx and Engels regarded the proletariat in the struggle for socialism as the central, key phenomenon of capitalism, but the symptomatic expression of its crisis, self-contradiction and need for self-overcoming. This is because capitalism was regarded as a form of society, specifically the form of bourgeois society’s crisis and self-contradiction. As Hegelians, Marx and Engels regarded contradiction as the appearance of the necessity and possibility for change.

So the question becomes, what is the meaning of the self-contradiction of bourgeois society, the self-contradiction of bourgeois social relations, expressed by the post-industrial revolution working class and its forms of political struggle?

Marx and Engels regarded the politics of proletarian socialism as a form of bourgeois politics in crisis and self-contradiction. This is what it meant when they say that the objective existence of the proletariat and its subjective struggle for socialism were phenomena of the self-contradiction of bourgeois society and its potential Aufhebung.

The struggle for socialism was self-contradictory. This is what Lukács ruminated on in History and class consciousness. However, this was not original to Lukács or achieved by Lukács’s reading of Marx and Engels, but rather mediated through the politics of Lenin and Rosa Luxemburg: Lenin and Luxemburg provided access, for Lukács as well as others in the nascent Third or Communist International, to the ‘original Marxism’ of Marx and Engels. For Marx and Engels recognised that socialism was inevitably ideological: a self-contradictory form of politics and consciousness. The question was how to advance the contradiction.

As a participant in the project of the Communist International, for Lukács in History and class consciousness and Lenin (as well as for Karl Korsch in ‘Marxism and philosophy’ and other writings circa 1923), the intervening Marxism of the Second or Socialist International had become an obstacle to Marx’s and Engels’s Marxism and thus to proletarian socialist revolution in the early 20th century – an obstacle that the political struggles of Lenin, Luxemburg and other radicals in the Second International sought to overcome. This obstacle of Second International Marxism had theoretical as well as practical-political aspects: it was expressed both at the level of theoretical consciousness and at the level of political organisation.

Second International Marxism had become an obstacle. According to Luxemburg, in Reform and revolution (1900) and in Lenin’s What is to be done? (1902) – the latter of which was an attempted application of the terms of the revisionist dispute in the Second International to conditions in the Russian movement – the development of proletarian socialism in the Second International had produced its own obstacle, so to the speak, in becoming self-divided between ‘orthodox Marxists’, who retained fidelity to the revolutionary politics of proletarian socialism in terms of the revolutions of 1848 and the Paris Commune of 1871, and ‘revisionists’, who thought that political practice and theoretical consciousness of Marxism demanded transformation under the altered historical social conditions that had been achieved by the workers’ struggle for socialism, which proceeded in an ‘evolutionary’ way.

Eduard Bernstein gave the clearest expression of this ‘revisionist’ view, which was influenced by the apparent success of British Fabianism leading to the contemporary formation of the Labour Party, and found its greatest political support among the working class’s trade union leaders in the Second International, especially in Germany. In Bernstein’s view, capitalism was evolving into socialism through the political gains of the workers.

Marxism of the Third International

Lenin, Luxemburg, and Lukács and Korsch among others following them, thought that the self-contradictory nature and character – origin and expression – of proletarian socialism meant that the latter’s development proceeded in a self-contradictory way, and so the movement of historical ‘progress’ was self-contradictory. Luxemburg summarised this view in Reform or revolution, where she pointed out that the growth in organisation and consciousness of the proletariat was itself part of – a new phenomenon of – the self-contradiction of capitalism, and so expressed itself in its own self-contradictory way. This was how Luxemburg grasped the revisionist dispute in the Marxism of the Second International itself.

This self-contradiction was theoretical as well as practical: for Luxemburg and for Lenin the ‘theoretical struggle’ was an expression of practical self-contradiction. Leon Trotsky expressed this ‘orthodox Marxist’ view shared by Lenin and Luxemburg in his 1906 pamphlet Results and prospects, on the 1905 revolution in Russia, by pointing out that the various “prerequisites of socialism” ((www.marxists.org/archive/trotsky/1931/tpr/rp-index.htm.)) were self-contradictory, that they ‘retarded’ rather than promoted each other. This view was due to the understanding that proletarian socialism was bound up in the crisis of capitalism, which was disintegrative: the struggle for socialism was caught up in the disintegration of bourgeois society in capitalism. For Luxemburg, Lenin and Trotsky, contra Bernstein, the crisis of capitalism was deepening.

While it is conventional to oppose Luxemburg’s and Lenin’s ‘revolutionary socialism’ to the ‘evolutionism’ of Bernstein et al, and hence to oppose Luxemburg’s and Lenin’s ‘dialectical’ Marxism to the revisionist, ‘mechanical’ version, what is lost in this view is the role of historical dynamics of consciousness in Lenin’s and Luxemburg’s (and Trotsky’s) view: this is the phenomenon of historical ‘regression’, as opposed to ‘progress’, which the ‘evolutionary socialism’ of Bernstein et al and later Stalinism assumed. The most important distinction of Luxemburg’s and Lenin’s (as well as Trotsky’s) ‘orthodox’ perspective – in Lukács’s (and Korsch’s) view, what made their Marxism ‘dialectical’ and ‘Hegelian’ – was its recognition of historical ‘regression’: its recognition of bourgeois society as disintegrative and self-destructive in its crisis of capitalism. But this process of disintegration was recognised as affecting the proletariat and its politics as well.

Korsch and the problem of ‘philosophy’

Karl Korsch, Lukács’s contemporary in the Third International, whose work Macnair deliberately and explicitly puts aside, offered a pithy formulation in his 1923 essay on ‘Marxism and philosophy’: “a problem which supersedes present relations may have been formulated in an anterior epoch”. ((www.marxists.org/archive/korsch/1923/marxism-philosophy.htm.)) That is, we may live under the shadow of a problem that goes beyond us.

This is a non-linear, non-progressive and recursive view of history, which Korsch gleaned from Luxemburg’s and Lenin’s contributions to the revisionist dispute (eg, Reform or revolution, What is to be done?, etc; and Trotsky’s Results and prospects). It has its origins in Marx’s and Engels’s view of capitalism as a regressive, disintegrative process. This view has two registers: the self-contradiction and crisis of bourgeois social relations in the transition to capital-ism after the industrial revolution; and the disintegrative and self-destructive process of the reproduction of capitalism itself, which takes place within and as a function of the reproduction of bourgeois social relations, through successive crises.

Marx and Engels recognised that the crisis of capitalism was motivated by the reproduction of bourgeois social relations under conditions of the disintegration of the value of labour in the industrial revolution, producing the need for socialism. The industrial-era working class’s struggle for the social value of its labour was at once regressive, as if bourgeois social relations of the value of labour had not been undermined by the industrial revolution, and pointed beyond capitalism, in that the realisation of the demands for the proper social value of labour would actually mean overcoming labour as value in society, transforming work from ‘life’s prime need’ to ‘life’s prime want’: work would be done not out of the social compulsion to labour in the valorisation process of capital, but rather out of intrinsic desire and interest; and society would provide for “each according to his need” from “each according to his ability”.

Korsch’s argument in ‘Marxism and philosophy’ was focused on a very specific problem: the status of philosophy in Marxism, in the direct sense of Marx and Engels being followers of Hegel, and Hegel representing a certain ‘end’ to philosophy, in which the world became philosophical and philosophy became worldly. Hegel announced that, with his work, philosophy was ‘completed’, as a function of recognising how society had become ‘philosophical’, or mediated through conceptual theory in ways previously not the case. Marx and Engels accepted Hegel’s conclusion, in which case the issue was to further the revolution of bourgeois society – the ‘philosophical’ world that demanded worldly ‘philosophy’. The disputes among the Hegelians in the 1830s and 40s were concerned, properly, with precisely the politics of the bourgeois world and its direction for change. The problem, according to Korsch, was that, after the failure of the revolutions of 1848, there was a recrudescence of ‘philosophy’, and that this was something other than what had been practised either traditionally by the ancients or in modernity by revolutionary bourgeois thinkers – thinkers of the revolution of the bourgeois era – such as Kant and Hegel (also Rousseau, John Locke, Adam Smith et al).

What constitutes ‘philosophical’ questions? Traditionally, philosophy was concerned with three kinds of questions: ontology, what we are; epistemology, how we know; and the good life, how we ought to live. Starting with Kant, such traditional philosophical ‘first questions’ of prima philosophia or ‘first philosophy’ were no longer asked, or, if they were asked, they were strictly subordinated or rendered secondary to the question of the relation of theory and practice, or, how we account to ourselves what we are doing.

Marxism is not a philosophy in the traditional sense, any more than Kant’s and Hegel’s philosophy was traditional. Lenin, in the conclusion of Materialism and empirio-criticism (1908), summed up that the late 19th century Neo-Kantians “started with Kant and, leaving him, proceeded not [forwards] towards [Marxist] materialism, but in the opposite direction, [backwards] towards Hume and Berkeley”. ((www.marxists.org/archive/lenin/works/1908/mec/concl.htm.)) It is not, along the lines of a traditional materialist ontology, that firstly we are material beings; epistemologically, we know the world empirically through our bodily senses; and ethically we must serve the needs of our true, material bodily nature. No. For Kant and his followers, including Hegel and Marx, rather, we consciously reflect upon an ongoing process from within its movement: we do not step back from what we are doing and try to establish a ‘first’ basis for asking our questions; those questions arise, rather, from within our ongoing practices and their transformations. Empirical facts cannot be considered primary if they are to be changed. Theory may go beyond the facts by influencing their transformation in practice.

Society is the source of our practices and their transformations, and hence of our theoretical consciousness of them. Society, according to Rousseau, is the source of our ability to act contrary to our ‘first nature’, to behave in unnatural ways. This is our freedom. And for Kant and his followers, our highest moral duty in the era of the process of ‘enlightenment’ was to serve the cause of freedom. This meant serving the revolution of bourgeois emancipation from traditional civilisation, changing society. However, Kant considered the full achievement of bourgeois society to be the mere ‘mid-point’ of the development of freedom. Hegel and Marxism inherited and assumed this projective perspective on the transitional character of bourgeois society.

Marx and Engels can be considered to have initiated a ‘second enlightenment’ in the 19th century: the degree to which capitalism presented new problems unknown in the pre-industrial revolution bourgeois era, because they had not yet arisen in practice. By contrast, philosophers who continued to ask such traditional questions of ontology, epistemology and ethics were actually addressing the problem of the relation of theory and practice in the capitalist era, whether they recognised this or not. Assuming the traditional basis for philosophical questions in the era of capitalism obscured the real issue and rendered ‘philosophy’ ideological. This is why ‘philosophy’ needed to be abolished. The question was, how?

The recrudescence of philosophy in the late 19th century was, according to Korsch, a symptom of the failure of socialism in 1848, but as such expressed a genuine need: the necessity of relating theory and practice as a problem of consciousness under conditions of capitalism. In this respect, Marxism was the sustaining of the Kantian-Hegelian ‘critical philosophy’, but under changed conditions from the bourgeois-revolutionary era to that of capitalism. Korsch analogised this to the recrudescence of the state in post-1848 Bonapartism, which contradicted the bourgeois-revolutionary, liberal prognosis of the subordination of the state to civil society and thus the state’s ‘withering away’, its functions absorbed into free social relations. This meant recognising the need to overcome recrudescent philosophy as analogous to the need to overcome the capitalist state, the transformation of its necessity through socialism. ‘Bonapartism in philosophy’ thus expressed a new, late-found need in capitalism, to free society. We look to ‘philosophers’ to do our thinking for us the same way we look to authoritarian leaders politically.

As Korsch put it, the only way to ‘abolish’ philosophy would be to ‘realise’ it ((www.marxists.org/archive/korsch/1923/marxism-philosophy.htm.)) : socialism would be the attainment of the ‘philosophical world’ promised by bourgeois emancipation but betrayed by capitalism, which renders society – our social practices – opaque. It would be premature to say that under capitalism everyone is already a philosopher. Indeed, the point is that none are. But this is because of the alienation and reification of bourgeois social relations in capitalism, which renders the Kantian-Hegelian ‘worldly philosophy’ of the critical relation of theory and practice an aspiration rather than an actuality. Nonetheless, Marxist critical theory accepted the task of such modern critical philosophy, specifically regarding the ideological problem of theory and practice in the struggle for socialism. This is what it meant to say, as was formulated in the Second International, that the workers’ movement for socialism was the inheritor of German idealism: it was the inheritor of the revolutionary process of bourgeois emancipation, which the bourgeoisie, compromised by capitalism, had abandoned. The task remained.

Transformation of Marxism

Lenin, Luxemburg and Trotsky – ‘orthodox Marxists’ of the Second International who radicalised their perspectives in the crisis of the International and of Marxism in world war and revolution 1914-19, and were followed by Lukács and Korsch – were subjects of a historical moment: the crisis of bourgeois society in capitalism was expressed by social and political crisis and the movement for ‘proletarian socialist’ revolution, beginning, after the industrial revolution, in the 1830s-40s, and the attempt to revolutionise society centrally by the wage-labourers as such, a movement dominated from 1889-1914 by the practical politics as well as theoretical consciousness of Marxism.

Why would Lukács and Korsch in the 20th century return to the origins of Marxism in Hegelianism, in what Korsch called the consciousness of the ‘revolt of the third estate’, a process of the 17th and 18th centuries (that had already begun earlier)? Precisely because Lukács and Korsch sought to address Marxism’s relation to the revolt of the third estate’s bourgeois glorification of the social relations of labour, and the relation of this to the democratic revolution (see, for example, Abbé Sieyès’s revolutionary 1789 pamphlet What is the third estate? ((www.college.columbia.edu/core/sites/core/files/text/sieyes2003-4_0.pdf.)) ): how Marxism recognised that this relation between labour and democracy continued in 19th century socialism, however problematically. In Lukács’s and Korsch’s view, proletarian socialism sustained just this bourgeois revolution, albeit under the changed conditions of the industrial revolution and its capitalist aftermath.

Mike Macnair acknowledges this in his focus on the English enlightenment ‘materialist empiricism’ of John Locke in the 17th and 18th centuries and on the British Chartism of the early 19th century, their intrinsic continuity in the democratic revolution, and Marx and Engels’s continuity with both. But then Macnair takes Kant and Hegel – and thus Lukács and Korsch, following them – to be counter-enlightenment and anti-democratic thinkers accommodating autocratic political authority, drawing this from Hume’s alleged turn away from the radicalism of Locke back to Hobbes’s political conservatism, and Kant and Hegel’s alleged affirmation of the Prussian state.

But this account leaves out the crucially important influence on Kant and German idealism more generally by Rousseau, of whom Hegel remarked that “freedom dawned on the world” in his works, and who critiqued and departed from Hobbes’s naturalistic society of “war of all against all” and built rather upon Locke’s contrary view of society and politics, sustaining and promoting the revolution in bourgeois society as ‘more than the sum of its parts’, revolutionary in its social relations per se, seminal for the American and French revolutions of the later 18th century. Capital in the 19th century, in the Marxist view, as the continued social compulsion to wage-labour after its crisis of value in the industrial revolution, both is and is not the Rousseauian ‘general will’ of capitalist society: it is a self-contradictory ‘mode of production’ and set of social relations, expressed through self-contradictory consciousness, in theory and practice, of its social and political subjects: first and foremost the consciousness of the proletariat. It is self-contradictory both objectively and subjectively, both in theory and in practice.

Marx’s and Engels’s point was to encourage and advance the proletariat’s critical recognition of the self-contradictory character of its struggle for socialism, in what Marx called the “logical extreme” ((K Marx, ‘Address to the central committee of the Communist League’, March 1850.)) of the role of the proletariat in the democratic revolution of the 19th century, which could not, according to Marx, take its “poetry” from the 17th and 18th centuries, as clearly expressed in the failure of the revolutions of 1848, Marx’s famous formulation of the need for “revolution in permanence”. What this means is that the democratic revolutionary aspirations of the wage-labourers for the “social republic” was the self-contradictory demand for the realisation of the social value of labour after this had already taken the form of accumulated capital, what Marx called the “general intellect”.

It is not the social value of labour, but rather that of this “general intellect”, which must be reappropriated, and by the wage-labourers themselves, in their discontents as subjects of democracy. The ongoing democratic revolution renders this both possible and superfluous, in that it renders the state both the agency of and obstacle to this reappropriation, in post-1848 Bonapartism, which promises everything to everyone – to solve the ‘social question’ of capitalism – but provides nothing, a diversion of the democratic revolution under conditions of self-contradictory bourgeois social relations: the state promises employment, but gives unemployment benefits or subsidises the lost value of wages.

In the 20th century, under the pressure of mass democracy – itself the result of the class struggle of the workers – the role of the state as self-contradictory and helpless manager of capitalism came to full fruition, but not through the self-conscious activity of the working class’s political struggle for socialism, confronting the need to overcome the role of the state, but more obscurely, with perverse results. Lenin’s point in The state and revolution (1917) was the need for the revolutionary transformation of society beyond “bourgeois right” that the state symptomatically expressed; but, according to Lenin, this could be accomplished only “on the basis of capitalism itself”. ((VI Lenin ‘Leftwing’ communism: an infantile disorder, 1920.)) If the working class among others in bourgeois society has succumbed to what Lukács called the ‘reification’ of bourgeois social relations, then this has been completely naturalised and can no longer be called out and recognised as such. For Lukács, ‘reification’ referred to the hypostatisation and conservatisation of the workers’ own politics in protecting their ‘class interest’ – what Lenin called mere “trade union consciousness” (including that of nationalist competition) in capitalism – rather than rising to the need to overcome this in practice, recognising how the workers’ political struggles might point beyond and transcend themselves. This included democracy, which could occult the social process of capitalism as much as reveal it.

Why still ‘philosophy’?

The problem today is that we are not faced, as Lukács and Korsch were, with the self-contradiction of the proletariat’s struggle for socialism in the political problem of the reified forms of the working class substituting for those of bourgeois society in its decadence. We replay the revolt of the third estate and its demands for the social value of labour, but we do not have occasion to recognise what Lukács regarded as the emptiness of bourgeois social relations of labour, its value evacuated by technical, but not political transcendence. We have lost sight of the problem of ‘reification’ as Lukács meant it.

As Hegel scholar Robert Pippin has concluded, in a formulation that is eminently agreeable to Korsch’s perspective on the continuation of philosophy as a symptom of failed transformation of society, in an essay addressing how, by contrast with the original “Left-Hegelian, Marxist, Frankfurt school tradition”, today, “the problem with contemporary critical theory is that it has become insufficiently critical”: perhaps philosophy “exists to remind us we haven’t gotten anywhere”. ((R Pippin, ‘On critical inquiry and critical theory: a short history of non-being’ Critical Inquiry No30, winter 2004, pp416-417.))

The problem of what Rousseau called the “reflective” and Kant and Hegel, after Rousseau, called the “speculative” relation of theory and practice in bourgeois society’s crisis in capitalism, recognised once by historical Marxism as the critical self-consciousness of proletarian socialism and its self-contradictions, has not gone away, but was only driven underground. The revolution originating in the bourgeois era in the 17th and 18th centuries that gave rise to the modern philosophy of freedom in Rousseauian enlightenment and German idealism and that advanced to new problems in the industrial revolution and the proletarianisation of society, perverting ‘bourgeois right’ into a form of domination rather than emancipation – and expressed through the Bonapartist state’s perversion of democracy, which was recognised by Marxism in the 19th century, but failed in the 20th century – may still task us.

This is why we might, still, be reading Lukács. | §

This article is based on a presentation given on January 11 2014 in Chicago. A video recording is available at: www.youtube.com/watch?v=FyAx32lzC0U; and audio recording at https://archive.org/details/cutrone_lukacsteachin011114_201401.
Originally published in
Weekly Worker 994 (January 23, 2014) [PDF].


Chris Cutrone

Chris Cutrone is a college educator, writer, and media artist, committed to critical thinking and artistic practice and the politics of social emancipation. ( . . . )

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Why still read Lukács? (video and audio recordings)

The place of “philosophical” questions in Marxism

Chris Cutrone

Presented at the School of the Art Institute of Chicago, January 11, 2014. Video recording available at: http://www.youtube.com/watch?v=FyAx32lzC0U; audio recording at: https://archive.org/details/cutrone_lukacsteachin011114_201401.

Still reading Lukács? The role of “critical theory”

Why read Georg Lukács today? Especially when his most famous work, History and Class Consciousness, is so clearly an expression of its specific historical moment, the aborted world revolution of 1917–19 in which he participated, attempting to follow Vladimir Lenin and Rosa Luxemburg. Are there “philosophical” lessons to be learned or principles to be gleaned from Lukács’s work, or is there, rather, the danger, as the Communist Party of Great Britain’s Mike Macnair has put it, of “theoretical overkill,” stymieing of political possibilities, closing up the struggle for socialism in tiny authoritarian and politically sterile sects founded on “theoretical agreement?”

Mike Macnair’s article “The philosophy trap” (2013) argues about the issue of the relation between theory and practice in the history of ostensible “Leninism,” taking issue in particular with Lukács’s books History and Class Consciousness (1923) and Lenin (1924) as well as with Karl Korsch’s 1923 essay “Marxism and philosophy.” The issue is what kind of theoretical generalization of consciousness could be derived from the experience of Bolshevism from 1903-21. I agree with Macnair that “philosophical” agreement is not the proper basis for political agreement, but this is not the same as saying that political agreement has no theoretical implications. Rather, the issue is whether theoretical “positions” have necessary political implications. I think it is a truism to say that there is no sure theoretical basis for effective political practice. But Macnair seems to be saying nothing more than this. In subordinating theory to practice, Macnair loses sight of the potential critical role theory can play in political practice, specifically the task of consciousness of history in the struggle for transforming society in an emancipatory direction.

A certain relation of theory to practice is a matter specific to the modern era, and moreover a problem specific to the era of capitalism, that is, after the Industrial Revolution, the emergence of the modern proletarianized working class and its struggle for socialism, and the crisis of bourgeois social relations and thus of consciousness of society this entails.

Critical theory recognizes that the role of theory in the attempt to transform society is not to justify or legitimate or provide normative sanction, not to rationalize what is happening anyway, but rather to critique, to explore conditions of possibility for change. The role of such critical theory is not to describe how things are, but rather how they might become, how things could and should be, but are not — yet.

The political distinction, then, would be not over the description of reality but rather the question of what can and should be changed, and over the direction of that change. Hence, critical theory as such goes beyond the distinction of analysis from description. The issue is not theoretical analysis proper to practical matters, but, beyond that, and of course incorporating this, the issue of transforming practices, and doing so with active agency and subjective recognition, as opposed to merely experiencing changed practice as something that has already happened. Indeed, capitalism itself is a transformative practice, but that transformation has eluded consciousness, specifically with regard to the ways change has happened, and political judgments about this. This is the specific role of theory, and hence the place of theoretical issues or “philosophical” concerns, in Marxism. It cannot be compared to other forms of theory, because they are not concerned with changing the world — not concerned with the politics of our changing practices. Lukács characterized this distinction of Marxism from “contemplative” or “reified” consciousness, to which bourgeois society had otherwise succumbed in capitalism.

If ostensibly “Marxist” tendencies such as those of the followers of Tony Cliff have botched “theory,” which undoubtedly they have, it is because they have conflated or rendered indistinct the role of critical theory as opposed to the political exigencies of propaganda: for organizations dedicated to propaganda, there must be agreement as to such propaganda; the question is the role of theory in such propaganda activity. If theory is debased to justifying propaganda, then its critical role is evacuated, and indeed it can mask opportunism. But then it ceases to be proper theory, not becoming simply “wrong” or falsified but rather ideological, which is a different matter. This is what happened, according to Lukács and Korsch, in the 2nd/Socialist International, resulting in the “vulgarization” of Marxism, or the confusion of the formulations of political propaganda instead of properly Marxist critical theorization.

The theory and practice of “proletarian socialism”

A note on the term “proletariat:” This was Marx’s neologism for the condition of the post-Industrial Revolution working class, which was analogous — but only in metaphorical analogy! — to the Ancient Roman Republic’s class of “proletarians:” the modern industrial working class was composed of “citizens without property.” In modern, bourgeois society, for instance in the view of John Locke, property in objects is derived from labor, because labor is the first property. Hence, to be a laborer without property, to be a worker without property in one’s own labor, is a self-contradiction in a very specific sense, in that the “expropriation” of labor happens as a function of society: in Marx and Engels’s view, this is a function of a self-contradictory form of society. A modern “free wage-labor” worker is supposed to be a free contractual agent with full rights of ownership and disposal over her own labor in its exchange, its buying and selling as property, or, more simply, as a commodity. This is the most elementary form of right in bourgeois society, from which other claims, for instance, individual right to one’s own person and equality before the law, flow. If, according to Marx and Engels, the condition of the modern, post-Industrial Revolution working class or “proletariat” expressed a self-contradiction of bourgeois social relations, this was because this set of social relations, or “bourgeois right,” was in need of transformation: the Industrial Revolution indicated a potential condition beyond bourgeois society. If the workers were expropriated, even though their contractual right to dispose of their own labor was already and still continued to be sanctioned by law, according to Marx and Engels, this was because of a problem of the value of labor at a greater societal level, not at the level of the individual capitalist firm, not reducible to the level of the contractual relation of the employee to her employer, which remained “fair exchange.” The wage contract was still bourgeois, but the value of the labor exchanged was undermined in the greater (global) society, which was no longer simply bourgeois but rather industrial, that is, “capital”-ist.

The struggle for socialism by the proletariat was the attempt to reappropriate the social property of labor that had been transformed and “expropriated” or “alienated” in the Industrial Revolution, which Marx and Engels thought could be achieved only beyond capitalism, for instance in the value of accumulated past labor in science and technology, as what Marx called the “general (social) intellect.” An objective condition was expressed subjectively, but that objective condition of society was itself self-contradictory and so expressed in a self-contradictory form of political subjectivity, “proletarian socialism.” The greatest exemplar for Marx and Engels of this self-contradictory form of politics aiming to transform society was Chartism, a movement of the high moment of the Industrial Revolution and its crisis in the 1830s–40s, whose most pointed political expression was, indicatively, universal suffrage. The crisis of the bust period of the “Hungry ’40s” indicated the maturation of bourgeois society, in crisis, as the preceding boom era of the 1830s already had raised expectations of socialism, politically as well as technically and culturally, for instance in the “Utopian Socialism” of Fourier, Saint-Simon, Owen et al. (as well as in the “Young Hegelian” movement taking place around the world in the 1830s, on whose scene the younger Marx and Engels arrived belatedly, during its crisis and dissolution in the 1840s).

One must distinguish between the relation of theory and practice in the revolutionary bourgeois era and in the post-Industrial Revolution era of the crisis of bourgeois society in capitalism and the proletariat’s struggle for socialism. If in the bourgeois era there was a productive tension, a reflective, speculative or “philosophical” relation, for instance for Kant and Hegel, between theory and practice, in the era of the crisis of bourgeois society there is rather a “negative” or “critical” relation. Hence, the need for Marxism.

As the Frankfurt School Marxist Critical Theorist Theodor Adorno put it, the separation of theory and practice was emancipatory: it expressed the freedom to think at variance with prevailing social practices unknown in the Ancient or Medieval world of traditional civilization. The freedom to relate and articulate theory and practice was a hallmark of the revolutionary emergence of bourgeois society: the combined revolution in society of politics, economics, culture (religion), technique and philosophy — the latter under the rubric “Enlightenment.” By contrast, Romantic socialism of the early 19th century sought to re-unify theory and practice, to make them one thing as they had been under religious cosmology as a total way of life. If, according to Adorno, Marxism, as opposed to Romantic socialism, did not aspire to a “unity of theory and practice” in terms of their identity, but rather of their articulated separation in the transformation of society — transformation of both consciousness and social being — then what Adorno recognized was that, as he put it, the relation of theory and practice is not once-and-for-all but rather “fluctuates historically.” Marxism, through different phases of its history, itself expressed this fluctuation. But the fluctuation was an expression of crisis in Marxism, and ultimately of failure: Adorno called it a “negative dialectic.” It expressed and was tasked by the failure of the revolution. But this failure was not merely the failure of the industrial working class’s struggle for socialism in the early 20th century, but rather that failure was the failure of the emancipation of the bourgeois revolution: this failure consumed history, undermining the past achievements of freedom — as Adorno’s colleague Walter Benjamin put it, “Even the dead are not safe.” Historical Marxism is not a safe legacy but suffers the vicissitudes of the present. If we still are reading Lukács, we need to recognize the danger to which his thought, as part of Marxism’s history, is subject in the present. One way of protecting historical Marxism’s legacy would be through recognizing its inapplicability in the present, distancing it from immediate enlistment in present concerns, which would concede too much already, undermining — liquidating without redeeming — consciousness once already achieved.

The division in Marxism: Lukács with Lenin and Luxemburg as “orthodox”

The title of Lukács’s book History and Class Consciousness should be properly understood directly as indicating that Lukács’s studies, the various essays collected in the book, were about class consciousness as consciousness of history. This goes back to the early Marx and Engels, who understood the emergence of the modern proletariat and its political struggles for socialism after the Industrial Revolution in a “Hegelian” manner, that is, as phenomena or “forms of appearance” of society and history specific to the 19th century. Moreover, Marx and Engels, in their point of departure for “Marxism” as opposed to other varieties of Hegelianism and socialism, looked forward to the dialectical “Aufhebung” of this new modern proletariat: its simultaneous self-fulfillment and completion, self-negation, and self-transcendence in socialism, which would be (also) that of capitalism. In other words, Marx and Engels regarded the proletariat in the struggle for socialism as the central, key phenomenon of capitalism, but the symptomatic expression of its crisis, self-contradiction and need for self-overcoming. This is because capitalism was regarded by Marx and Engels as a form of society, specifically the form of bourgeois society’s crisis and self-contradiction.  As Hegelians, Marx and Engels regarded contradiction as the appearance of the necessity and possibility for change. So, the question becomes, what is the meaning of the self-contradiction of bourgeois society, the self-contradiction of bourgeois social relations, expressed by the post-Industrial Revolution working class and its forms of political struggle?

This latter part is key, for Marx and Engels regarded the politics of proletarian socialism as a form of bourgeois politics in crisis and self-contradiction. This is what it meant for Marx and Engels to say that the objective existence of the proletariat (“propertyless” workers) and its subjective struggle for socialism were phenomena of the self-contradiction of bourgeois society and its potential Aufhebung.

The struggle for socialism was self-contradictory. This is what Lukács emphasized and ruminated on in History and Class Consciousness. But this was not original to Lukács or achieved simply by Lukács’s reading of Marx and Engels, but rather mediated through consideration of and attempted active participation in the politics of Lenin and Rosa Luxemburg: Lenin and Luxemburg provided access, for Lukács as well as others in the nascent 3rd or Communist International, to the “original Marxism” of Marx and Engels. For Marx and Engels recognized that socialism was inevitably ideological: a self-contradictory form of politics and consciousness. The question was how to advance the contradiction.

As an active participant in the project of the Communist International, for Lukács in his books History and Class Consciousness and Lenin (as well as for Karl Korsch in “Marxism and philosophy” and other writings circa 1923), the intervening Marxism of the 2nd or Socialist International had become an obstacle to Marx and Engels’s Marxism and thus to proletarian socialist revolution in the early 20th century, an obstacle that the political struggles of Lenin, Luxemburg and other radicals in the 2nd International sought to overcome. This obstacle of 2nd International Marxism had theoretical as well as practical-political aspects: it was expressed both at the level of theoretical consciousness as well as at the level of political organization.

It is important to note that the 2nd International Marxism had become an obstacle. Indeed, according to Luxemburg, in Reform and Revolution (1900) and in Lenin’s What is to be Done? (1902) (the latter of which was an attempted application of the terms of the Revisionist Dispute in the 2nd International to conditions in the Russian movement), the development of proletarian socialism in the 2nd International had produced its own obstacle, so to the speak, in becoming self-divided between “orthodox Marxists” who retained fidelity to the revolutionary politics of proletarian socialism in terms of the Revolutions of 1848 and the Paris Commune of 1871, and “Revisionists” who thought that political practice and theoretical consciousness of Marxism demanded transformation under the altered historical social conditions that had been achieved by the workers’ struggle for socialism, which proceeded in an “evolutionary” way. Eduard Bernstein gave the clearest expression of this “Revisionist” view, which indicatively was influenced by the British Fabianism (by Bernstein’s participation in working class politics while living in political exile in the U.K.) that led to the contemporary formation of the Labour Party, and found its greatest political support among the working class’s trade union leaders in the 2nd International, especially in Germany.

Marxism of the Third International

Lenin, Luxemburg, and Lukács and Korsch among others following them, thought that the self-contradictory nature and character — origin and expression — of proletarian socialism meant that the latter’s development proceeded in a self-contradictory way, which meant that the movement of historical “progress” was self-contradictory. Luxemburg summarized this view in Reform or Revolution, where she pointed out that the growth in organization and consciousness of the proletariat was itself part of — a new phenomenon of — the self-contradiction of capitalism, and so expressed itself in its own self-contradictory way. This was how Luxemburg grasped the Revisionist Dispute in the Marxism of the 2nd International itself. This self-contradiction was theoretical as well as practical: for Luxemburg and for Lenin the “theoretical struggle” was an expression of practical self-contradiction. Leon Trotsky expressed this “orthodox Marxist” view shared by Lenin and Luxemburg in his 1906 Results and Prospects, on the 1905 Revolution in Russia, by pointing out that the “pre-requisites of socialism” were self-contradictory: that they “retarded” rather than promoted each other. This view was due to the understanding that proletarian socialism was bound up in the crisis of capitalism which was disintegrative: the struggle for socialism was caught up in the disintegration of bourgeois society in capitalism. For Luxemburg, Lenin and Trotsky contra Bernstein, the crisis of capitalism was deepening.

One of the clearest expressions of this disintegrative process of self-contradiction in Luxemburg, Lenin and Trotsky’s time was the relation of capitalism as a global system to the political divisions between national states in the era of “monopoly capital” and “imperialism” that led to the World War, but was already apprehended in the Revisionist Dispute at the turn of the 20th century as expressing the need for socialism — the need for proletarian political revolution. Lenin and Luxemburg’s academic doctoral dissertations of the 1890s, on the development of capitalism in Russia and Poland, respectively, addressed this phenomenon of “combined and uneven” development in the epoch of capitalist crisis, disintegration and “decay,” as expressing the need for world revolution. Moreover, Lenin in What is to be Done? expressed the perspective that the Revisionist Dispute in Marxism was itself an expression of the crisis of capitalism manifesting within the socialist workers’ movement, a prelude to revolution.

While it is conventional to oppose Luxemburg and Lenin’s “revolutionary socialism” to Bernstein et al.’s “evolutionism,” and hence to oppose Luxemburg and Lenin’s “dialectical” Marxism to the Revisionist “mechanical” one, what is lost in this view is the role of historical dynamics of consciousness in Lenin and Luxemburg’s (and Trotsky’s) view: this is the phenomenon of historical “regression” as opposed to “progress,” which the “evolutionary socialism” of Bernstein et al. assumed and later Stalinism also assumed.  The most important distinction of Luxemburg and Lenin’s (as well as Trotsky’s) “orthodox” perspective — in Lukács’s (and Korsch’s) view, what made their Marxism “dialectical” and “Hegelian” — was its recognition of historical “regression” — its recognition of bourgeois society as disintegrative and self-destructive in its crisis of capitalism. But this process of disintegration was recognized as affecting the proletariat and its politics as well. Benjamin and Adorno’s theory of regression began here.

Historical regression

The question is how to properly recognize, in political practice as well as theory, the ways in which the struggle for proletarian socialism — socialism achieved by way of the political action of wage-laborers in the post-Industrial Revolution era as such — is caught up and participates in the process of capitalist disintegration: the expression of proletarian socialism as a phenomenon of history, specifically as a phenomenon of crisis and regression.

This history has multiple registers: there is the principal register of the post-Industrial Revolution crisis of bourgeois society in capitalism, its crisis and departure from preceding bourgeois social relations (those of the prior, pre-industrial eras of “cooperation” and “manufacture” of the 16th, 17th and 18th centuries, in Marx’s terms); but there is also the register of the dynamics and periods within capitalism itself. Capitalism was for Marx and Engels already the regression of bourgeois society. This is where Lukács’s (and Korsch’s) perspective, derived from Luxemburg and Lenin’s (and Trotsky’s) views from 1900-19, what they considered an era of “revolution,” might become problematic for us, today: the history of the post-1923 world has not been, as 1848–1914 was in the 2nd International “orthodox” or “radical” Marxist (as opposed to Revisionist) view, a process of increasing crisis and development of revolutionary political necessities, but rather a process of continued social disintegration of capitalism without, however, this being expressed in and through the struggle for proletarian socialism.

It is important to note that Lukács (and Korsch) abandoned rather rapidly their 1923 perspectives, adjusting to developing circumstances of a non-revolutionary era.

Here is where the problematic relation of Tony Cliff’s political project to Lukács (and Korsch), and hence to Lenin, Luxemburg and Trotsky, may be located: in Cliff’s perspective on his (post-1945) time being a “non-revolutionary” one, demanding a project of “propaganda” that is related to but differs significantly from the moment of Lenin et al. For the Cliffites and their organizations, “political practice” is one of propaganda in a non-revolutionary period, in which political action is less of a directly practical but rather of an exemplary-propagandistic significance. This has been muddled by “movement-building.”

This was not the case for Luxemburg, Lenin and Trotsky, whose political practice was directly about the struggle for power, and in whose practical project Lukács’s (and Korsch’s) “theoretical” work sought to participate, offering attempts at clarification of self-understanding to revolutionaries “on the march.” Cliff and his followers, at least at their most self-conscious, have known that they were doing something essentially different from Lenin et al.: they were not organizing a revolutionary political party seeking a bid for power as part of an upsurge of working class struggle in the context of a global movement (the 2nd International), as had been the case for Lenin at the time of What is to be Done? (1902), or Luxemburg’s Mass Strike pamphlet and Trotsky in the Russian Revolution of 1905. Yet the Cliffites have used the ideas of Lenin and Luxemburg and their followers, such as Lukács and Korsch as well as Trotsky, to justify their practices. This presents certain problems. Yes, Lenin et al. have become ideological in the hands of the Cliffites, among others — “Leninism” for the Stalinists most prominently. So the question turns to the status of Lenin’s ideas in themselves and in their own moment.

Mike Macnair points out that Lukács’s (and Korsch’s) works circa 1923 emphasized attack and so sought to provide a “theory of the offensive,” as opposed to Lenin’s arguments about the necessities of “retreat” in 1920 (as against and in critique of “Left-Wing” Communism) and what Macnair has elsewhere described as the need for “Kautskyan patience” in politically building for proletarian socialism (as in the era of the 2nd International 1889–1914), and so this limits the perspective of Lukács (and Korsch), after Lenin and Luxemburg (and Trotsky), to a period of “civil war” (1905, 1914/17–19/20/21). In this, Macnair is concerned, rightly, with “theory” becoming a blinder to proper political practice: “theoretical overkill” is a matter of over-“philosophizing” politics. But there is a difference between active campaigning in the struggle for power, whether in attack or (temporary) retreat, and propagandizing, to which Marxism (at best) has been relegated ever since the early 20th century.

However, in raising, by contrast, the need for a conscious openness to “empirical reality” of political experience, Macnair succumbs to a linear-progressive view of history as well as of political practice, turning this into a matter of “lessons learned:” it becomes a quantitative rather than qualitative matter. Moreover, it becomes a matter of theory in a conventional rather than the Marxist “critical” sense, in which the description of reality and its analysis approach more and more adequate approximations.

Lenin, Luxemburg and Trotsky, and so Lukács (and Korsch), as “orthodox” as opposed to “revisionist” Marxists, conceived of the development of consciousness, both theoretically and practically-organizationally, rather differently, in that a necessary “transformation of Marxism,” which took place in the “peculiar guise” of a “return to the original Marxism of Marx and Engels” (Korsch), could be an asset in the present. But that “present” was the “crisis of Marxism” 1914–19, which is not, today, our moment — as even Cliff and his followers, with their notion of “propaganda” in a non-revolutionary era, have recognized (as did Lukács and Korsch, in subsequently abandoning their circa-1923 perspectives).

So what is the status of such ideas in a non-revolutionary era?

Korsch and the problem of “philosophy”

Karl Korsch, Lukács’s contemporary in the 3rd Intl., whose work Macnair deliberately and explicitly puts aside in his attack on the problematic legacy of Lukács’s books History and Class Consciousness and Lenin for the Cliffites, offered a pithy formulation in his 1923 essay on “Marxism and philosophy,” which is that “a problem which supersedes present relations may have been formulated in an anterior epoch.”

This is a non-linear, non-progressive and recursive view of history, which Korsch gleaned from Luxemburg and Lenin’s contributions to the Revisionist Dispute in the 2nd International (e.g., Reform or Revolution, What is to be Done?, etc.; and Trotsky’s Results and Prospects). It has its origins in Marx and Engels’s view of capitalism as a regressive, disintegrative process. This view has two registers: the self-contradiction and crisis of bourgeois social relations in the transition to capitalism after the Industrial Revolution; and the disintegrative and self-destructive process of the reproduction of capitalism itself, which takes place within and as a function of the reproduction of bourgeois social relations, through successive crises.

Marx and Engels recognized that the crisis of capitalism was motivated by the reproduction of bourgeois social relations under conditions of the disintegration of the value of labor in the Industrial Revolution, producing the need for socialism. The industrial-era working class’s struggle for the social value of its labor was at once regressive, as if bourgeois social relations of the value of labor had not been undermined by the Industrial Revolution, and pointed beyond capitalism, in that the realization of the demands for proper social value of labor would mean overcoming labor as value in society, transforming work from “life’s prime need” to “life’s prime want:” work would be done not out of the social compulsion to labor in the valorization process of capital, but rather out of intrinsic desire and interest; and society would provide for “each according to his need” from “each according to his ability.” As Adorno, a later follower of Lukács and Korsch’s works circa 1923 that had converted him to Marxism, put it, getting beyond capitalism would mean overcoming the “law of labor.”

Korsch’s argument in his 1923 essay “Marxism and philosophy” was focused on a very specific problem, the status of philosophy in Marxism, in the direct sense of Marx and Engels being followers of Hegel, and Hegel representing a certain “end” to philosophy, in which the world became philosophical and philosophy became worldly. Hegel announced that with his work, philosophy was “completed,” as a function of recognizing how society had become “philosophical,” or mediated through conceptual theory in ways previously not the case. Marx and Engels accepted Hegel’s conclusion, in which case the issue was to further the revolution of bourgeois society — the “philosophical” world that demanded worldly “philosophy.” The disputes among the Hegelians in the 1830s and ’40s were concerned, properly, with precisely the politics of the bourgeois world and its direction of change. The problem, according to Korsch, was that, post-1848, there was a recrudescence of “philosophy,” and that this was something other than what had been practiced either traditionally by the Ancients or in modernity by revolutionary bourgeois thinkers — thinkers of the revolution of the bourgeois era — such as Kant and Hegel (also Rousseau, John Locke, Adam Smith, et al.).

The recrudescence of philosophy in the late 19th century was, according to Korsch, a symptom of the failure of socialism in 1848, but as such expressed a genuine need: the necessity of relating theory and practice as a problem of consciousness under conditions of capitalism. In this respect, Marxism was the sustaining of the Kantian-Hegelian “critical philosophy” but under changed conditions from the bourgeois-revolutionary era to that of capitalism. Korsch analogized this to the recrudescence of the state in post-1848 Bonapartism, which contradicted the bourgeois-revolutionary, liberal prognosis of the subordination of the state to civil society and thus the state’s “withering away,” its functions absorbed into free social relations. This meant recognizing the need to overcome recrudescent philosophy as analogous to the need to overcome the capitalist state, the transformation of its necessity through socialism. “Bonapartism in philosophy” expressed a new, late found need in capitalism to free society.

As Korsch put it, the only way to “abolish” philosophy would be to “realize” it: socialism would be the attainment of the “philosophical world” promised by bourgeois emancipation but betrayed by capitalism, which renders society opaque. It would be premature to say that under capitalism everyone is already a philosopher. Indeed, the point is that none are. But this is because of the alienation and reification of bourgeois social relations in capitalism, which renders the Kantian-Hegelian “worldly philosophy” of the critical relation of theory and practice an aspiration rather than an actuality. Nonetheless, Marxist critical theory accepted the task of such modern critical philosophy, specifically regarding the ideological problem of theory and practice in the struggle for socialism. This is what it  meant to say, as was formulated in the 2nd International, that the workers’ movement for socialism was the inheritor of German Idealism: it was the inheritor of the revolutionary process of bourgeois emancipation, which the bourgeoisie, compromised by capitalism, had abandoned. The task remained.

Transformation of Marxism through “return” to Marx — and return to the bourgeois revolution

Lenin, Luxemburg and Trotsky, “orthodox Marxists” of the 2nd International who radicalized their perspectives in the crisis of the 2nd International and of Marxism in world war and revolution 1914–19, and were followed by new converts to Marxism such as Lukács and Korsch, were subjects of a historical moment in which the crisis of bourgeois society in capitalism was expressed by social and political crisis and the movement for “proletarian socialist” revolution, beginning, after the Industrial Revolution, in the 1830s–40s, the attempt to revolutionize society centrally by the wage-laborers as such, a movement dominated from 1889–1914 by the practical politics as well as theoretical consciousness of Marxism. — However, we must recognize today that that moment was lost.

Why would Lukács and Korsch in the 20th century return to the origins of Marxism in Hegelianism, in what Korsch called the consciousness of the “revolt of the Third Estate?,” a process of the 17th and 18th centuries (that had already begun earlier)? Precisely because Lukács and Korsch sought to address Marxism’s relation to the revolt of the Third Estate’s bourgeois glorification of the social relations of labor, and the relation of this to the democratic revolution (see for example the Abbé Sieyès’s revolutionary 1789 pamphlet What is the Third Estate?): how Marxism recognized that this relation between labor and democracy continued in 19th century socialism. In Lukács and Korsch’s view, proletarian socialism sustained just this bourgeois revolution, albeit under the changed conditions of the Industrial Revolution and its capitalist aftermath. Mike Macnair acknowledges this in his focus on the English Enlightenment “materialism” of John Locke in the 17th and 18th centuries and the British Chartism of the early 19th century, their intrinsic continuity in the democratic revolution, and Marx and Engels’s continuity with both. But then Macnair takes Kant and Hegel — and thus Lukács and Korsch following them — to be counter-Enlightenment and anti-democratic thinkers accommodating autocratic political authority, drawing this from Hume’s alleged turn away from the radicalism of Locke back to Hobbes’s political conservatism, and Kant and Hegel’s alleged affirmation of the Prussian state. But this leaves out the crucially important influence on Kant and German Idealism more generally by Rousseau, of whom Hegel remarked that “freedom dawned on the world” in his works, and who critiqued and departed from Hobbes’s society of “war of all against all” and built rather upon Locke’s view of society and politics, sustaining and promoting the revolution in bourgeois society as “more than the sum of its parts,” revolutionary in its social relations per se, seminal for the American and French Revolutions of the later 18th century. Capital, as the continued social compulsion to wage-labor after its crisis of value in the Industrial Revolution, both is and is not the Rousseauian “general will” of capitalist society: it is a self-contradictory “mode of production” and set of social relations, expressed through self-contradictory consciousness, in theory and practice, of its social and political subjects, first and foremost the consciousness of the proletariat.

Marx and Engels’s point was the proletariat’s critical recognition of the self-contradictory character of its struggle for socialism, in what Marx called the “logical extreme” of the role of the proletariat in the democratic revolution of the 19th century, which could not, according to Marx, take its “poetry” from the 17th and 18th centuries, as clearly expressed in the failure of the revolutions of 1848 (“Address to the Central Committee of the Communist League,” 1850), Marx’s famous formulation of the need for “revolution in permanence.”  What this means is that the democratic revolutionary aspirations of the wage-laborers for the “social republic” was the self-contradictory demand for the realization of the social value of labor after this had already taken the form of accumulated capital, what Marx called the “general intellect.” It is not the social value of labor, but rather that of this “general intellect” which must be reappropriated, and by the wage-laborers themselves, in their discontents as subjects of democracy. The ongoing democratic revolution renders this both possible and superfluous in that it renders the state both the agency and obstacle to this reappropriation, in post-1848 Bonapartism, which promises everything to everyone — to overcome the “social question” of capitalism —  but provides nothing, a diversion of the democratic revolution under conditions of self-contradictory bourgeois social relations: the state promises employment but gives unemployment benefits or subsidizes the lost value of wages; as Adorno put it, the workers get a cut of the profits of capital, to prevent revolution (“Late capitalism or industrial society?” AKA “Is Marx obsolete?,” 1968). Or, as Adorno’s colleague, the director of the Frankfurt Institute Max Horkheimer put it, the Industrial Revolution and its continued social ramifications made not labor but the workers “superfluous.” This created a very dangerous political situation — clearly expressed by the catastrophic events of the 20th century, mediated by mass “democratic” movements.

Marxism in the 20th century

In the 20th century, under the pressure of mass democracy — itself the result of the class struggle of the workers — the role of the state as self-contradictory and helpless manager of capitalism came to full fruition, but not through the self-conscious activity of the working class’s political struggle for socialism, confronting the need to overcome the role of the state, but more obscurely, with perverse results. Lenin’s point in The State and Revolution (1917) was the need for the revolutionary transformation of society beyond “bourgeois right” that the state symptomatically expressed; but, according to Lenin, this could be accomplished only “on the basis of capitalism itself” (“Left-Wing” Communism: An Infantile Disorder, 1920). If the working class among others in bourgeois society has succumbed to what Lukács called the “reification” of bourgeois social relations, then this has been completely naturalized and can no longer be called out and recognized as such. For Lukács, “reification” referred to the hypostatization and conservatization of the workers’ own politics in protecting their “class interest,” what Lenin called mere “trade union consciousness” (including that of nationalist competition) in capitalism, rather than rising to the need to overcome this in practice, recognizing how the workers’ political struggles might point beyond and transcend themselves. This included democracy, which could occult the social process of capitalism as much as reveal it.

One phenomenon of such reification in the 20th century was what Adorno called the “veil of technology,” which included the appearance of capital as a thing (as in capital goods, or techniques of organizing production), rather than as Marxism recognized it, a social relation, however self-contradictory.

The anti-Marxist, liberal (yet still quite conservative) Heideggerian political theorist Hannah Arendt (and an antagonist of Adorno and other Marxist “Critical Theorists” of the Frankfurt School, who was however married to a former Communist follower of Rosa Luxemburg’s Spartacus League of 1919), expressed well how the working class in the 20th century developed after the failure of Marxism:

The modern age has carried with it a theoretical glorification of labor and has resulted in an actual transformation of the whole of society into a laboring society. The fulfilment of the wish, therefore, like the fulfilment of wishes in fairy tales, comes at a moment when it can only be self-defeating. It is a society of laborers which is about to be liberated from the fetters of labor [by technical automation], and this society does no longer know of those other higher and more meaningful activities for the sake of which this freedom would deserve to be won. Within this society, which is egalitarian because this is labor’s way of making men live together, there is no class left, no aristocracy of either a political or spiritual nature from which a restoration of the other capacities of man could start anew. Even presidents, kings, and prime ministers think of their offices in terms of a job necessary for the life of society, and among the intellectuals, only solitary individuals are left who consider what they are doing in terms of work and not in terms of making a living. What we are confronted with is the prospect of a society of laborers without labor, that is, without the only activity left to them. Surely, nothing could be worse. (The Human Condition [Vita Activa], 1958.)

Compare this to what Heidegger offered in Nazi-era lectures on “Overcoming metaphysics,” that, “The still hidden truth of Being is withheld from metaphysical humanity.  The laboring animal is left to the giddy whirl of its products so that it may tear itself to pieces and annihilate itself in empty nothingness” (The End of Philosophy, ed. and trans. Joan Stambaugh [University of Chicago Press, 2003], 87); and, in “The End of Philosophy and the Task of Thinking” (1964), the place of Marx in this process: “With the reversal of metaphysics which was already accomplished by Karl Marx, the most extreme possibility of philosophy is attained” (Basic Writings, ed. David Farrell Krell [New York: HarperCollins, 1993],433 ). But this was Heidegger blaming Marxism and the “metaphysics of labor” championed politically by the bourgeois revolt of the Third Estate and inherited by the workers’ movement for socialism, without recognizing as Marx did the self-contradictory character in capitalism; Heidegger, for whom “only a god can still save us” (1966 interview in Der Spiegel, published posthumously May 31, 1976), and Arendt following him, demonized technologized society as a dead-end of “Western metaphysics” allegedly going back to the Socratic turn of ‘science” followed by Plato and Aristotle in Classical Antiquity, rather than recognizing it as a symptom of the need to transform society, capitalism and its need for socialism as a transitional condition of history.

This was the resulting flat “contradiction” that replaced the prior “dialectical” contradiction of “proletarian socialism” recognized by Marxism, whose theoretical recovery, in the context of the crisis of Marxism in the movement from the 2nd to 3rd Internationals, had been attempted by Lukács and Korsch. What Arendt called merely the (objective) “human condition,” the “vita activa” and its perverse nihilistic destiny in modern society, was, once, the (subjective) “dialectical,” self-contradictory “standpoint of the proletariat” in Marxism, as the “class consciousness” of history: the historical need for the proletariat to overcome and abolish itself as a class, including its own standpoint of “consciousness,” its regressive bourgeois demand to reappropriate the value of labor in capitalism, which would both realize and negate the “bourgeois right” of the value of labor in society. Socialism was recognized by Marxism as the raising and advancing of the self-contradiction of capitalism to the “next stage,” motivated by the necessity and possibility for “communism.” What Arendt could only apprehend as a baleful telos, the society of labor overcoming itself, Marxism once recognized as the need for revolution, to advance the contradiction in socialism.

When Marxists such as Adorno or Lukács can only sound to us like Arendt (or Heidegger!), this is because we no longer live in the revolution. Adorno:

According to [Marxist] theory, history is the history of class struggles. But the concept of class is bound up with the emergence of the proletariat. . . . If all the oppression that man has ever inflicted upon man culminates in the cold inhumanity of free wage labor, then . . . the archaic silence of pyramids and ruins becomes conscious of itself in materialist thought: it is the echo of factory noise in the landscape of the immutable. . . . This means, however, that dehumanization is also its opposite. In reified human beings reification finds its outer limits. . . . Only when the victims completely assume the features of the ruling civilization will they be capable of wresting them from the dominant power. . . . Even if the dynamic at work was always the same, its end today is not the end. (“Reflections on class theory,” 1942.)

Lukács:

[As Hegel said,] directly before the emergence of something qualitatively new, the old state of affairs gathers itself up into its original, purely general, essence, into its simple totality, transcending and absorbing back into itself all those marked differences and peculiarities which it evinced when it was still viable. . . . [I]n the age of the dissolution of capitalism, the fetishistic categories collapse and it becomes necessary to have recourse to the “natural form” underlying them. . . . As the antagonism becomes more acute two possibilities open up for the proletariat. It is given the opportunity to substitute its own positive contents for the emptied and bursting husks. But also it is exposed to the danger that for a time at least it might adapt itself ideologically to conform to these, the emptiest and most decadent forms of bourgeois culture. (“Reification and the consciousness of the proletariat,” History and Class Consciousness, 1923.)

Why still “philosophy?”

The problem today is that we are not faced with the self-contradiction of the proletariat’s struggle for socialism in the political problem of the “reified forms” of the working class substituting for those of bourgeois society in its “decadence.” We replay the revolt of the Third Estate and its demands for the social value of labor — at best, but, really, repeat the early bourgeois Protestant Christian demand for social “justice,” however more nebulously. We do not have occasion to recognize the “emptiness” of bourgeois social relations of labor, its value evacuated by technical but not political transcendence. Indeed, now we have lost sight of the problem of “reification” at all as Lukács meant it.

As Hegel scholar Robert Pippin has recently concluded, in a formulation that is eminently agreeable to Korsch’s perspective on the continuation of philosophy as a symptom of failed transformation of society, in an essay addressing how, by contrast with the original “Left-Hegelian, Marxist, Frankfurt school tradition,” “the problem with contemporary critical theory is that it has become insufficiently critical:” “Perhaps [philosophy] exists to remind us we haven’t gotten anywhere” (“On Critical Inquiry and critical theory: A short history of non-being,” Critical Inquiry 30 [Winter 2004], 416–417). The question is the proper role of critical theory and “philosophical” questions in politics. In the absence of Marxism, other thinking is called to address this — for instance, Arendt (or worse: see Carl Schmitt).

Recognizing the potential political abuse of “philosophy” does not mean, however, that we must agree with Heidegger, that, “Philosophy will not be able to bring about a direct change of the present state of the world” (Der Spiegel interview). Especially since Marxism is not only (a history of) a form of politics, but also, as the Hegel and Frankfurt School scholar Gillian Rose put it, a “mode of cognition sui generis” (review of the English translation of Adorno’s Negative Dialectics [1973] in The American Political Science Review 70.2 [June 1976], 598–599). This is because, as the late 19th century sociologist Emile Durkheim put it, (bourgeois) society is an “object of cognition sui generis.” Furthermore, capitalism is a problem of social transformation sui generis — one with which we still might struggle, at least hopefully! Marxism is hence a mode of politics sui generis — one whose historical memory has become very obscure. This is above all a practical problem, but one which registers also “philosophically” in “theory.”

The problem of what Rousseau called the “reflective” and Kant and Hegel, after Rousseau, called the “speculative” relation of theory and practice in bourgeois society’s crisis in capitalism, recognized once by historical Marxism as the critical self-consciousness of proletarian socialism and its self-contradictions, has not gone away but was only driven underground. The revolution originating in the bourgeois era in the 17th and 18th centuries that gave rise to the modern philosophy of freedom in Rousseauian Enlightenment and German Idealism and that advanced to new problems in the Industrial Revolution and the proletarianization of society, perverting “bourgeois right” into a form of domination rather than emancipation, and expressed through the Bonapartist state’s perversion of democracy, which was recognized by Marxism in the 19th century but failed in the 20th century, may still task us.

This is why we might, still, be reading Lukács. | §


Background readings:

Readings for teach-in on the Communist Party of Great Britain’s campaign against Lukács and its stakes for Platypus as a project.

Mike Macnair, “The philosophy trap” 11/21/13

Chris Cutrone, “Defending Marxist Hegelianism against a Marxist critique” 8/11/11

Georg Lukács, Original Preface (1922) to History and Class Consciousness (1923)

Articles in exchange originally published in Weekly Worker January 24 – March 14, 2013. [PDF]

James Turley, “The antinomies of Georg Lukács” 1/24/13

Chris Cutrone, “Regression” 1/31/13

James Turley, “Dummy” 2/21/13

Chris Cutrone, “Nota bene” 2/28/13

James Turley, “Bacon” 3/7/13

Lawrence Parker, “Lukács reloaded” 3/7/13

Chris Cutrone, “Unreloaded” 3/14/13

Supplemental reading:

Chris Cutrone, “Gillian Rose’s ‘Hegelian’ critique of Marxism” 3/1/10

Video and audio recordings of Chicago teach-in 1/11/14:

CPGB contra Lukács

Communist Party of Great Britain (Provisional Central Committee)
contra Georg Lukács

James Turley, Chris Cutrone, Lawrence Parker

Originally published in Weekly Worker January 24 – March 14, 2013. [PDF]

articles:

James Turley, “The antinomies of Georg Lukács” 1/24/13

Chris Cutrone, “Regression” 1/31/13

James Turley, “Dummy” 2/21/13

Chris Cutrone, “Nota bene” 2/28/13

James Turley, “Bacon” 3/7/13

Lawrence Parker, “Lukács reloaded” 3/7/13

Chris Cutrone, “Unreloaded” 3/14/13

On Horkheimer and Adorno’s Marxism in 1956

Marxism became a “message in a bottle” — can we yet receive it?

Response to Todd Cronan’s review of Towards a New Manifesto

Chris Cutrone

The first version of the following essay is available here. Posted on Facebook August 11, 2012.

Horkheimer and Adorno’s 1956 conversation took place in the aftermath of the Khrushchev speech denouncing Stalin. This event signaled a possible political opening, not in the Soviet Union so much as for the international Left. Horkheimer and Adorno recognized the potential of the Communist Parties in France and Italy, paralleling Marcuse’s estimation in his 1947 “33 Theses”:

The development [of history since Marx] has confirmed the correctness of the Leninist conception of the vanguard party as the subject of the revolution. It is true that the communist parties of today are not this subject, but it is just as true that only they can become it. . . . The political task then would consist in reconstructing revolutionary theory within the communist parties and working for the praxis appropriate to it. The task seems impossible today. But perhaps the relative independence from Soviet dictates, which this task demands, is present as a possibility in Western Europe’s . . . communist parties.

Horkheimer and Adorno’s conversation in Towards a New Manifesto was part of a greater crisis of Communism (uprising in Hungary, emergence of the post-colonial Non-Aligned Movement, split between the USSR and Communist China) that gave rise to the New Left. Verso’s title was not misleading: this was the time of the founding of New Left Review, to which C. Wright Mills wrote his famous “Letter to the New Left” (1960), calling for greater attention to the role of intellectuals in social-political transformation.

As Adorno put the matter, “I have always wanted to . . . develop a theory that remains faithful to Marx, Engels and Lenin.” Horkheimer responded laconically, “Who would not subscribe to that?” (103). It is necessary to understand what such statements took for granted.

The emphasis on Marxism as an account of “exploitation,” rather than of social-historical domination, is mistaken. Marx called “capital” the domination of society by an alienated historical dynamic of value-production (M–C–M' [Money–Commodity–Money]). At stake here is the proletarianization of bourgeois society after the Industrial Revolution, or, as Lukács put it in History and Class Consciousness (1923), how the fate of the workers becomes that of society as a whole. This went back to Marx and Engels in the 1840s: Engels had written a precursor to the Communist Manifesto, a “Credo” (1847), in which he pointed out that the proletariat, the working class after the Industrial Revolution, was unlike any other exploited group in history, in both its social being and consciousness. The danger was that the working class would mistake their post-Industrial Revolution condition for that of pre-industrial bourgeois society, with its ethos of work. As the Abbé Sieyès had put it, in his 1789 revolutionary pamphlet What is the Third Estate?, while the Church’s First Estate with its property of communion with Divinity “prays,” and the aristocratic Second Estate with its property of honor in noble chivalry “fights,” the commoner Third Estate “works,” with no property other than that of labor. Bourgeois society was the result of the revolt of the Third Estate. But the separate classes of increasing numbers of workers and ever fewer capitalists were the products of the division of bourgeois society in the Industrial Revolution, over the value of the property of labor, between wages and capital. This was, according to Marx, the “crisis” of bourgeois society in capital, recurrent since the 1840s.

At issue is the “bourgeois ideology” of the “fetish character of the commodity,” or, how the working class misrecognized the reasons for its condition, blaming this on exploitation by the capitalists rather than the historical undermining of the social value of labor. As Marx explained in Capital (1867), the workers exchanged, not the products of their work as with the labor of artisans, but rather their time, the accumulated value of which is capital, the means of production that was the private property of the capitalists. But for Marx the capitalists were the “character-masks of capital,” agents of the greater social imperative to produce and accumulate value, where the source of that value in the exchange of labor-time was being undermined and destroyed. As Horkheimer stated it in “The Authoritarian State” (1940), the Industrial Revolution made “not work but the workers superfluous.” The question was, how had history changed since the earlier moment of bourgeois society (Adam Smith’s time of “manufacture”) with respect to labor and value?

Adorno’s affirmation of Lenin on subjectivity was driven by his account of the deepening problems of capitalism in the 20th century, in which the historical development of the workers’ movement was bound up. Adorno did not think that the workers were no longer exploited. See Adorno’s 1942 essay “Reflections on Class Theory” and his 1968 speech “Late Capitalism or Industrial Society?,” which he published in the U.S. under the title “Is Marx Obsolete?” In “Reflections on Class Theory,” Adorno pointed out that Marx and Engels’s assertion that the entire history of civilization was one of “class struggles” was actually a critique of history as a whole; that the dialectic of history in capital was one of unfreedom; and that only the complete dehumanization of labor was potentially its opposite, the liberation from work. “Late Capitalism or Industrial Society?” pointed out that the workers were not paid a share of the economic value of their labor, which Marx had recognized in post-Industrial Revolution capitalism was infinitesimal, but rather their wages were a cut of the profits of capital, granted to them for political reasons, to prevent revolution. The ramifications of this process were those addressed by the split in the socialist workers’ movement — in Marxism itself — that Lenin represented.

The crisis of Marxism was grasped by the Frankfurt School in its formative moment of the 1920s. In “The Little Man and the Philosophy of Freedom” (in Dämmerung, 1926–31) Horkheimer explained how the “present lack of freedom does not apply equally to all. An element of freedom exists when the product is consonant with the interest of the producer. All those who work, and even those who don’t, have a share in the creation of contemporary reality.” This followed Lukács’s History and Class Consciousness, which prominently quoted Marx and Engels from The Holy Family (1845):

The property-owning class and the class of the proletariat represent the same human self-alienation. But the former feels at home in this self-alienation and feels itself confirmed by it; it recognizes alienation as its own instrument and in it possesses the semblance of a human existence. The latter feels itself destroyed by this alienation and sees in it its own impotence and the reality of an inhuman existence.

And the necessary corrective was not the feeling of this oppression, but the theoretical and practical consciousness of the historical potential for the transformation of “bourgeois social relations,” at a global scale: “Workers of the world, unite!” This could only take place through the growth and greater accumulated historical self-awareness of the workers’ movement for socialism. But the growth of the workers’ movement had resulted in the crisis of socialism, its division into revolutionary Communism and reformist Social Democracy in WWI and the revolutions that followed (in Russia, Germany, Hungary and Italy). Reformist Social Democracy had succumbed to the “reification” of bourgeois ideology in seeking to preserve the workers’ interests, and had become the counterrevolutionary bulwark of continued capitalism in the post-WWI world. There was a civil war in Marxism. The question was the revolutionary necessity and possibility of Communism that Lenin expressed in the October 1917 Revolution that was meant to be the beginning of global revolution. Similarly, for the Frankfurt School, the Stalinism that developed in the wake of failed world revolution, was, contrary to Lenin, the reification of “Marxism” itself, now become barbarized bourgeois ideology, the affirmation of work, rather than its dialectical Aufhebung (negation and transcendence through fulfillment and completion).

To put it in Lenin’s terms, from What is to be Done? (1902), there are two “dialectically” interrelated — potentially contradictory — levels of consciousness, the workers’ “trade union” consciousness, which remains within the horizon of capitalism, and their “class consciousness,” which reveals the world-historical potential beyond capitalism. The latter, the “Hegelian” critical self-recognition of the workers’ class struggle, was the substance of Marxism: the critique of communism as the “real movement of history.” As Marx put it in his celebrated 1843 letter to Ruge, “Communism is a dogmatic abstraction . . . infected by its opposite, private property.” And, in his 1844 Economic and Philosophical Manuscripts, Marx stated unequivocally that,

Communism is the position as the negation of the negation, and is hence the actual phase necessary for the next stage of historical development in the process of human emancipation and rehabilitation. Communism is the necessary form and the dynamic principle of the immediate future, but communism as such is not the goal of human development, the form of human society.

For Marx, communism demanded an “immanent critique” according to its “dialectical” contradictions, heightened to adequate historical self-awareness.

The issue is the potential abolition of wage-labor by the wage-laborers, the overcoming of the social principle of work by the workers. Marx’s “Hegelian” question was, how had history made this possible, in theory and practice?

While Horkheimer and Adorno’s historical moment was not the same as Marx’s or Lenin’s, this does not mean that they abandoned Marxism, but rather that Marxism, in its degeneration, had abandoned them. The experience of Communism in the 1930s was the purge of intellectuals. So the question was the potential continued critical role of theory: how to follow Lenin? In “Imaginative Excesses” (orphaned from Minima Moralia 1944–47 — the same time as the writing of Horkheimer and Adorno’s Dialectic of Enlightenment), Adorno argued that the workers “no longer mistrust intellectuals because they betray the revolution, but because they might want it, and thereby reveal how great is their own need of intellectuals.”

Adorno and Horkheimer are thus potentially helpful for recovering the true spirit of Marxism. Their work expresses what has become obscure or esoteric about Marxism. This invites a blaming of their work as culpable, instead of recognizing the unfolding of history they described that had made Marxism potentially irrelevant, a “message in a bottle” they hoped could still yet be received. It is unfortunate if their conversation isn’t. | §

Originally published at nonsite.org [PDF] September 17, 2012.

On Horkheimer and Adorno’s Marxism in 1956 (first version)

Marxism became a “message in a bottle” — can we yet receive it?

Response to Todd Cronan’s review of Towards a New Manifesto

Chris Cutrone

Adorno and Horkheimer’s conversation in 1956 and its potential relevance today were written about recently by Micha Brumlik in the German daily taz (see “Adorno, Lenin und das Schnabeltier,” July 3, 2012, available online at <http://taz.de/Kolumne-Gott-und-die-Welt/!96574/>). An occasion for Brumlik’s article was the meeting of a study circle in Hamburg on the question of Adorno’s relation to Lenin. Was this “absurd?” Brumlik thought not.

Brumlik asked: Are Adorno’s writings consistent and coherent? (Or, is Adorno’s stated affinity for Lenin, for example, as incidental and inessential as Brumlik considers Adorno’s condemnation of jazz?) Does Frankfurt School Critical Theory offer a meaningful political perspective? Can “going back” to Marxism be a way of moving forward? Can a last exponent of the old such as Adorno be a precursor for the new? While Brumlik remained skeptical, equivocal and even ironical in his approach to Adorno, especially regarding Adorno’s “Leninism,” still, he recognized the issue well enough.

Horkheimer and Adorno’s 1956 conversation took place in the aftermath of the Khrushchev speech denouncing Stalin and how this signaled a possible political opening, not so much in the Soviet Union but for the international Left. Horkheimer and Adorno noted the potential in particular of the Communist Parties in France and Italy, paralleling Marcuse’s estimation in his 1947 “33 Theses” (translated by Horkheimer scholar John Abromeit and published in Collected Papers of Herbert Marcuse, ed. Douglas Kellner, vol. 1: Technology, War, Fascism [Routledge, 1998], 215–227), which concluded that,

The development [of history since Marx’s time] has confirmed the correctness of the Leninist conception of the vanguard party as the subject of the revolution. It is true that the communist parties of today are not this subject, but it is just as true that only they can become it. . . . The political task then would consist in reconstructing revolutionary theory within the communist parties and working for the praxis appropriate to it. The task seems impossible today. But perhaps the relative independence from Soviet dictates, which this task demands, is present as a possibility in Western Europe’s . . . communist parties.

In this sense, Horkheimer and Adorno’s conversation was part of the moment that gave rise to the subsequent New Left in the 1960s. Their 1956 conversation did not demonstrate their abandonment but rather their — especially Adorno’s — continued adherence to Marxism. Otherwise, why would the occasion for their conversation in 1956 have been, as it was, the prospect of re-writing Marx and Engels’s Communist Manifesto for the 20th century? Verso’s title is not misleading. Their conversation took place in the same historical circumstances as those of the founding of, for example, New Left Review.

As Adorno put it in his conversation with Horkheimer, “I have always wanted to . . . develop a theory that remains faithful to Marx, Engels and Lenin.” Horkheimer responded laconically, “Who would not subscribe to that?” (103). It is necessary to understand what such statements took for granted.

I have made my argument regarding Horkheimer and Adorno’s conversation at a forum of the Platypus Affiliated Society last year, on a panel with Andrew Feenberg, Richard Westerman and Nicholas Brown on “The politics of Critical Theory” (available online at <http://platypus1917.org/2011/07/09/the-politics-of-critical-theory/#cutrone>). The obscurity of Adorno’s avowed “Leninism” points not to problems of Adorno’s thought, but rather to how Marxism became esoteric — obscured by history. The question is the potential basis in Frankfurt School Critical Theory for the recovery of Marxism. But then it is necessary to recognize the actual stakes of their politics.

The emphasis on Marxism as an account of “exploitation,” rather than of social-historical domination — the domination of society by an alienated historical dynamic (see Moishe Postone’s interpretation of Marx in Time, Labor, and Social Domination, 2003) — is mistaken. Marxists of the early–mid 20th century such as those of the Frankfurt School had a term for such a misapprehension: “vulgar Marxism.”

Such misunderstanding distorts not only the basis for judging Horkheimer and Adorno’s concerns in 1956, but also those of Marx and of subsequent Marxists such as Lenin. The issue is the proletarianization of bourgeois society after the Industrial Revolution, or, as Lukács put it in History and Class Consciousness (1923), how the fate of the workers becomes that of society as a whole. Lukács took this perspective not only from Marx but also from Lenin — as did Adorno and Horkheimer and their colleagues such as Marcuse as well. Lukács’s term for “vulgar Marxism” was the “reification” of “immediacy.” The answer for this was in recognizing the effect of “historical mediation.” The workers’ movement for socialism emerging in the 19th century itself required critical recognition of its actual historical stakes. This was Marx and Marxism’s point of departure.

At issue is the “fetish character of the commodity,” or, how the workers misrecognized the reasons for their condition, blaming it on their exploitation by the capitalists rather than the historical undermining of the social value of labor. For Marx the capitalists were the mere “character-masks of capital,” agents of the greater social imperative to produce value, where the source of that value in the exchange of labor was being undermined and destroyed. As Horkheimer stated it pithily, in his 1940 essay (written in honor of Walter Benjamin’s “Theses on the Philosophy of History”), “The Authoritarian State,” the Industrial Revolution made “not work but the workers superfluous,” impacting their social and political consciousness. How had history changed, with respect to labor and value?

Adorno’s dispute of Marx and his praising of Lenin on subjectivity need to be understood, not as some perverse Leninist anti-Marx-ism, but rather as a recognition of the deepening of the problem of capitalism in the 20th century. Adorno did not think that the workers were no longer exploited. See Adorno’s 1942 essay “Reflections on Class Theory” (also written in honor of Benjamin), and his 1968 speech “Late Capitalism or Industrial Society?,” which he published in the U.S. under the title “Is Marx Obsolete?” — to which his answer was “no.” The issue of capitalism does not stop at the exploitation of the workers. This is what makes Marxist approaches potentially relevant, even today.

As Horkheimer phrased this, in his aphorism “The Little Man and the Philosophy of Freedom” from Dämmerung, popularizing themes from Lukács, “Of course the present lack of freedom does not apply equally to all. An element of freedom exists when the product is consonant with the interest of the producer. All those who work, and even those who don’t, have a share in the creation of contemporary reality.” As Lukács quoted Marx and Engels from The Holy Family (1845),

The property-owning class and the class of the proletariat represent the same human self-alienation. But the former feels at home in this self-alienation and feels itself confirmed by it; it recognizes alienation as its own instrument and in it possesses the semblance of a human existence. The latter feels itself destroyed by this alienation and sees in it its own impotence and the reality of an inhuman existence.

But the feeling of oppression is not the antidote to such universal “self-alienation.” Rather, what was necessary was the theoretical and practical consciousness of the historical potential for the transformation of “bourgeois social relations,” at a global scale: “Workers of the world, unite!”

To put it in Lenin’s “orthodox Marxist” terms, from What is to be Done? (1902), there are two “dialectically” interrelated — potentially contradictory — levels of consciousness, the workers’ “trade union” consciousness, which remains within the horizon of capitalism, and their “class consciousness,” which reveals the world-historical potential beyond capitalism. The latter, the critical self-recognition of the workers’ class struggle, was the substance of Marxism: the critique of communism as the “real movement of history.” As Marx put it in his celebrated 1843 letter to Ruge, “Communism is a dogmatic abstraction . . . infected by its opposite, private property.” And, in his 1844 Economic and Philosophical Manuscripts, Marx stated unequivocally that,

Communism is the position as the negation of the negation, and is hence the actual phase necessary for the next stage of historical development in the process of human emancipation and rehabilitation. Communism is the necessary form and the dynamic principle of the immediate future, but communism as such is not the goal of human development, the form of human society.

Rather, as Marx and Engels put it in their 1848 Manifesto of the Communist Party, the actual goal was a society “from each according to his ability, to each according to his need.” How had history made this possible?

To put it in Hegelian terms, for Marx and subsequent Marxists “class consciousness” is the historical self-consciousness and recognition of the “actuality” or historical potential and possibility of the workers’ “class struggle” against the capitalists, and how this points beyond capitalism, but is otherwise part of the dynamic of capitalism, perpetuating it. Capital’s alienated and destructive historical dynamic is reproduced by the social activity of the exchange of labor as a commodity, the form of solidarity in bourgeois society, which, after the Industrial Revolution, undermines itself in self-contradiction. The issue is the potential abolition of wage-labor by the wage-laborers, the overcoming of the social principle of work by the workers. As Horkheimer and Adorno put it in their 1956 conversation, work became an “ideology,” but one which, ensnared in “antinomy,” needed to be worked through “dialectically.”

This was the self-understanding common to Marx and Lenin, as well as to Horkheimer and Adorno. While Horkheimer and Adorno’s historical moment was not the same as Marx’s or Lenin’s, this does not mean that they abandoned Marxism, but rather that Marxism, in its degeneration, had abandoned them, precisely at the level of political consciousness: the “ontologization” of labor that Stalinized “Marxism” had in common with Heidegger and fascism more generally: “Arbeit macht frei.” See Adorno’s aphorism “Imaginative Excesses,” orphaned from Minima Moralia, written 1944–47 — the same time as the writing of Dialectic of Enlightenment — where Adorno argued that the workers “no longer mistrust intellectuals because they betray the revolution, but because they might want it, and thereby reveal how great is their own need of intellectuals.”

This bears on how it is possible to read Adorno and Horkheimer — and Marx and Lenin — today, regarding the potential continued relevance of Marxism. But Marxism would have needed to be made relevant again, for otherwise it was not so: what Marcuse had called the need for a “praxis appropriate to it.” Hence, the need Horkheimer and Adorno felt for a “new manifesto:” Marxism didn’t exist ready-made.

Adorno and Horkheimer are thus potentially helpful for recovering the true spirit of Marxism. Their work expresses what has become obscure or esoteric about Marxism. This invites a blaming of their work as culpable, instead of recognizing the unfolding of history they described that had made Marxism potentially irrelevant, a “message in a bottle” they hoped could still yet be received. It is unfortunate if their conversation isn’t. | §

The relevance of Lenin today

Chris Cutrone

If the Bolshevik Revolution is — as some people have called it — the most significant political event of the 20th century, then Lenin must for good or ill be considered the century’s most significant political leader. Not only in the scholarly circles of the former Soviet Union, but even among many non-Communist scholars, he has been regarded as both the greatest revolutionary leader and revolutionary statesman in history, as well as the greatest revolutionary thinker since Marx.
Encyclopedia Britannica

2011 — year of revolution? ((On December 17, 2011, I gave a presentation on “The relevance of Lenin today” at the School of the Art Institute of Chicago, broadcasting it live on the Internet. This essay is an abbreviated, edited and somewhat further elaborated version, especially in light of subsequent events. Video and audio recordings of my original presentation can be found online at <http://chriscutrone.platypus1917.org/?p=1507>.))

Time magazine nominated “the protester,” from the Arab Spring to the #Occupy movement, as “Person of the Year” for 2011. (( Kurt Andersen, “The Protester,” Time vol. 175 no. 28 (December 26, 2011 – January 2, 2012), available online at <http://www.time.com/time/specials/packages/article/0,28804,2101745_2102132,00.html>.)) In addressing the culture of the #Occupy movement, Time listed some key books to be read, in a sidebar article, “How to stock a protest library.” ((Time vol. 175 no. 28 print edition p. 74.)) Included were A People’s History of the United States by Howard Zinn, The Prison Notebooks by Antonio Gramsci, Multitude by Michael Hardt and Antonio Negri, and Welcome to the Desert of the Real by Slavoj Žižek.

Cover of Time magazine vol. 175 no. 28 (December 26, 2011 – January 2, 2012), design by Shepard Fairey

Time’s lead article by Kurt Andersen compared the Arab Spring and #Occupy movement to the beginnings of the Great French Revolution in 1789, invoking the poem “The French Revolution as It Appeared to Enthusiasts at Its Commencement” by William Wordsworth. Under the title “The Beginning of History,” Andersen wrote that,

Aftermaths are never as splendid as uprisings. Solidarity has a short half-life. Democracy is messy and hard, and votes may not go your way. Freedom doesn’t appear all at once…. No one knows how the revolutions will play out: A bumpy road to stable democracy, as in America two centuries ago? Radicals’ taking over, as in France just after the bliss and very heaven? Or quick counterrevolution, as in France 60 years later [in 1848]? (75)

The imagination of revolution in 2011 was, it appears, 1789 without consequences: According to Wordsworth, it was “bliss… in that dawn to be alive” and “to be young was very heaven.” In this respect, there was an attempt to exorcise the memory of revolution in the 20th century — specifically, the haunting memory of Lenin.

1789 and 1917

There were once two revolutions considered definitive of the modern period, the French Revolution of 1789 and the Russian Revolution of 1917. Why did Diego Rivera paint Lenin in his mural “Man at the Crossroads” (1933) in Rockefeller Center, as depicted in the film Cradle Will Rock (1999), about the Popular Front against War and Fascism of the 1930s? “Why not Thomas Jefferson?,” asked John Cusack, playing Nelson Rockefeller, ingenuously. “Ridiculous!,” Ruben Blades, playing Rivera, responded with defiance, “Lenin stays!” [video clip]

Detail of Diego Rivera, “Man at the Crossroads” (1933), mural at Rockefeller Center, New York City, photographed by Lucienne Bloch before it was destroyed on Nelson Rockefeller’s orders in 1934.

Still, Jefferson, in his letter of January 3, 1793 to U.S. Ambassador to France William Short, wrote,

The tone of your letters had for some time given me pain, on account of the extreme warmth with which they censured the proceedings of the Jacobins of France…. In the struggle which was necessary, many guilty persons fell without the forms of trial, and with them some innocent. These I deplore as much as any body, and shall deplore some of them to the day of my death. But I deplore them as I should have done had they fallen in battle. It was necessary to use the arm of the people, a machine not quite so blind as balls and bombs, but blind to a certain degree. A few of their cordial friends met at their hands, the fate of enemies. But time and truth will rescue and embalm their memories, while their posterity will be enjoying that very liberty for which they would never have hesitated to offer up their lives. The liberty of the whole earth was depending on the issue of the contest, and was ever such a prize won with so little innocent blood? My own affections have been deeply wounded by some of the martyrs to this cause, but rather than it should have failed, I would have seen half the earth desolated. Were there but an Adam and an Eve left in every country, and left free, it would be better than as it now is. ((Thomas Jefferson, The Declaration of Independence and other writings (Verso Revolutions Series), ed. Michael Hardt (London: Verso, 2007), 46–47. Also available online at <http://chnm.gmu.edu/revolution/d/592/>.))

The image of 18th century Jacobins and 20th century Bolsheviks haunts any revolutionary politics, up to today. Lenin characterized himself as a “revolutionary social democrat,” a “Jacobin who wholly identifies himself with the organization of the proletariat… conscious of its class interests.” ((Lenin, One Step Forward, Two Steps Back (1904). Available online at <http://www.marxists.org/archive/lenin/works/1904/onestep/q.htm>.)) What did it mean to identify as a “Jacobin” in Lenin’s turn-of-the-20th century socialist workers’ movement? Was it to be merely the most intransigent, ruthless revolutionary, for whom “the ends justify the means,” like Robespierre?

But the question of “Jacobinism” in subsequent history, after the 18th century, involves the transformation of the tasks of the bourgeois revolution in the 19th century. To stand in the tradition of Jacobinism in the 19th century meant, for Lenin, to identify with the workers’ movement for socialism. Furthermore, for Lenin, it meant to be a Marxist.

1848?

There is another date besides 1789 and 1917 that needs to be considered: 1848. This was the time of the “Spring of the Nations” in Europe. But these revolutions failed. This was the moment of Marx and Engels’s Communist Manifesto, published in anticipation of the revolution, just days before its outbreak. So, the question is not so much, How was Lenin a “Jacobin”?, but, rather, How was Lenin a “Marxist”? This is because 1848, the defining moment of Marxism, tends to drop out of the historical imagination of revolution today, ((See my “Egypt, or history’s invidious comparisons: 1979, 1789, and 1848,” Platypus Review 33 (March 2011), available online at <http://platypus1917.org/2011/03/01/egypt-or-history%E2%80%99s-invidious-comparisons-1979-1789-and-1848/>; and “The Marxist hypothesis: A response to Alain Badiou’s ‘communist hypothesis’,” Platypus Review 29 (November 2010), available online at <http://platypus1917.org/2010/11/06/the-marxist-hypothesis-a-response-to-alain-badous-communist-hypothesis/>.)) whereas for Marxism in Lenin’s time 1848 was the lodestar.

Rosa Luxemburg, in her speech to the founding congress of the German Communist Party (Spartacus League), “On the Spartacus programme” (1918), offered a remarkable argument about the complex, recursive historical dialectic of progression and regression issuing from 1848. Here, Luxemburg stated that,

Great historical movements have been the determining causes of today’s deliberations. The time has arrived when the entire socialist programme of the proletariat has to be established upon a new foundation. We are faced with a position similar to that which was faced by Marx and Engels when they wrote the Communist Manifesto seventy years ago…. With a few trifling variations, [the formulations of the Manifesto]… are the tasks that confront us today. It is by such measures that we shall have to realize socialism. Between the day when the above programme [of the Manifesto] was formulated, and the present hour, there have intervened seventy years of capitalist development, and the historical evolutionary process has brought us back to the standpoint [of Marx and Engels in the Manifesto]…. The further evolution of capital has… resulted in this, that… it is our immediate objective to fulfill what Marx and Engels thought they would have to fulfill in the year 1848. But between that point of development, that beginning in the year 1848, and our own views and our immediate task, there lies the whole evolution, not only of capitalism, but in addition that of the socialist labor movement. ((Available online at <http://www.marxists.org/archive/luxemburg/1918/12/30.htm>.))

This is because, as Luxemburg had put it in her 1900 pamphlet Reform or Revolution, the original contradiction of capital, the chaos of production versus its progressive socialization, had become compounded by a new “contradiction,” the growth in organization and consciousness of the workers’ movement itself, which in Luxemburg’s view did not ameliorate but exacerbated the social and political crisis and need for revolution in capital.

By contrast, however, see Luxemburg’s former mentor Karl Kautsky’s criticism of Lenin and Luxemburg, for their predilection for what Kautsky called “primitive Marxism.” Kautsky wrote that, “All theoreticians of communism delight in drawing on primitive Marxism, on the early works, which Marx and Engels wrote before they turned thirty, up until the revolution of 1848 and its aftermath of 1849 and 1850.” ((This is in Kautsky’s critique of Karl Korsch’s rumination on Luxemburg and Lenin in “Marxism and philosophy” (1923), “A destroyer of vulgar-Marxism” (1924), trans. Ben Lewis, Platypus Review 43 (February 2012), available online at <http://platypus1917.org/2012/01/30/destroyer-of-vulgar-marxism/>.))

Marxism and “Leninism”

In 2011, it seems, Time magazine, among others, could only regard revolution in terms of 1789. This is quite unlike the period of most of the 20th century prior to 1989 — the centenary of the French Revolution also marked the beginning of the collapse of the Soviet Union — in which 1789 could be recalled only in terms of 1917. A historical link was drawn between Bolshevism and the Jacobins. In the collapse of 20th century Communism, not only the demon of 1917 but also 1789 seemed exorcized.

Did 1917 and 1789 share only disappointing results, the terror and totalitarianism, and an ultimately conservative, oppressive outcome, in Napoleon Bonaparte’s Empire and Stalin’s Soviet Union? 1917 seems to have complicated and deepened the problems of 1789, underscoring Hegel’s caveats about the terror of revolution. It would appear that Napoleon stands in the same relation to Robespierre as Stalin stands to Lenin. But the problems of 1917 need to be further specified, by reference to 1848 and, hence, to Marxism, as a post-1848 historical phenomenon. ((See my “1873–1973: The century of Marxism: The death of Marxism and the emergence of neo-liberalism and neo-anarchism,” Platypus Review 47 (June 2012), available online at <http://platypus1917.org/2012/06/07/1873-1973-the-century-of-marxism/>.)) The question concerning Lenin is the question of Marxism. ((See Tamas Krausz, “Lenin’s legacy today,” Platypus Review 39 (September 2011), available online at <http://platypus1917.org/2011/08/31/lenin%E2%80%99s-legacy-today/>.))

This is because there would be no discussing Marxism today without the role of the Bolsheviks in the October Revolution. The relevance of Marxism is inevitably tied to Lenin. Marxism continues to be relevant either because of or despite Lenin. ((See my “Lenin’s liberalism,” Platypus Review 36 (June 2011), available online at <http://platypus1917.org/2011/06/01/lenin%E2%80%99s-liberalism/>; and “Lenin’s politics: A rejoinder to David Adam on Lenin’s liberalism,” Platypus Review 40 (October 2011), available online at <http://platypus1917.org/2011/09/25/lenins-politics/>.)) But what is the significance of Lenin as a historical figure from the point of view of Marxism?

For Marx, history presented new tasks in 1848, different from those confronting earlier forms of revolutionary politics, such as Jacobinism. Marx thus distinguished “the revolution of the 19th century” from that of the 18th. ((See Marx, The 18th Brumaire of Louis Bonaparte (1852), available online at <http://www.marxists.org/archive/marx/works/1852/18th-brumaire/>.)) But where the 18th century seemed to have succeeded, the 19th century appeared to have failed: history repeated itself, according to Marx, “the first time as tragedy, the second time as farce.” ((Ibid.)) Trying to escape this debacle, Marxism expressed and sought to specify the tasks of revolution in the 19th century. The question of Lenin’s relevance is how well (or poorly) Lenin, as a 20th century revolutionary, expressed the tasks inherited from 19th century Marxism. How was Lenin, as a Marxist, adequately (or inadequately) conscious of the tasks of history?

The recent (December 2011) passing of Christopher Hitchens (1949–2011) provides an occasion for considering the fate of Marxism in the late 20th century. ((See Spencer Leonard, “Going it alone: Christopher Hitchens and the death of the Left,” Platypus Review 11 (March 2009), available online at <http://platypus1917.org/2009/03/15/going-it-alone-christopher-hitchens-and-the-death-of-the-left/>.)) Hitchens’s formative experience as a Marxist was in a tendency of Trotskyism, the International Socialists, who, in the 1960s and early 1970s period of the New Left, characterized themselves, as Hitchens once put it, as “Luxemburgist.” This was intended to contrast with “Leninism,” which had been, during the Cold War, at least associated, if not simply equated, with Stalinism. The New Left, as anti-Stalinist, in large measure considered itself to be either anti-Leninist, or, more generously, post-Leninist, going beyond Lenin. The New Left sought to leave Lenin behind — at least at first. Within a few short years of the crisis of 1968, however, the International Socialists, along with many others on the Left, embraced “Leninism.” ((See Tony Cliff, Lenin (4 vols., 1975, 1976, 1978 and 1979; vols. 1–2 available online at <http://www.marxists.org/archive/cliff/index.htm>); however, see also the critique of Cliff by the Spartacist League, Lenin and the Vanguard Party (1978), available online at <http://www.bolshevik.org/Pamphlets/LeninVanguard/LVP%200.htm>.)) What did this mean?

The New Left and the 20th century

Prior to the crisis of the New Left in 1968, “Leninism” meant something very specific. Leninism was “anti-imperialist,” and hence anti-colonialist, or, even, supportive of Third World nationalism, in its outlook for revolutionary politics. The relevance of Leninism, especially for the metropolitan countries — as opposed to the peripheral, post-colonial regions of the world — seemed severely limited, at best.

In the mid-20th century, it appeared that Marxism was only relevant as “Leninism,” a revolutionary ideology of the “underdeveloped” world. In this respect, the metropolitan New Left of the core capitalist countries considered itself to be not merely post-Leninist but post-Marxist — or, more accurately, post-Marxist because it was post-Leninist.

After the crisis of 1968, however, the New Left transitioned from being largely anti-Leninist to becoming “Leninist.” This was when the significance of Maoism, through the Great Proletarian Cultural Revolution in China, transformed from seeming to be relevant only to peasant guerilla-based revolutionism and “new democracy” in the post-colonial periphery, to becoming a modern form of Marxism with potential radical purchase in the core capitalist countries. The turn from the 1960s to the 1970s involved a neo-Marxism and neo-Leninism. The ostensibly Marxist organizations that exist today are mostly characterized by their formation and development during this renaissance of “Leninism” in the 1970s. Even the anti-Leninists of the period bear the marks of this phenomenon, for instance, anarchism.

The New Left leading up to 1968 was an important moment of not merely confrontation but also cross-fertilization between anarchism and Marxism. This was the content of supposed “post-Marxism”: see, for example, the ex-Marxist, anarchist Murray Bookchin, who protested against the potential return of Leninism in his famous 1969 pamphlet, Listen, Marxist! In this, there was recalled an earlier moment of anarchist and Marxist rapprochement — in the Russian Revolution, beginning as early as 1905, but developing more deeply in 1917 and the founding of the Communist International in its wake. There were splits and regroupments in this period not only among Social Democrats and Communists but also among Marxists and anarchists. It also meant the new adherence to Marxism by many who, prior to World War I and the Russian Revolution, considered themselves “post-Marxist,” such as Georg Lukács.

The reconsideration of and return to “Marxism/Leninism” in the latter phase of the New Left in the 1970s, circa and after the crisis of 1968, thus recapitulated an earlier moment of reconfiguration of the Left. The newfound “Leninism” meant the New Left “getting serious” about politics. The figure of Lenin is thus involved in not only the division between “reformist” Social Democrats and “revolutionary” Communists in the crisis of World War I and the Russian and other revolutions (such as in Germany, Hungary, and Italy) that followed, or the division between liberalism and socialism in the mid-20th century context of the Cold War, but also between anarchists and Marxists, both in the era of the Russian Revolution and, later, in the New Left. It is in this sense that Lenin is a world-historical figure in the history of the Left. ((See my “The decline of the Left in the 20th century: Toward a theory of historical regression: 1917,” Platypus Review 17 (November 2009), available online at <http://platypus1917.org/2009/11/18/the-decline-of-the-left-in-the-20th-century-1917/>.)) “Leninism” meant a turn to “revolutionary” politics and the contest for power — or so, at least, it seemed.

But did Lenin and “Leninism” represent a progressive development for Marxism, either in 1917 or after 1968? For anarchists, social democrats and liberals, the answer is “No.” For them, Lenin represented a degeneration of Marxism into Jacobinism, terror, and totalitarian dictatorship, or, short of that, into an authoritarian political impulse, a lowering of horizons — Napoleon, after all, was a Jacobin! If anything, Lenin revealed the truth of Marxism as, at least potentially, an authoritarian and totalitarian ideology, as the anarchists and others had warned already in the 19th century.

For avowed “Leninists,” however, the answer to the question of Lenin as progress is “Yes”: Lenin went beyond Marx. Either in terms of anti-imperialist and/or anti-colonialist politics of the Left, or simply by virtue of successfully implementing Marxism as revolutionary politics “in practice,” Lenin is regarded as having successfully brought Marxism into the 20th century.

But perhaps what ought to be considered is what Lenin himself thought of his contribution, in terms of either the progression or regression of Marxism, and how to understand this in light of the prior history leading into the 20th century.

Lenin as a Marxist

Lenin’s 1917 pamphlet, The State and Revolution, did not aspire to originality, but was, rather, an attempted synthesis of Engels and Marx’s various writings that they themselves never made: specifically, of the Communist Manifesto, The Civil War in France (on the Paris Commune), and Critique of the Gotha Programme. Moreover, Lenin was writing against subsequent Marxists’ treatments of the issue of the state, especially Kautsky’s. Why did Lenin take the time during the crisis, not only of the collapse of the Tsarist Russian Empire but of the First World War, to write on this topic? The fact of the Russian Revolution is not the only explanation. World War I was a far more dramatic crisis than the Revolutions of 1848 had been, and a far greater crisis than the Franco-Prussian War that had ushered in the Paris Commune. Socialism clearly seemed more necessary in Lenin’s time. But was it more possible? Prior to World War I, Kautsky would have regarded socialism as more possible, but after World War I, Kautsky regarded it as less so, and with less necessity of priority. Rather, “democracy” seemed to Kautsky more necessary than, and a precondition for the possibility of socialism.

For Lenin, the crisis of bourgeois society had matured. It had grown, but had it advanced? For Lenin, the preconditions of socialism had also been eroded and not merely further developed since Marx’s time. Indeed Kautsky, Lenin’s great Marxist adversary in 1917, regarded WWI as a setback and not as an opportunity to struggle for socialism. Lenin’s opponents considered him fanatical. The attempt to turn the World War into a civil war — socialist revolution — seemed dogmatic zealotry. For Kautsky, Lenin’s revolutionism seemed part of the barbarism of the War rather than an answer to it.

Marx made a wry remark, in his writing on the Paris Commune, that the only possibility of preserving the gains of bourgeois society was through the “dictatorship of the proletariat.” Marx savaged the liberal politician who put down the Commune, Adolphe Thiers. However, in his Critique of the Gotha Programme, Marx regarded his followers as having regressed behind and fallen below the threshold of the bourgeois liberals of the time. Marx castigated his ostensible followers for being less “practically internationalist” than the cosmopolitan, free-trade liberals were, and for being more positive about the state than the liberals.

Lenin marshaled Marx’s rancor, bringing it home in the present, against Kautsky. World War I may have made socialism apparently less possible, but it also made it more necessary. This is the dialectical conception of “socialism or barbarism” that Lenin shared with Rosa Luxemburg, and what made them common opponents of Kautsky. Luxemburg and Lenin regarded themselves as “orthodox,” faithful to the revolutionary spirit of Marx and Engels, whereas Kautsky was a traitor — “renegade.” Kautsky opposed democracy to socialism but betrayed them both.

The relevance of Lenin today: political and social revolution

All of this seems very far removed from the concerns of the present. Today, we struggle not with the problem of achieving socialism, but rather have returned to the apparently more basic issue of democracy. This is seen in recent events, from the financial crisis to the question of “sovereign debt”; from the Arab Spring to Occupy Wall Street; from the struggle for a unified European-wide policy, to the elections in Greece and Egypt that seem to have threatened so much and promised so little. The need to go beyond mere “protest” has asserted itself. Political revolution seems necessary — again.

Lenin was a figure of the struggle for socialism — a man of a very different era. ((See my “1873–1973: The century of Marxism,” Platypus Review 47 (June 2012), available online at <http://platypus1917.org/2012/06/07/1873-1973-the-century-of-marxism/>.)) But his self-conception as a “Jacobin” raises the issue of regarding Lenin as a radical democrat. ((See Ben Lewis and Tom Riley, “Lenin and the Marxist Left after #Occupy,” Platypus Review 47 (June 2012), available online at <http://platypus1917.org/2012/06/07/lenin-and-the-marxist-left-after-occupy/>.)) Lenin’s identification for this was “revolutionary social democrat” — someone who would uphold the need for revolution to achieve democracy with adequate social content. In this respect, what Lenin aspired to might remain our goal as well. The question that remains for us is the relation between democracy and capitalism. Capitalism is a source of severe discontents — an undoubted problem of our world — but seems intractable. It is no longer the case, as it was in the Cold War period, that capitalism is accepted as a necessary evil, to preserve the autonomy of civil society against the potentially “totalitarian” state. Rather, in our time, we accept capitalism in the much more degraded sense of Margaret Thatcher’s infamous expression, “There is no alternative!” But the recent crisis of neoliberalism means that even this ideology, predominant for a generation, has seemingly worn thin. Social revolution seems necessary — again.

But there is an unmistakable shying away from such tasks on the Left today. Political party, never mind revolution, seems undesirable in the present. For political parties are defined by their ability and willingness to take power. ((See J.P. Nettl, “The German Social Democratic Party 1890–1914 as a political model,” Past & Present 30 (April 1965), 65–95.)) Today, the people — the demos — seem resigned to their political powerlessness. Indeed, forming a political party aiming at radical democracy, let alone socialism — a “Jacobin” party — would itself be a revolutionary act. Perhaps this is precisely the reason why it is avoided. The image of Lenin haunting us reminds that we could do otherwise.

It is Lenin who offers the memory, however distant, of the relation between political and social revolution, the relation between the need for democracy — the “rule of the people” — and the task of socialism. This is the reason that Lenin is either forgotten entirely — in an unconscious psychological blind-spot ((But Lenin is more than the symptom that, for instance, Slavoj Žižek takes him to be. See “The Occupy movement, a renascent Left, and Marxism today,” Platypus Review 42 (December 2011–January 2012), available online at <http://platypus1917.org/2011/12/01/occupy-movement-interview-with-slavoj-zizek/>.)) — or is ritualistically invoked only to be demonized. Nevertheless, the questions raised by Lenin remain.

The irrelevance of Lenin is his relevance. | §

Originally published in The Platypus Review 48 (July–August 2012). Re-published in Weekly Worker 922 (July 12, 2012) [PDF], Philosophers for Change, and The North Star.


The relevance of Lenin today (audio and video recording)

Chris Cutrone

Presentation for the Platypus Affiliated Society, Saturday, December 17, 2011, at the School of the Art Institute of Chicago. Please see “The relevance of Lenin today” essay, published in the Platypus Review, Weekly Worker, and Philosophers for Change.

The Encyclopedia Britannica‘s entry on Lenin states that,

If the Bolshevik Revolution is — as some people have called it — the most significant political event of the 20th century, then Lenin must for good or ill be considered the century’s most significant political leader. Not only in the scholarly circles of the former Soviet Union, but even among many non-Communist scholars, he has been regarded as both the greatest revolutionary leader and revolutionary statesman in history, as well as the greatest revolutionary thinker since Marx.

Lenin is the most controversial figure in the history of Marxism, and perhaps one of the most controversial figures in all of history. As such, he is an impossible figure for sober consideration, without polemic. Nevertheless, it has become impossible, also, after Lenin, to consider Marxism without reference to him. Broadly, Marxism is divided into avowedly “Leninist” and “anti-Leninist” tendencies. In what ways was Lenin either an advance or a calamity for Marxism? But there is another way of approaching Lenin, which is as an expression of the historical crisis of Marxism. In other words, Lenin as a historical figure is unavoidably significant as manifesting a crisis of Marxism. The question is how Lenin provided the basis for advancing that crisis, how the polarization around Lenin could provide the basis for advancing the potential transformation of Marxism, in terms of resolving certain problems.

The Frankfurt School Critical Theorist Theodor Adorno, in his 1966 book Negative Dialectics, wrote of the degeneration of Marxism due to “dogmatization and thought-taboos.” There is no other figure in the history of Marxism who has been subject to such “dogmatization and thought-taboos” as much as Lenin.

It is important to note as well that Adorno himself sought to remain, as he put it, “faithful to Marx, Engels and Lenin, while keeping up with culture at its most advanced,” to which his colleague Max Horkheimer replied, simply, “Who would not subscribe to that?”

Today, such a proposition seems especially implausible, in many ways. Yet perhaps the memory of Lenin haunts us still, however obscurely.

This discussion about the relevance of Lenin today is in anticipation of Platypus’s Winter–Spring 2012 primary Marxist reading group, on the history of revolutionary Marxism, centered on the writings of Lenin, Luxemburg, Trotsky, and Adorno.

Recommended background readings:

• “1917

• “Lenin’s liberalism

• “Lenin’s politics


(Cover of Time magazine vol. 175 no. 28 December 26, 2011–January 2, 2012, design by Shepard Fairey.)


(Lenin: history not linear but spiral. [PDF])



(Video recording: Discussion begins at ~14:00.)



(Audio recording.)

Lenin’s politics

Chris Cutrone

A rejoinder to David Adam on Lenin’s liberalism

Stalin, Lenin, and Mikhail Kalinin in 1919. Kalinin was the Chairman of the Presidium of the Supreme Soviet, or head of state of the Soviet Union, 1919–46.

THE PRINCIPAL MISTAKE MADE by those who contemplate Lenin’s political thought and action is due to assumptions that are made about the relation of socialism to democracy. Lenin was not an “undemocratic socialist” or one who prioritized socialism as an “end” over the “means” of democracy. Lenin did not think that once a majority of workers was won to socialist revolution democracy was finished. Lenin was not an authoritarian socialist. ((See my “1917,” in The Decline of the Left in the 20th Century: Toward a Theory of Historical Regression, Platypus Review #17 (November 2009), available online at <http://platypus1917.org/2009/11/18/the-decline-of-the-left-in-the-20th-century-1917/>))

Socialism is meant to transcend liberalism by fulfilling it. ((See my “Lenin’s Liberalism,” Platypus Review 36 (June 2011), available online at <http://platypus1917.org/2011/06/01/lenin%E2%80%99s-liberalism/>)) The problem with liberalism is not its direction, supposedly different from socialism, but rather that it does not go far enough. Socialism is not anti-liberal. The 20th century antinomy of socialism versus liberalism, as expressed in Isaiah Berlin’s counterposing of “positive and negative freedoms” or “freedom to [social benefits] versus freedom from [the state],” ((See Isaiah Berlin, “Two Concepts of Liberty” (1958), in Four essays on Liberty (Oxford University Press, 1969).)) or the idea that social justice conflicts with liberty, travesties (and naturalizes) and thus degrades the actual problem, which is not a clash of timeless principles—liberalism versus democracy—but a historically specific contradiction of capitalism. To clarify this, it is necessary to return to a Marxist approach, such as Lenin’s.

The error consists of addressing a dialectical approach to politics such as Lenin’s in an undialectical and eclectic manner, as if there were a number of criteria to be checked off (anticapitalism, democracy, etc.), rather than a set of intrinsically interrelated historical problems to be worked through together. The actual dialectic of the historically interrelated developments of capitalism, democracy, and the struggle for socialism demands a dialectical approach in both practice and theory. The reason that various moments of Lenin’s thought and action can appear contradictory is due to an undialectical interpretation of Lenin, not to Lenin himself. Lenin is subject to the same interpretive problem as Marx: the question of Lenin cuts to the heart of Marxism. ((See Tamas Krausz, “Lenin’s Legacy Today,” Platypus Review #39 (September 2011), available online at <http://platypus1917.org/2011/08/31/lenin%E2%80%99s-legacy-today/>))

This is recognizable by way of considering Lenin’s various discussions of the state, political parties, and society. ((See Spartacist League, Lenin and the Vanguard Party (1978). Available online at: <http://www.bolshevik.org/Pamphlets/LeninVanguard/LVP%200.htm>)) Lenin assumed that these were not the same thing and did not assume that “socialism” meant making them into the same thing. Most of Lenin’s readers (both followers and detractors) either praise or denounce Lenin, mistakenly, for his supposed attempts to make society into an undifferentiated totality. Not only what Lenin said, but what he did shows otherwise. Furthermore, one must take into account how Lenin avowedly sought to be true to Marx, whether one judges Lenin to have been successful in this or not. Therefore, at least in part, one must reckon with the problem of evaluating Lenin as a Marxist.

It is a fundamental error to regard Lenin as a largely unconscious political actor who was reduced to theoretically “justifying” his actions. Readers often commit the fallacy of projecting their own inclinations or fears onto Lenin and misinterpret him accordingly. On the contrary, one must address what Lenin said and did in terms of the coherence of his own self-understanding. For this, it is necessary to regard the historical, that is, social and political, circumstances within which Lenin not only acted but spoke. From the various available records, Lenin did not write treatises but political pamphlets, moreover with propagandistic purpose, including his most “theoretical” works such as The State and Revolution (1917).

What is clear is that Lenin did not advocate the partyification of the state (or statification of the party) or the statification of society—in this crucial respect, Lenin remained a “liberal.” Both of these phenomena of Stalinization post-date Lenin and need to be addressed in terms of a process beginning after Lenin’s medical retirement, the dangers of which Lenin was well aware and against which he struggled, in vain, in his final years. ((See Moshe Lewin, Lenin’s Last Struggle (New York: Pantheon, 1968).))

The ban on factions that seems to impugn Lenin’s motives and show a supposed continuity between him and Stalin can be addressed rather straightforwardly. Lenin came in 1921 to advocate banning organized factions—not dissent!—within the Russian Communist Party, precisely because of the differentiated realities of the party, the state, and society in the Soviet workers’ state of the former Russian Empire. Many careerist state functionaries had joined the party (though, according to Lenin, they deserved only to be “shot”), and the party-controlled state faced a deeply divided society, in which he thought that the party could become a plaything in the hands of other state and greater societal forces. The ban on factions was meant not only to be merely a temporary measure, but it should be noted that Lenin did not call for such ban on factions in the Communist International, which was considered a single world party divided into national sections. The ban on factions was meant to address a danger specific to the Bolsheviks being a ruling governmental party under certain conditions, and it was inextricably tied to the contemporaneous implementation of the New Economic Policy. One might interpret the ban as directed against the Left, whereas in fact it was directed against the Right, that is, directed against the power of the status quo in the former Russian Empire swamping the politics of social revolution. So, the ban on factions was a self-consciously limited and specifically local compromise to Lenin’s mind, and not at all the expression of any kind of principle. It is a serious mistake to regard it otherwise. The fact that the ban on factions helped lead to Stalinism does not make it into an “original sin” by Lenin. Revolution beyond the Soviet Union was the only way to ameliorate the problems of Bolshevik rule, as Rosa Luxemburg, for one, recognized. ((See Rosa Luxemburg, “The Russian Tragedy” (1918). Available online at: <http://www.marx.org/archive/luxemburg/1918/09/11.htm>.))

The other mistake, indicative of a fundamental misunderstanding of the relation of the struggle for proletarian socialism to democracy and the politics of the state, is to regard problems of economics and politics as similar in kind. There is no contradiction between democracy in politics and hierarchy of authority in various concrete activities, whether economic or military. The question is one of social and political leadership and responsibility. Is a factory responsible only to its own employees, or to society as a whole? Lenin was certainly not a syndicalist or “council communist,” that is, Lenin did not think that socialist politics can be adequately pursued by labor unions or workers’ councils (or more indeterminate “democratic assemblies”) alone, but this does not mean Lenin was undemocratic. The issue of democracy in economic life cannot be considered in an unmediated way without doing violence to the societal issues involved. The point of “democratizing the economy” is not to be understood properly as simply workplace democracy. This is because socialism is not merely a problem of the organization of production, let alone merely an economic issue. Socialism is not merely democratic. Rather, democracy poses the question of society and, from a Marxist perspective, the “social question” is capitalism. Marxism recognizes the need for democracy in capitalism. Lenin addressed the possibility of overcoming the necessity of the state or, more precisely, the need for democracy. Marxism agrees with anarchism on the goal of superseding democracy, but disagrees on how to get there from here. Marxism recognizes the need for a democratic state posed by capitalism that cannot be wished away.

The society and state in question were addressed by Lenin with respect to the “dictatorship of the proletariat,” which is, importantly, not a national state. His vision was for a workers’ state at a global scale. Because the bourgeois state is a global and not a national phenomenon, neither is the Marxist vision of the “workers’ state.” Lenin did not pursue a national road to socialism. As a Marxist, he recognized that, under capitalism, “the state”—of which various national states were merely local components—was essentially the “dictatorship of the bourgeoisie.” This did not mean that there were no political struggles among the capitalists to which various nation states could and did become subject. Rather, the need for socialism was tied to a need for a global state as well as a truly free global civil society already expressed under capitalism. ((See Immanuel Kant, “Idea for a Universal History from a Cosmopolitan Point of View,” trans. Lewis White Beck, in Kant on History (Indianapolis: Bobbs-Merrill, 1963).)) Only by understanding what Marx meant by the “dictatorship of the bourgeoisie” in liberal democracy can we understand what Lenin meant by the “dictatorship of the proletariat” in a revolutionary “workers’ state.” ((The reason why the global state under capital tends toward liberal democracy at the core but tolerates tyranny in its subordinate domains or peripheral extremities is the expediency or convenience of opportunism; despotism in the center, by contrast, is highly politically contentious and untenable. Indeed, it has led to world wars.))

Lenin was a liberal because he understood the necessity of politics within the working class, which does not and cannot take place outside the domains of bourgeois rights and politics, but which is rather inevitably and necessarily part and parcel of them. Lenin did not advocate the unmediated politicization of society, which he knew would be regressive, whether understood in authoritarian or “libertarian” terms. The Soviet workers’ state in Lenin’s time was indeed like the Paris Commune of 1871, if it had been led by Marx and Engels, had fought off Versailles, and had held on to power.

The Russian Revolution presented new problems, not with regard to socialism, which was never achieved, but rather with regard to the revolution, which failed. Like the Commune, the revolution that opened in 1917 was abortive. Isolation in Russia was defeating: the failure of the German Revolution 1918–19 was the defeat of the revolution in Russia. Stalinism was the result of this defeat, and adapted itself to it. Lenin already contended with this defeat, and distinguished his Marxism from both Right opportunism and ultra-Leftism. ((See Lenin, “Left-wing” Communism: An Infantile Disorder (1920). Available online at: <http://www.marxists.org/archive/lenin/works/1920/lwc/>.)) The question is, what can we learn about this failure, from Lenin’s perspective?

Because democratic discontents, the workers’ movement, and anti-capitalist and socialist political parties, operate in a differentiated totality of bourgeois society that must be transformed, they are subject to politicization and the problems of democratic self-determination that liberal bourgeois society has historically placed on the agenda. Proletarian socialism, in Lenin’s view no less than Marx’s, does not nullify these problems but seeks to allow them a fuller scope of activity. Lenin advocated not only a workers’ “state,” but also workers’ political parties and other workers’ civil society institutions such as labor unions and workers’ publications, which the struggle for socialism necessitated. This is true after the revolution even more than before because the workers’ social revolution is meant to build upon the existing society. Lenin was an avowed Marxist “communist.” As Marx put it, communism seeks a society in which the “free development of each is the condition for the free development of all.” ((Marx and Engels, Manifesto of the Communist Party (1848). Available online at: <http://www.marxists.org/archive/marx/works/1848/communist-manifesto/ch02.htm>.))

Both “libertarian” and authoritarian tendencies in socialism tend to avoid the importance of Lenin’s Marxism on this score, because both tendencies tend to conflate society and politics. This is not only anti-liberal but illiberal—and un-Marxist—whether understood hierarchically or “democratically.” Capitalism is already a “grassroots” and thus a democratic phenomenon, and not merely a baleful hierarchy of authority: its problem goes beyond democracy.

The proletarian socialist revolution, in Lenin’s view as well as Marx’s, was not meant to bring about the Millennium, but rather to clear certain obstacles to the struggle for the working class’s social and political self-determination (not exclusively as a matter of the state), which Marx and Lenin thought could lead society beyond capitalism. Moreover, this was conceived largely “negatively,” in terms of problems to be overcome. The revolution, in Marxist terms, does not produce an emancipated society ready-made, but only, perhaps, political forms through which emancipatory social transformation, otherwise blocked by capitalism, might be pursued and developed further. Lenin, like Marx, thought that overthrowing both the rule of capitalist private property in the means of production and the subjection of society to the vicissitudes of the market, the classic demands of proletarian socialism as it had developed after the Industrial Revolution, might allow this.

Neither Marx nor Lenin came with blueprints for an emancipated society in hand. Rather, Lenin, following Marx, advocated pursuing the forms of the struggle for socialism that had emerged historically in and through the development of the workers’ movement itself. Historical Marxism did not formulate independent schemes for emancipation, but sought the potential social-emancipatory content of emergent political phenomena in light of history. Lenin as well as Marx advocated the workers’ right to rule, but followed other socialists in doing so. It is necessary to address Lenin as a consistent advocate of workers’ power, and consider how he understood the meaning of this in the struggle for socialism.

Socialism in the original Marxist sense that Lenin followed does not seek to undo but rather tries to press further the gains of historically “bourgeois” liberal democracy. Liberalism is not meant to be negated but fulfilled by democracy, just as bourgeois society is not meant to be torn down but transcended in overcoming capitalism. Liberal and democratic concerns need to answer to the historical tasks of emancipatory social transformation, not timeless political “principles.”

Lenin himself was very clear on this, even if neither most of his supposed followers nor his detractors have been. The problem is anti-Marxist interpretive bias that is blinding. | §

Originally published in The Platypus Review 40 (October 2011).


The politics of Critical Theory

Adorno’s “Leninism”

Chris Cutrone

Presented on a panel with Andrew Feenberg, Richard Westerman, and Nicholas Brown at the third annual Platypus Affiliated Society international convention, the School of the Art Institute of Chicago, April 29, 2011 (audio recording).

The political origins of Frankfurt School Critical Theory have remained opaque, for several reasons, not least the taciturn character of the major writings of its figures.  The motivation for such reticence on the part of the Frankfurt School Critical Theorists is itself what requires explanation, why they engaged in self-censorship and encryption of their ideas, and consigned themselves to writing “messages in a bottle” without immediate or definite addressee.  As Horkheimer put it, the danger was in speaking like an “oracle;” he asked simply, “To whom shall we say these things?”[1] It was not simply due to American exile in the Nazi era or post-WWII Cold War exigency.  Some of their ideas were expressed explicitly enough.  Rather, the collapse of the Marxist Left in which the Critical Theorists’ thought had been formed, in the wake of the October 1917 Revolution in Russia and the German Revolution and civil war of 1918–19, deeply affected their perspective on political possibilities in their historical moment.  The question is, in what way was this Marxism?

A series of conversations between the leaders of the Frankfurt Institute, Max Horkheimer and Theodor W. Adorno, in 1956, at the height of the Cold War and after Khrushchev’s public admission of the crimes of the Stalin era, provide insight into their thinking and how they understood their situation in the trajectory of Marxism in the 20th century.  Selections from the transcript were recently published in New Left Review (2010), under the title “Towards a New Manifesto?”  The German publication of the complete transcript, in Horkheimer’s collected works, is under the title “Discussion about Theory and Praxis,” and their discussion was indeed in consideration of re-writing the Communist Manifesto in light of intervening history.  Within a few years of this, Adorno began but abandoned work on a critique of the German Social-Democratic Party’s Godesberg programme, which officially renounced Marxism in 1959, on the model of Marx’s celebrated critique of the Gotha Programme that had founded the SPD in 1875.  So, especially Adorno, but also Horkheimer had been deeply concerned with the question of continuing the project of Marxism, well into the later, post-WWII period of the Institute’s work.  In the series of conversations between Horkheimer and Adorno recorded by Adorno’s wife Gretel from March to April 1956, Adorno expressed his interest in re-writing the Communist Manifesto along what he called “strictly Leninist” lines.  Horkheimer did not object, but only pointed out that such a document, calling for what he called the “re-establishment of a socialist party,” “could not appear in Russia, while in the United States and Germany it would be worthless.”[2] Nonetheless, Horkheimer felt it was necessary to show “why one can be a communist and yet despise the Russians.”[3] As Horkheimer put it, simply, “Theory is, as it were, one of humanity’s tools.”[4] Thus, they tasked themselves to try to continue Marxism, if only as “theory.”

Now, it is precisely the supposed turning away from political practice and retreat into theory that many commentators have characterized as the Frankfurt School Critical Theorists’ abandonment of Marxism.  For instance, Martin Jay, in The Dialectical Imagination, or Phil Slater, in his book offering a “Marxist interpretation” of the Frankfurt School, characterized matters in such terms: Marxism could not be supposed to exist as mere theory, but had to be tied to practice.  But this was not a problem new to the Frankfurt Institute in exile, that is, after being forced to abandon their work in collaboration with the Soviet Marx-Engels Institute, for example, which was as much due to Stalinism as Nazism.  Rather, it pointed back to what Karl Korsch, a foundational figure for the Institute, wrote in 1923, that the crisis of Marxism, that is, the problems that had already manifested in the era of the 2nd International in the late 19th century (the so-called “Revisionist Dispute”) and developed and culminated in the collapse of the 2nd Intl. and the division in Marxism in WWI and the revolutions that followed, meant that the “umbilical cord” between theory and practice had been already “broken.”  Marxism stood in need of a transformation, in both theory and practice, but this transformation could only happen as a function of not only practice but also theory.  They suffered the same fate.  For Korsch in 1923, as well as for Georg Lukács in this same period, in writings seminal for the Frankfurt School Critical Theorists, Lenin and Rosa Luxemburg were exemplary of the attempt to rearticulate Marxist theory and practice.  Lenin in particular, as Lukács characterized him, the “theoretician of practice,” provided a key, indeed the crucial figure, in political action and theoretical self-understanding, of the problem Marxism faced at that historical moment.  As Adorno put it in the conversation with Horkheimer in 1956, “I have always wanted to . . . develop a theory that remains faithful to Marx, Engels and Lenin.”  So, the question becomes, “faithful” in what way?

Several statements in two writings by Horkheimer and Adorno’s colleague, Herbert Marcuse, his “33 Theses” from 1947, and his book Soviet Marxism from 1958, can help shed light on the orientation of the Frankfurt School Critical Theorists towards the prior politics of “Communism,” specifically of Lenin.  Additionally, several letters from Adorno to Horkheimer and Benjamin in the late 1930s explicate Adorno’s positive attitude towards Lenin.  Finally, writings from Adorno’s last year, 1969, the “Marginalia to Theory and Praxis” and “Resignation,” restated and further specified the content of his “Leninism” in light of his critique of the 1960s New Left.  The challenge is to recognize the content of such “Leninism” that might otherwise appear obscure or idiosyncratic, but actually points back to the politics of the early 20th century that was formative of Adorno and his cohort’s historical perspective.  Then, the question becomes, what was the significance of such a perspective in the later period of Adorno’s life?  How did such “Leninism” retain purchase under changed conditions, such that Adorno could bring it to bear, critically, up to the end of his life?  Furthermore, what could Adorno’s perspective on “Leninism” reveal about Lenin himself?  Why and how did Adorno remain a Marxist, and how did Lenin figure in this?

One clear explanation for Adorno’s “Leninism” was the importance of consciousness in Adorno’s estimation of potential for emancipatory social transformation.  For instance, in a letter to Horkheimer critical of Erich Fromm’s more humane approach to Freudian psychoanalysis, Adorno wrote that Fromm demonstrated

a mixture of social democracy and anarchism . . . [and] a severe lack of . . . dialectics . . . [in] the concept of authority, without which, after all, neither Lenin’s [vanguard] nor dictatorship can be conceived of.  I would strongly advise him to read Lenin.

Adorno thought that Fromm thus threatened to deploy something of what he called the “trick used by bourgeois individualists against Marx,” and wrote to Horkheimer that he considered this to be a “real threat to the line . . . which the [Frankfurt Institute’s] journal takes.”[5]

But the political role of an intellectual, theoretically informed “vanguard” is liable to the common criticism of Leninism’s tendency towards an oppressive domination over rather than critical facilitation of social emancipation.  A more complicated apprehension of the role of consciousness in the historical transformation of society can be found in Adorno’s correspondence on Benjamin’s essay “The Work of Art in the Age of Mechanical Reproduction” in 1936.  There, Adorno commended Benjamin’s work for providing an account of the relationship of intellectuals to workers along the lines of Lenin.  As Adorno put it in his letter to Benjamin,

The proletariat . . . is itself a product of bourgeois society. . . .  [T]he actual consciousness of actual workers . . . [has] absolutely no advantage over the bourgeois except . . . interest in the revolution, but otherwise bear[s] all the marks of mutilation of the typical bourgeois character. . . .  We maintain our solidarity with the proletariat instead of making of our own necessity a virtue of the proletariat, as we are always tempted to do — the proletariat which itself experiences the same necessity and needs us for knowledge as much as we need the proletariat to make the revolution.  I am convinced that the further development of the . . . debate you have so magnificently inaugurated [in the essay “The Work of Art in the Age of Mechanical Reproduction”] depends essentially on a true accounting of the relationship of the intellectuals to the working class. . . .  [Your essay is] among the profoundest and most powerful statements of political theory that I have encountered since I read [Lenin’s] The State and Revolution.

Adorno likely had in mind as well Lenin’s What is to be Done? or, even especially, his post-revolutionary pamphlet “Left-Wing” Communism: An Infantile Disorder.  In the former, Lenin (in)famously distinguished between “trade union” and “socialist consciousness.”  But in the later work, Lenin described the persistent “bourgeois” social conditions of intellectual work per se that would long survive the proletarian socialist revolution, indeed (reiterating from What is to be Done?) that workers became thoroughly “bourgeois” by virtue of the very activity of intellectual work (such as in journalism or art production), including and perhaps especially in their activity as Communist Party political cadre.  For Lenin, workers’ political revolution meant governing what would remain an essentially bourgeois society.  The revolution would make the workers for the first time, so to speak, entirely bourgeois, which was the precondition of their leading society beyond bourgeois conditions.[6] It was a moment, the next necessary step, in the workers’ self-overcoming, in the emancipatory transformation of society, in, through and beyond capital.  Marxism was not extrinsic but intrinsic to this process, as the workers’ movement itself was.  As Adorno put it to Horkheimer,

It could be said that Marx and Hegel taught that there are no ideals in the abstract, but that the ideal always lies in the next step, that the entire thing cannot be grasped directly but only indirectly by means of the next step.[7]

Lukács had mentioned this about Lenin, in a footnote to his 1923 essay in History and Class Consciousness, “Reification and the Consciousness of the Proletariat,” that,

Lenin’s achievement is that he rediscovered this side of Marxism that points the way to an understanding of its practical core.  His constantly reiterated warning to seize the “next link” in the chain with all one’s might, that link on which the fate of the totality depends in that one moment, his dismissal of all utopian demands, i.e. his “relativism” and his “Realpolitik:” all these things are nothing less than the practical realisation of the young Marx’s Theses on Feuerbach.[8]

But this was not fully achieved in the Revolution that began to unfold from 1917 to 1919 in Russia, Germany, Hungary, and Italy, but was cut short of attaining the politics of the socialist transformation of society.  Thirty years later, in the context of the dawning Cold War following the defeat of the Nazis in WWII, Marcuse’s “33 Theses” tried to take stock of the legacy of the crisis of Marxism and the failure of the revolution:

[Thesis 3:] [T]o uphold without compromise orthodox Marxist theory . . . [—] [i]n the face of political reality such a position would be powerless, abstract and unpolitical, but when the political reality as a whole is false, the unpolitical position may be the only political truth. . . .

[Thesis 32:] [T]he political workers’ party remains the necessary subject of revolution.  In the original Marxist conception, the party does not play a decisive role.  Marx assumed that the proletariat is driven to revolutionary action on its own, based on the knowledge of its own interests, as soon as revolutionary conditions are present. . . .  [But subsequent] development has confirmed the correctness of the Leninist conception of the vanguard party as the subject of the revolution.  It is true that the communist parties today are not this subject, but it is just as true that only they can become it.  Only in the theories of the communist parties is the memory of the revolutionary tradition alive, which can become the memory of the revolutionary goal again. . . .

[Thesis 33:] The political task then would consist in reconstructing revolutionary theory. . . .[9]

As Marcuse put it in 1958, in Soviet Marxism,

During the Revolution [beginning in 1917], it became clear to what degree Lenin had succeeded in basing his strategy on the actual class interests and aspirations of the workers and peasants. . . .  Then, from 1923 on, the decisions of the leadership increasingly dissociated from the class interests of the proletariat.  The former no longer presuppose the proletariat as a revolutionary agent but rather are imposed upon the proletariat and the rest of the underlying population.[10]

Adorno’s commentary in conversation with Horkheimer in 1956, in a passage not included in the New Left Review translation publication, titled “Individualism,” addressed what he called the problem of subjectivity as socially constituted, which he thought Lenin had addressed more rigorously than Marx.  Adorno said that,

Marx was too harmless; he probably imagined quite naïvely that human beings are basically the same in all essentials and will remain so.  It would be a good idea, therefore, to deprive them of their second nature.  He was not concerned with their subjectivity; he probably didn’t look into that too closely.  The idea that human beings are the products of society down to their innermost core is an idea that he would have rejected as milieu theory.  Lenin was the first person to assert this.[11]

What this meant for Adorno was that the struggle to overcome the domination of society by capital was something more and other than the class struggle of the workers against the capitalists.  It was not merely a matter of their exploitation.  For it was not the case that social subjects were products of their class position so much as bourgeois society under capital determined all of its subjects in a historical nexus of unfreedom.  Rather, class position was an expression of the structure of this universal unfreedom. As Horkheimer wrote, in “The Little Man and the Philosophy of Freedom,” one of his aphoristic writings from 1926–31, published under the title Dämmerung (meaning “Twilight,” either “Dusk” or “Dawn”),

In socialism, freedom is to become a reality.  But because the present system is called “free” and considered liberal, it is not terribly clear what this may mean. . . .

The business man is subject to laws that neither he nor anyone else nor any power with such a mandate created with purpose and deliberation.  They are laws which the big capitalists and perhaps he himself skillfully make use of but whose existence must be accepted as a fact.  Boom, bust, inflation, wars and even the qualities of things and human beings the present society demands are a function of such laws, of the anonymous social reality. . . .

Bourgeois thought views this reality as superhuman.  It fetishizes the social process. . . .

[T]he error is not that people do not recognize the subject but that the subject does not exist.  Everything therefore depends on creating the free subject that consciously shapes social life.  And this subject is nothing other than the rationally organized socialist society which regulates its own existence.

But for the little man who is turned down when he asks for a job because objective conditions make it impossible, it is most important that their origin be brought to the light of day so that they do not continue being unfavorable to him.  Not only his own lack of freedom but that of others as well spells his doom.  His interest lies in the Marxist clarification of the concept of freedom.[12]

Such a clarification of what would constitute a progressive-emancipatory approach to the problem of capital was cut short by the course of Marxism in the 20th century.  It thus also became increasingly difficult to “bring to the light of day” the “origins” of persistent social conditions of unfreedom.  In many respects, the crisis of Marxism had been exacerbated but not overcome as a function of the post-WWI revolutionary aftermath.  This involved a deepening of the crisis of humanity, as the Frankfurt Institute Critical Theorists were well aware that fascism as a historical phenomenon was due to the failure of Marxism.  Fascism was the ill-begotten offspring of the history of Marxism itself.

From a decade after 1917, Horkheimer wrote, in a passage titled “Indications,” that,

The moral character of a person can be infallibly inferred from his response to certain questions. . . .  In 1930 the attitude toward Russia casts light on people’s thinking.  It is extremely difficult to say what conditions are like there.  I do not claim to know where the country is going; there is undoubtedly much misery. . . .  The senseless injustice of the imperialist world can certainly not be explained by technological inadequacy.  Anyone who has the eyes to see will view events in Russia as the continuing painful attempt to overcome this terrible social injustice.  At the very least, he will ask with a throbbing heart whether it is still under way.  If appearances were to be against it, he will cling to this hope like the cancer patient to the questionable report that a cure for his illness may have been found.

When Kant received the first news of the French Revolution [of 1789], he is said to have changed the direction of his customary stroll from then on.[13]

Despite what occurred in the unfolding of developments in 20th century history, Horkheimer and Adorno never reversed course.  Are we yet ready to receive their messages in a bottle? | §


[1]. Theodor Adorno and Max Horkheimer, “Towards a New Manifesto?,” trans. Rodney Livingstone, New Left Review 65 (September–October 2010), 46.

[2]. “Towards a New Manifesto?,” 57.

[3]. “Towards a New Manifesto?,” 57.

[4]. “Towards a New Manifesto?,” 57.

[5]. Adorno to Horkheimer, March 21, 1936, quoted in Wiggershaus, The Frankfurt School, 266.  Moreover, Adorno wrote that, “If one is concerned to achieve what might be possible with human beings, it is extremely difficult to remain friendly towards real people . . . a pretext for approving of precisely that element in people by which they prove themselves to be not merely their own victims but virtually their own hangmen” (Adorno to Horkheimer, June 2, 1941, quoted in Wiggershaus, The Frankfurt School, 268).

[6]. Lenin wrote, in “Left-Wing” Communism: An Infantile Disorder (1920), that,

Let us take, say, journalistic work.  Newspapers, pamphlets and leaflets perform the indispensable work of propaganda, agitation and organisation.  No mass movement in any country at all civilised can get along without a journalistic apparatus.  No outcries against “leaders” or solemn vows to keep the masses uncontaminated by the influence of leaders will relieve us of the necessity of using, for this work, people from a bourgeois-intellectual environment or will rid us of the bourgeois-democratic, “private property” atmosphere and environment in which this work is carried out under capitalism.  Even two and a half years after the overthrow of the bourgeoisie [in Russia], after the conquest of political power by the proletariat, we still have this atmosphere around us, this environment of mass (. . . artisan) bourgeois-democratic private property relations. . . .  The most shameless careerism . . . and vulgar petty-bourgeois conservatism are all unquestionably common and prevalent features engendered everywhere by capitalism, not only outside but also within the working-class movement. . . .  [T]he overthrow of the bourgeoisie and the conquest of political power by the proletariat — [creates] these very same difficulties on a still larger, an infinitely larger scale.

[7]. Adorno and Horkheimer, “Towards a New Manifesto?,” 54.

[8]. Note 60.

[9]. Herbert Marcuse, “33 Theses,” in Technology, War, and Fascism, ed. Douglas Kellner (New York: Routledge, 1998), 217, 226–227.

[10]. Marcuse, Soviet Marxism (New York: Columbia University Press, 1958), 149.

[11]. Max Horkheimer and Theodor Adorno, “Diskussion über Theorie und Praxis” (1956), in Horkheimer, Gesammelte Schriften (GAS) Vol. 19 (Nachträge, Verzeichnisse und Register) (S. Fischer, 1996), 71; quoted in Detlev Claussen, Theodor W. Adorno: One Last Genius (Cambridge: Harvard University Press, 2008), 233.

[12]. Max Horkheimer, Dawn and Decline, Notes 1926-31 and 1950-69, trans. Michael Shaw (New York: Seabury/Continuum, 1978), 50–52.

[13]. Horkheimer, Dawn and Decline, 72–73.

Left Forum NYC 2011: Lenin’s Marxism

Lenin’s liberalism

Chris Cutrone

Presented on a panel with Paul LeBlanc and Lars T. Lih at the Left Forum 2011, Pace University, New York, March 19, 2011 (audio recording); at the third annual Platypus Affiliated Society international convention, the School of the Art Institute of Chicago, April 30, 2011; and at the Marxist Literary Group summer Institute on Culture and Society, University of Illinois at Chicago, June 22, 2011.

Introduction

Lenin’s Marxist politics has been profoundly misconstrued and distorted, both positively and negatively, as supposedly having wanted to strip capitalist society of its deceptive veneer and assert the unadorned proletariat as the be-all and end-all of “socialist” society. Certainly not merely the later Stalinist history of the Soviet Union, but also practices of the Soviet state under Lenin’s leadership in the Civil War, so-called “War Communism,” and the Red Terror, lent themselves to a belief in Lenin as a ruthless destroyer of “bourgeois” conditions of life. But, then, what are we to make, for instance, of Lenin’s pamphlets on The State and Revolution and “Left-Wing” Communism: An Infantile Disorder? For they emphasized both the necessary persistence of “bourgeois right” among the workers in the long transition from socialism to communism, requiring the continuation of state mediation, and the fact that Marxists had understood their effort as trying to overcome capital “on the basis of capitalism” itself. A prime example of Lenin’s insistence on the mediation of politics in society was his opposition to Trotsky’s recommendation that labor unions be militarized and subsumed under the state. Lenin wanted to preserve, rather, the important non-identity of class, party, and state in the Soviet “workers’ state,” which he recognized as necessarily carrying on, for the foreseeable future, “state capitalism” (characterized by “bureaucratic deformations” due to Russian conditions). Lenin thus wanted to preserve the possibility of politics within the working class, a theme that reached back to his first major pamphlet, What is to be Done? Lenin’s “last struggle” (Moshe Lewin) was to prevent the strangling of politics in the Soviet state, a danger he regarded not merely in terms of Stalin’s leadership, but the condition of the Bolsheviks more generally. For instance, Lenin critically noted Trotsky’s predilection for “administrative” solutions.

Georg Lukács, Karl Korsch and Theodor Adorno, teasing out a “Hegelian” dimension to Lenin’s Marxism, derived from Lenin’s theoretical writings and political practice an elaboration of the Marxist theory of social mediation in capital, through the politics of proletarian socialism, that sought to recover Lenin from a bad utopian perspective of the desire to do away with politics altogether. Rather, such Marxist critical theory following Lenin understood overcoming the “alienation” and “reification” of capital as providing the possibility for the true practice of politics, a neglected but vital contribution Lenin made to the development of Marxism. Lenin did not attempt to destroy modern forms of political mediation, but rather to achieve the true mediation of theory and practice, in politics freed from society dominated by capital. This was the content of Lenin’s liberalism, his “dialectical” Marxist attempt, not to negate, but rather to fulfill the desiderata of bourgeois society, which capital had come to block, and which could only be worked through “immanently.”

The controversy about Lenin

Lenin is the most controversial figure in the history of Marxism, and perhaps one of the most controversial figures in all of history. As such, he is an impossible figure for sober consideration, without polemic. Nevertheless, it has become impossible, also, after Lenin, to consider Marxism without reference to him. Broadly, Marxism is divided into avowedly “Leninist” and “anti-Leninist” tendencies. In what ways was Lenin either an advance or a calamity for Marxism? But there is another way of approaching Lenin, which is as an expression of the historical crisis of Marxism. In other words, Lenin as a historical figure is unavoidably significant as manifesting a crisis of Marxism. The question is how Lenin provided the basis for advancing that crisis, how the polarization around Lenin could provide the basis for advancing the potential transformation of Marxism, in terms of resolving certain problems. What is clear from the various ways that Lenin is usually approached is that the necessity for such transformation and advance of Marxism has been expressed only in distorted ways. For instance, the question of Marxist “orthodoxy” hinders the proper evaluation of Lenin. There was a fundamental ambiguity in the way Marxism addressed its own historical crisis, in the question of fidelity to and revision of Marx, for instance in the so-called “Revisionist Dispute” of the late 19th century. Lenin was a leading anti-revisionist or “orthodox” Marxist. This was also true of other Second International radical Marxists, such as Rosa Luxemburg and Leon Trotsky. In what ways did these figures, and above all Lenin, think that being true to Marx was required for the advancement and transformation of Marxism?

The Frankfurt School Critical Theorist Theodor Adorno, in his 1966 book Negative Dialectics, wrote of the degeneration of Marxism due to “dogmatization and thought-taboos.” There is no other figure in the history of Marxism who has been subject to such “dogmatization and thought-taboos” as much as Lenin. For Adorno, figures in the history of Marxism such as Lenin or Luxemburg or Kautsky should not be approached in terms merely of their theoretical perspectives or practical actions they took or advocated, but rather in their relation of theory and practice, or, why they thought they did what they did when they did so. As Adorno put it, theory and practice have a changing relation that “fluctuates” historically.

Lenin, among other Marxists, thought that the political party served an important function with regard to consciousness, and wrote in What is to be Done? of the key “importance of the theoretical struggle” in forming such a party. Lenin thought that theory was not simply a matter of generalization from experience in terms of trial and error, as in traditional (pre-Kantian) epistemology, but, importantly, in the Hegelian “dialectical” sense of history: this is how Lenin understood “theory.” As Lenin put it, history did not advance in a line but rather in “spirals,” through repetitions and regressions, and not simple linear “progress.” In this respect, the past could be an advance on the present, or, the present could seek to attain moments of the past, but under changed conditions. And such changed conditions were themselves not to be regarded simply as “progressive.” Rather, there was an important ambivalence to history, in that it exhibited both progress and regress. In his 1915 Granat Encyclopedia entry on Karl Marx, describing “dialectics” from a Marxian perspective, Lenin wrote,

In our times, the idea of development, of evolution, has almost completely penetrated social consciousness, only in other ways, and not through Hegelian philosophy. Still, this idea, as formulated by Marx and Engels on the basis of Hegel’s philosophy, is far more comprehensive and far richer in content than the current idea of evolution is. A development that repeats, as it were, stages that have already been passed, but repeats them in a different way, on a higher basis (“the negation of the negation”), a development, so to speak, that proceeds in spirals, not in a straight line; a development by leaps, catastrophes, and revolutions; “breaks in continuity”; the transformation of quantity into quality; inner impulses towards development, imparted by the contradiction and conflict of the various forces and tendencies acting on a given body, or within a given phenomenon, or within a given society; the interdependence and the closest and indissoluble connection between all aspects of any phenomenon (history constantly revealing ever new aspects), a connection that provides a uniform, and universal process of motion, one that follows definite laws — these are some of the features of dialectics as a doctrine of development that is richer than the conventional one.

With Marxism, the “crisis” of bourgeois society was recognized. The crisis of bourgeois society circa 1848 was what Marx called “capital,” a provocative characterization. The spiral development through which Lenin, among other Second International radicals such as Luxemburg and Trotsky, thought that history in the modern era had regressed through the “progress” since Marx and Engels’s time in 1848, the moment of the Communist Manifesto, showed how and why the subsequent development of Marxism sought to re-attain 1848. Was history since 1848 progress or regress? In a certain sense, it was both. In this history, bourgeois society appeared to both fulfill and negate itself. In other words, bourgeois society had become more itself than ever; in other respects, however, it grew distant from its earlier achievements and even undermined them. (For instance, the recrudescence of slave labor in the decades leading up to the U.S. Civil War.) The Second International radicals thus sought to return to the original potential of bourgeois society in its first moment of crisis, circa 1848. As Karl Kraus put it, in a way that registered deeply with Walter Benjamin and Adorno, “Origin is the goal.” Even though the crisis of capital or bourgeois society grew, the question was whether the crisis advanced. The Second International radicals recognized that while the crisis of capital, in Marx’s sense, grows, the crisis must be made to advance, as history does not progress automatically. It was in this sense that there was, potentially, a return of the 1848 moment in the development of Marxism itself, which was the attempt to make the growing crisis — what Luxemburg and Lenin called “imperialism,” and what Lenin termed capitalism’s “highest stage” — a historical advance.

The paradox of such development and transformation of Marxism itself through the return to the past moment of potential and resultant “crisis” was expressed well by Karl Korsch, who wrote, in his 1923 essay on “Marxism and Philosophy,”

[The] transformation and development of Marxist theory has been effected under the peculiar ideological guise of a return to the pure teaching of original or true Marxism. Yet it is easy to understand both the reasons for this guise and the real character of the process which is concealed by it. What theoreticians like Rosa Luxemburg in Germany and Lenin in Russia have done, and are doing, in the field of Marxist theory is to liberate it from the inhibiting traditions of [Social Democracy]. They thereby answer the practical needs of the new revolutionary stage of proletarian class struggle, for these traditions weighed “like a nightmare” on the brain of the working masses whose objectively revolutionary socioeconomic position no longer corresponded to these [earlier] evolutionary doctrines. The apparent revival of original Marxist theory in the Third International is simply a result of the fact that in a new revolutionary period not only the workers’ movement itself, but the theoretical conceptions of communists which express it, must assume an explicitly revolutionary form. This is why large sections of the Marxist system, which seemed virtually forgotten in the final decades of the nineteenth century, have now come to life again.

So, what were these “revolutionary” aspects of Marxism that were recovered in the course of the “crisis of Marxism” (Korsch’s phrase), and how did Lenin help recover them?

Lenin: history not linear but spiral

Lenin and the political party

Lenin made a portentous but indicative remark in the first footnote to his book What is to be Done?, in which he stated that,

Incidentally, in the history of modern socialism [there] is a phenomenon . . . in its way very consoling, namely . . . the strife of the various trends within the socialist movement. . . . [In] the[se] disputes between Lassalleans and Eisenachers, between Guesdists and Possibilists, between Fabians and Social-Democrats, and between Narodnaya Volya adherents and Social-Democrats, . . . really [an] international battle with socialist opportunism, [will] international revolutionary Social-Democracy . . . perhaps become sufficiently strengthened to put an end to the political reaction that has long reigned in Europe?

In other words, could working through the issue of opportunist-reformist “revisionism” within Marxism be the means for overcoming capital? This would appear to be the self-centrality of Marxism taken to its fullest flower. But there was a rationale to this. Not only did Lenin (subsequent to What is to be Done?) want the Mensheviks thrown out of Russian Social Democracy (Lenin agreed with the Mensheviks on excluding the so-called “economistic” tendencies of Marxism and the Jewish Bund workers’ organizations), but a seldom remarked fact was that Luxemburg, too, wanted the reformist Revisionists thrown out of the German Social Democratic Party (Kautsky waffled on the issue). Lenin and Luxemburg wanted to split the Second International from its reformists (or, “opportunists”).

Lenin not only thought that splits, that is, political divisions, in the Left or the workers’ movement were possible and desirable, but also necessary. The only differences Lenin had with figures such as Luxemburg or Kautsky were over particular concrete instances in which such splits did or could or should have occurred. For instance, Luxemburg thought that the split in Russian Social Democracy in 1903 was premature and so did not concur with Lenin and the Bolsheviks on its benefits. And, importantly, the question was not merely over whether a political split could or should take place, but how, and, also, when. Politics was a historical phenomenon.

There is the specific question of the “party” as a form of politics. Marx and Engels had written in the Communist Manifesto that, “The Communists do not form a separate party opposed to the other working-class parties.” So, this would appear to present a problem in the case of Lenin, who is notorious for the “party question.” But it poses a problem for the question of Marxism in general, for Marxism confronted other, opposed, political tendencies in the working class, for instance anarchism in the First International. What had changed between Marx and Engels’s time and Lenin’s?

As Marxists, Lenin and Luxemburg considered themselves to be vying for leadership of the social democratic workers’ movement and its political party; they didn’t simply identify with either the party or the movement, both of which originated independently of them. Both the workers’ movement and the social-democratic party would have existed without Marxism. For them, the party was an instrument, as was the workers’ movement itself. In responding to Eduard Bernstein’s remark that the “movement is everything, the goal nothing,” Luxemburg went so far as to say that without the goal of socialism the workers’ movement was nothing, or perhaps even worse than nothing, in that it exacerbated the problem of capitalism, for instance giving rise to the “imperialist” form of capitalism in the late 19th century. How were the social-democratic movement and its political parties understood by Marxists? For considering this, it is necessary to note well Marx’s critique of the Gotha Programme that had founded the German SPD and Engels’s subsequent critique of the Erfurt Programme that had made Marxism the official perspective of the Social Democratic Party. They critiqued these programmes because that’s what Marxists do: critique. No matter what had been written in these programmes, it was certain to elicit critiques from Marx and Engels.

The Marxists, that is, Marx and Engels, seem to have reluctantly gone along with the formation of a permanent party of social democracy, but not without serious reservations and caveats. The endorsement of party politics was provisional and conditional. For instance, in 1917, Lenin himself threatened to quit the Bolshevik party. Lenin thought that he could quit the party and continue to lead the revolution, that he would quit the party in order to lead the revolution.

Luxemburg’s biographer, British political scientist J.P. Nettl, traced the question of the social-democratic party to a set of problematic conceptions, all of which were challenged in practice and theory by the radical Left in the Second International, in figures such as Luxemburg and Lenin. The party could be conceived as an interest-aggregator and pressure-group on the state, advancing the interests of the working class. Or it could be conceived, as it was most overtly by its leadership, under its organizational leader August Bebel and its leading theorist Karl Kautsky, as a “state within the state,” or what Nettl termed an “inheritor party,” aiming to take power. Involved in the latter was a theory not only of revolution but also of socialism, both of which were problematical. Specifically troublesome was the idea of building up the working class’s own organization within capitalism so that when its final crisis came, political power would fall into the hands of the social democrats, who had organized the working class in anticipation of such an eventuality. But these were conceptions that were challenged and critiqued, not only by later radicals such as Luxemburg and Lenin, but also by Marx and Engels themselves. Marxists such as Marx and Engels and Lenin and Luxemburg were, rightly, deeply suspicious of the social-democratic party as a permanent political institution of the working class.

The problem of party politics

To situate this discussion properly, it is important to return to the classical liberal scorn for political parties. There was no term of political contempt greater than “party man,” or “partisan” politics, which violated not only the value of individuals thinking for themselves but also, perhaps more importantly, the very notion of politics in the liberal-democratic conception, especially with regard to the distinction between the state and civil society. Whereas the state was compulsory, civil society institutions were voluntary. While political parties, as forms of association, could be considered civil society organizations, the articulation of such formations with political power in the state struck classical liberal thinkers as particularly dangerous. Hegel, for one, explicitly preferred hereditary monarchy over democracy as a form of executive authority, precisely because it was free of such a problem. For Hegel, civil society would remain more free under a monarchy than under democracy, in which he thought political authority could be distorted by private interests. The danger lay in the potential for a civil society group to capture state power in its narrow, private interests. Moreover, in the classical liberal tradition, the idea of the professional “politician” was severely objectionable; rather, state-political figures rose through other civil society institutions, as entrepreneurs, professors, priests, etc., and only reluctantly took on the duty of public office: “It’s a dirty job, but somebody has to do it.”

This problem of modern politics and its forms recurred in the late 19th and early 20th centuries to thinkers such as Robert Michels, a student and associate of Max Weber, similarly concerned with the problem of modern “bureaucracy,” who, in a landmark study, compared the German SPD to the Democratic Party in the U.S., specifically with regard to the issue of the “party machine,” with its “ward bosses,” or machine-party politics, and the resulting tendency towards what Michels called “oligarchy.” Michels had been a member of the SPD, in its radical wing, until 1907. (Michels, who also studied the Socialist Party in Italy, went on to join Italian fascism under the former Socialist Benito Mussolini, because he thought fascism was a solution to the problem of “bureaucracy,” but that’s another story.) So the problem of party-politics was a well-known issue in Lenin’s time. For Second International radical Marxists such as Luxemburg and Lenin, the workers’ social-democratic party was not to be an interest-aggregator and permanent political institution of social power like the Democratic Party in the U.S. (which ultimately became the party of the labor unions). What, then, was the function of the social-democratic party, for figures such as Lenin and Luxemburg?

Obviously,  Lenin’s concerns with politics were not the same as those of liberals, who sought to prevent the ossification of political authority from stymieing the dynamism of civil society in capitalism. For Lenin’s concern was above all with revolution, that is, fundamental social transformation. But was the issue of politics thus so different in Lenin’s case? This raises the important issue of in what way social revolution and transformation was related to “politics,” in the modern sense. That is, whether Lenin was interested in the “end” of politics as conceived in liberalism and practiced under capitalism, or instead concerned with overcoming the obstacle to the practice of politics that capitalism had become. How was overcoming the social problem capitalism had become a new beginning, for the true practice of politics? In this sense, it is important to address how political mediation was brought into being but ultimately shaped and distorted by the modern society of capital, especially after the Industrial Revolution.

“Politics” is a modern phenomenon. Modern politics is conditioned by the crisis of capital in modern history. Traditional civilization, prior to the bourgeois, capitalist epoch, was subject to crises that could only be considered natural or divine in origin. Modern society is subject, for Marxists (as well as for liberals), rather, to human-made crisis thus potentially subject to politics. Bourgeois politics indeed responds to the permanent crisis of capitalism — in a sense, that’s all it does — but in inadequate terms, naturalizing aspects of capitalism that should be regarded as changeable, but can only be so regarded, for Marxists, as radically and consistently changeable, from a proletarian or working-class socialist perspective. Thus, modern politics has been haunted by the “specter of communism,” or socialism. As Marx put it, in The Eighteenth Brumaire of Louis Bonaparte,

Every demand of the simplest bourgeois financial reform, of the most ordinary liberalism, of the most formal republicanism, of the most insipid democracy, is . . . stigmatized as “socialism.”

Furthermore, the concrete meaning of socialism or communism is subject to change. For Marxists, the demand for socialism in the 19th century was itself an engine of capitalist development, historically. The story of socialism, then, is bound up with the development of capital, and the question of whether and how its crisis was growing and advancing.

Moreover, the question of party-politics per se is a post-1848 phenomenon, in which modern socialism was bound up. In other words, the crisis of bourgeois society in capital after the Industrial Revolution and the failure of the “social republic” in 1848, was the crisis of bourgeois society as liberal. The rise of party-politics was thus a feature of the growing authoritarianism of bourgeois society, or, the failure of liberalism. As such, socialism needed to take up the problems of bourgeois society in capital that liberalism had failed to anticipate or adequately meet, or, to take up the cause of liberalism that bourgeois politics had dropped in the post-1848 world. For Marx, the problem was found most saliently in Louis Bonaparte’s popular authoritarianism against the liberals in Second Republic France, culminating in the coup d’état and establishment of the Second Empire. As Marx put it, the capitalists were no longer and the workers not yet able, politically, to master the bourgeois society of capital. Party-politics was thus bound up with the historical phenomenon of Bonapartism.

Lenin and the crisis of Marxism

The period of close collaboration between Luxemburg and Lenin around the 1905 Russian Revolution saw Luxemburg leveling a critique of the relation that had developed between the social-democratic party and the labor unions in her pamphlet on The Mass Strike, the Political Party, and the Trade Unions. (Also, during this time Luxemburg wrote a defense of Lenin against the Menshevik charge of “Blanquism,” which she called “pedantic,” and thought said more of the reformist opportunism of those leveling the charge against Lenin than about its target.) In her Mass Strike pamphlet, Luxemburg delineated specific and non-identical roles for the various elements she mentioned in her title, that is to say, general strike committees, political parties, and labor unions (not mentioned specifically were the “soviets,” or workers’ councils). In this sense, the “mass strike” was for Luxemburg a symptom of the historical development and crisis of social democracy itself. This made it a political and not merely tactical issue. That is, for Luxemburg, the mass strike was a phenomenon of how social democracy had developed its political parties and labor unions, and what new historical necessities had thus been brought into being. Luxemburg’s pamphlet was, above all, a critique of the social-democratic party, which she regarded as a historical symptom. This was prefigured in Luxemburg’s earlier pamphlet on Reform or Revolution?, where she addressed the question of the raison d’être of the social-democratic movement (the combination of political party and labor unions).

From this perspective of regarding the history of the workers’ movement and Marxism itself as intrinsic to the history of capitalism, then, it becomes possible to make sense of Lenin’s further articulations of politics in his later works, The State and Revolution and “Left-Wing” Communism: An Infantile Disorder, as well as in the political disputes that attended the young Soviet state that had issued from the Russian Revolution and had endured the Civil War and stabilization of international capitalism in the aftermath of WWI. Lenin maintained a strictly minimal conception of the state, restricting it to the monopoly of authority for the exercise of force, precisely in order to avoid an all-encompassing conception of the state as the be-all and end-all of politics. Similarly, Lenin deemed “infantile” the impatience of supposed radicals with existing forms of political mediation, such as parliaments, stating unequivocally that while Marxism may have “theoretically” surpassed a liberal conception of the state, this had not yet been achieved “politically,” that is, in practice. In response to Trotsky’s recommendation that labor unions be militarized in the Soviet state, Lenin maintained that unions needed to remain independent not only of the state, but also of the Communist Party itself. The workers needed the ability, according to Lenin, of asserting their rights against the party and the state. Lenin recognized the necessity of an articulated non-identity of state, political parties, and other voluntary civil society institutions such as labor unions. This was grounded in Lenin’s perspective that capitalist social relations could not be abolished in one stroke through political revolution, that, even though the state had been “smashed,” it was reconstituted, not on the basis of a new social principle, but on the continuation of what Lenin called “bourgeois right,” long after the political overthrow and even social elimination of a separate capitalist class. “Bourgeois right” persisted precisely among the workers (and other previously subordinate members of society) and so necessarily governed their social relations, necessitating a state that could thus only “wither away.” Politics could be only slowly transformed.

Finally, there is the question of Adorno’s continued adherence to Lenin, despite what at first glance may appear to be some jarring contradictions with respect to Lenin’s own perspective and political practice. For instance, in a late essay from 1969, “Critique,” Adorno praised the U.S. Constitutional system of “divisions of powers” and “checks and balances” as essential to preserving the critical function of reason in the exercise of political authority. But this was an example for Adorno, and not necessarily to be hypostatized as such. The making common of executive and legislative authority in the “soviet” system of “workers’ councils” was understood by Lenin, as Adorno well knew, to coexist with separate civil society organizations such as political parties, labor unions and other voluntary groups, and so did not necessarily and certainly did not intentionally violate the critical role of political mediation, at various levels of society.

It has been a fundamental mistake to conflate and confuse Lenin’s model of party politics for a form of state in pursuing socialism. Lenin presupposed their important non-identity. The party was meant to be one element among many mediating factors in society and politics. Moreover, Lenin’s party was meant to be one among many parties, including multiple parties of the working class, vying for its adherence, and even multiple “Marxist” parties, differing in their relation of theory and practice, or means and ends.

By contrast, there was nothing so repressive and authoritarian as the Kautskyan (or Bebelian) social-democratic “party of the whole class” (or, the “one class, one party” model of social democracy, that is, that since the capitalists are of one interest in confronting the workers, the workers need to be unified against the capitalists). The social-democratic party, after all, waged the counterrevolution against Lenin and Luxemburg.

Lenin preserved politics by splitting Marxism. For this, Lenin has never been forgiven. But, precisely for this, Lenin needs to be remembered. | §

Originally published in The Platypus Review 36 (June 2011).