A discussion with William Pelz, editor of the book Wilhelm Liebknecht and German Social Democracy: A Documentary History, on the historical origins of socialist parties.
Sponsored by the Campaign for a socialist party in the U.S.
A discussion with William Pelz, editor of the book Wilhelm Liebknecht and German Social Democracy: A Documentary History, on the historical origins of socialist parties.
Sponsored by the Campaign for a socialist party in the U.S.
Cutrone’s writings referenced in the interview can be found at:
Presented on a panel with Bryan Palmer and Leo Panitch at the 9th annual Platypus Affiliated Society international convention, School of the Art Institute of Chicago, April 8, 2017.
The Frankfurt School approached the problem of the political failure of socialism in terms of the revolutionary subject, namely, the masses in the democratic revolution and the political party for socialism. However, in the failure of socialism, the masses had led to fascism, and the party had led to Stalinism. What was liquidated between them was Marxism or proletarian socialism; what was liquidated was the working class politically constituted as such, or, the class struggle of the working class — which for Marxists required the goal of socialism. The revolutionary political goal of socialism was required for the class struggle or even the working class per se to exist at all. For Marxism, the proletariat was a Hegelian concept: it aimed at fulfillment through self-abolition. Without the struggle for socialism, capitalism led the masses to fascism and led the political party to Stalinism. The failure of socialism thus conditioned the 20th century.
The legacy of the Russian Revolution of 1917 is a decidedly mixed one. This variable character of 1917’s legacy can be divided between its actors — the masses and the party — and between the dates, February and October 1917.
The February 1917 revolution is usually regarded as the democratic revolution and the spontaneous action of the masses. By contrast, the October Revolution is usually regarded as the socialist revolution and the action of the party. But this distorts the history — the events as well as the actors involved. What drops out is the specific role of the working class, as distinct from the masses or the party. The soviets or workers’ and soldiers’ councils were the agencies of the masses in revolution. The party was the agency of the working class struggling for socialism. The party was meant to be the political agency facilitating the broader working class’s and the masses’ social revolution — the transformation of society — overcoming capitalism. This eliding of the distinction of the masses, the working class and the political party goes so far as to call the October Revolution the “Bolshevik Revolution” — an anti-Communist slander that Stalinism was complicit in perpetuating. The Bolsheviks participated in but were not responsible for the revolution.
As Trotsky observed on the 20th anniversary of the 1917 Revolution in his 1937 article on “Stalinism and Bolshevism” — where he asserted that Stalinism was the “antithesis” of Bolshevism — the Bolsheviks did not identify themselves directly with either the masses, the working class, the revolution, or the ostensibly “revolutionary” state issuing from the revolution. As Trotsky wrote in his 1930 book History of the Russian Revolution, the entrance of the masses onto the stage of history — whether this was a good or bad thing — was a problem for moralists, but something Marxism had had to reckon with, for good or for ill. How had Marxists done so?
Marx had observed in the failure of the revolutions of 1848 that the result was “Bonapartism,” namely, the rule of the state claiming to act on behalf of society as a whole and especially for the masses. Louis Bonaparte, who we must remember was himself a Saint-Simonian Utopian Socialist, claimed to be acting on behalf of the oppressed masses, the workers and peasants, against the capitalists and their corrupt — including avowedly “liberal” — politicians. Louis Bonaparte benefited from the resentment of the masses towards the liberals who had put down so bloodily the rising of the workers of Paris in June 1848. He exploited the masses’ discontent.
One key reason why for Trotsky Stalinism was the antithesis of Bolshevism — that is to say, the antithesis of Marxism — was that Stalinism, unlike Bolshevism, identified itself with the state, with the working class, and indeed with the masses. But this was for Trotsky the liquidation of Marxism. It was the concession of Stalinism to Bonapartism. Trotsky considered Stalin to be a Bonapartist, not out of personal failing, but out of historical conditions of necessity, due to the failure of world socialist revolution. Stalinism, as a ruling ideology of the USSR as a “revolutionary state,” exhibited the contradictions issuing out of the failure of the revolution.
In Marxist terms, socialism would no longer require either a socialist party or a socialist state. By identifying the results of the revolution — the one-party state dictatorship — as “socialism,” Stalinism liquidated the actual task of socialism and thus betrayed it. Claiming to govern “democratic republics” or “people’s republics,” Stalinism confessed its failure to struggle for socialism. Stalinism was an attempted holding action, but as such undermined itself as any kind of socialist politics. Indeed, the degree to which Stalinism did not identify itself with the society it sought to rule, this was in the form of its perpetual civil-war footing, in which the party was at war with society’s spontaneous tendency towards capitalism, and indeed the party was constantly at war with its own members as potential if not actual traitors to the avowed socialist mission. As such, Stalinism confessed not merely to the on-going continuation of the “revolution” short of its success, but indeed its — socialism’s — infinite deferral. Stalinism was what became of Marxism as it was swallowed up by the historical inertia of on-going capitalism.
So we must disentangle the revolution from its results. Does 1917 have a legacy other than its results? Did it express an unfulfilled potential, beyond its failure?
The usual treatment of 1917 distorts the history. First of all, we would need to account for what Lenin called the “spontaneity of spontaneity,” that is, the prior conditions for the masses’ apparent spontaneous action. In the February Revolution, one obvious point is that it manifested on the official political socialist party holiday of International Working Women’s Day, which was a relatively recent invention by Marxists in the Socialist or Second International. So, the longstanding existence of a workers’ movement for socialism and of the international political party of that struggle for socialism was a prior condition of the apparent spontaneous outbreak of revolution in 1917. This much was obvious. What was significant, of course, was how in 1917 the masses seized the socialist holiday for revolution to topple the Tsar.
The October Revolution was not merely the planned coup d’etat by the Bolshevik Party — not alone, but in alliance, however, we must always remember, with the Left Socialist Revolutionaries or SRs. This is best illustrated by what took place between February and October, namely the July Days of 1917, in which the masses spontaneously attempted to overthrow the Provisional Government. The Bolsheviks considered that action premature, both in terms of lack of preparation and more importantly the moment for it was premature in terms of the Provisional Government not yet having completely exhausted itself politically. But the Bolsheviks stood in solidarity with the masses in July, while warning them of the problems and dangers of their action. The July rising was put down by the Provisional Government, and indeed the Bolsheviks were suppressed, with many of their leading members arrested. (Lenin went into hiding — and wrote his pamphlet on The State and Revolution in his time underground.) The Bolsheviks actually played a conservative role in the July Days of 1917, in the sense of seeking to conserve the forces of the working class and broader masses from the dangers of the Provisional Government’s repression of their premature — but legitimate — rising.
The October Revolution was prepared by the Bolsheviks — in league with the Left SRs — after the attempted coup against the Provisional Government by General Kornilov which the masses had successfully resisted. Kornilov had planned his coup in response to the July uprising by the masses, which to him showed the weakness and dangers of the Provisional Government. As Lenin had put it at the time, explaining the Bolsheviks’ participation in the defense of the Provisional Government against Kornilov, it was a matter of “supporting in the way a rope supports a hanged man.” Once the Provisional Government had revealed that its crucial base of support was the masses that it was otherwise suppressing, this indicated that the time for overthrowing the Provisional Government had come.
But the October Revolution was not a socialist revolution, because the February Revolution had not been a democratic revolution. The old Tsarist state remained in place, with only a regime change, the removal of the Tsar and his ministers and their replacement with liberals and moderate “socialists,” namely the Right Socialist Revolutionaries, of whom Kerensky, who rose to the head of the Provisional Government, was a member. To put it in Lenin’s terms, the February Revolution was only a regime change — the Provisional Government was merely a “government” in the narrow sense of the word — and had not smashed the state: the “special bodies of armed men” remained in place.
The October Revolution was the beginning of the process of smashing the state — replacing the previously established (Tsarist, capitalist) “special bodies of armed men” with the organized workers, soldiers and peasants through the “soviet” councils as executive bodies of the revolution, to constitute a new revolutionary, radical democratic state, the dictatorship of the proletariat.
From Lenin and the Bolsheviks’ perspective, the October Revolution was merely the beginning of the democratic revolution. Looking back several years later, Lenin judged the results of the revolution in such terms, acknowledging the lack of socialism and recognizing the progress of the revolution — or lack thereof — in democratic terms. Lenin understood that an avowedly “revolutionary” regime does not an actual revolution make. 1917 exhibited this on a mass scale.
Most of the Bolsheviks’ political opponents claimed to be “revolutionary” and indeed many of them professed to be “socialist” and even “Marxist,” for instance the Mensheviks and the Socialist Revolutionaries.
The Bolsheviks’ former allies and junior partners in the October 1917 Revolution, the Left Socialist Revolutionaries, broke with the Bolsheviks in 1918 over the terms of the peace the Bolsheviks had negotiated with Germany. They called for overthrowing the Bolsheviks in a “third revolution:” for soviets, or workers’, soldiers’ and peasants’ councils, “without parties,” that is, without the Bolsheviks. — As Engels had correctly observed, opposition to the dictatorship of the proletariat was mounted on the basis of so-called “pure democracy.” But, to Lenin and the Bolsheviks, their opponents did not in fact represent a “democratic” opposition, but rather the threatened liquidation of the revolutionary-democratic state and its replacement by a White dictatorship. This could come about “democratically” in the sense of Bonapartism. The opponents of the Bolsheviks thus represented not merely the undoing of the struggle for socialism, but of the democratic revolution itself. What had failed in 1848 and threatened to do so again in 1917 was democracy.
Marx had commented that his only original contribution was discovering the necessity of the dictatorship of the proletariat. The dictatorship of the proletariat was meant by Marxists to meet the necessity in capitalism that Bonapartism otherwise expressed. It was meant to turn the political crisis of capitalism indicated by Bonapartism into the struggle for socialism.
The issue of the dictatorship of the proletariat, that is, the political rule of the working class in the struggle to overcome capitalism and achieve socialism, is a vexed one, on many levels. Not only does the dictatorship of the proletariat not mean a “dictatorship” in the conventional sense of an undemocratic state, but, for Marxism, the dictatorship of the proletariat, as the social as well as political rule of the working class in struggling for socialism and overcoming capitalism, could be achieved only at a global scale, that is, as a function of working-class rule in at least several advanced capitalist countries, but with a preponderant political force affecting the entire world. This was what was meant by “world socialist revolution.” Nothing near this was achieved by the Russian Revolution of 1917. But the Bolsheviks and their international comrades such as Rosa Luxemburg in Germany thought that it was practically possible.
The Bolsheviks had predicated their leading the October Revolution in Russia on the expectation of an imminent European workers’ revolution for socialism. For instance, the strike wave in Germany of 1916 that had split the Social-Democratic Party there, as well as the waves of mutinies among soldiers of various countries at the front in the World War, had indicated the impending character of revolution throughout Europe, and indeed throughout the world, for instance in the vast colonial empires held by the European powers.
This had not happened — but it looked like a real, tangible possibility at the time. It was the program that had organized millions of workers for several decades prior to 1917.
So what had the October Revolution accomplished, if not “socialism” or even the “dictatorship of the proletariat”? What do we make of the collapse of the 1917 revolution into Stalinism?
As Leo Panitch remarked at a public forum panel discussion that Platypus held in Halifax on “What is political party for the Left” in January 2015, the period from the 1870s to the 1920s saw the first as well as the as-yet only time in history in which the subaltern class organized itself into a political force. This was the period of the growth of the mass socialist parties around the world of the Second International. The highest and perhaps the only result of this self-organization of the international working class as a political force was the October Revolution in Russia of 1917. The working class, or at least the political party it had constituted, took power, if however under very disadvantageous circumstances and with decidedly mixed results. The working class ultimately failed to retain power, and the party they had organized for this revolution transformed itself into the institutionalized force of that failure. This was also true of the role played by the Social-Democratic Party in Germany in suppressing the revolution there in 1918–19.
But the Bolsheviks had taken power, and they had done so after having organized for several decades with the self-conscious goal of socialism, and with a high degree of awareness, through Marxism, of what struggling towards that goal meant as a function of capitalism. This was no utopian project.
The October 1917 Revolution has not been repeated, but the February 1917 Revolution and the July Days of 1917 have been repeated, several times, in the century since then.
In this sense, from a Marxist perspective what has been repeated — and continued — was not really 1917 but rather 1848, the democratic revolution under conditions of capitalism that has led to its failure. — For Marx, the Paris Commune of 1871 had been the repetition of 1848 that had however pointed beyond it. The Paris Commune indicated both democracy and the dictatorship of the proletariat, or, as Marx had put it, the possibility for the “revolution in permanence.” 1871 reattained 1848 and indicated possibilities beyond it.
In this sense, 1917 has a similar legacy to 1871, but with the further paradox — actually, the contradiction — that the political agency, the political party or parties, that had been missing, from a Marxist perspective, leading to the failure of the Paris Commune, which in the meantime had been built by the working class in the decades that followed, had, after 1917, transformed itself into an institutionalization of the failure of the struggle for socialism, in the failure of the world revolution. That institutionalization of failure in Stalinism was itself a process — taking place in the 1920s and continuing up to today — that moreover was expressed through an obscure transformation of “Marxism” itself: avowed “Marxists” (ab)used and distorted “Marxism” to justify this institutionalization of failure. It is only in this self-contradictory sense that Marxism led to Stalinism — through its own failure. But only Marxism could overcome this failure and self-distortion of Marxism. Why? Because Marxism is itself an ideological expression of capitalism, and capitalism must be overcome on its own basis. The only basis for socialism is capitalism. Marxism, as distinct from other forms of socialism, is the recognition of this dialectic of capitalism and the potential for socialism. Capitalism is nothing other than the failure of the socialist revolution.
So the legacy of 1917, as uniquely distinct from other revolutions in the era of capitalism, beginning at least as early as in 1848 and continuing henceforth up to today, is actually the legacy of Marxism. Marxism had its origins in taking stock of the failed revolutions of 1848. 1917 was the only political success of Marxism in the classical sense of the Marxism of Marx and Engels themselves and their best followers in the Socialist or Second International such as Lenin, Rosa Luxemburg and Trotsky, but it was a very limited and qualified “success” — from Lenin and his comrades’ own perspective. And that limited success was distorted to cover over and obscure its failure, and so ended up obscuring its success as well. The indelible linking of Marxism with 1917 exhibits the paradox that its failure was the same as in 1848, but 1917 and so Marxism are important only insofar as they might point beyond that failure. Otherwise, Marxism is insignificant, and we may as well be liberals, anarchists, Utopian Socialists, or any other species of democratic revolutionaries. Which is what everyone today is — at best — anyway.
1917 needs to be remembered not as a model to be followed but in terms of an unfulfilled task that was revealed in historical struggle, a potential that was expressed, however briefly and provisionally, but was ultimately betrayed. Its legacy has disappeared with the disappearance of the struggle for socialism. Its problems and its limitations as well as its positive lessons await a resumed struggle for socialism to be able to properly judge. Otherwise they remain abstract and cryptic, lifeless and dogmatic and a matter of thought-taboos and empty ritual — including both ritual worship and ritual condemnation.
In 1918, Rosa Luxemburg remarked that 70 years of the workers’ struggle for socialism had achieved only the return to the moment of 1848, with the task of making it right and so redeeming that history. Trotsky had observed that it was only because of Marxism that the 19th century had not passed in vain.
Today, in 2017, on its hundredth anniversary, we must recognize, rather, just how and why we are so very far from being able to judge properly the legacy of 1917: it no longer belongs to us. We must work our way back towards and reattain the moment of 1917. That task is 1917’s legacy for us. | §
Presented on a panel with Boris Kagarlitsky (Institute of Globalisation Studies and Social Movements, Moscow), John Milios (former chief economic advisor of SYRIZA) and Emmanuel Tomaselli (Funke Redaktion, International Marxist Tendency, Vienna), moderated by Lucy Parker, at the Platypus 3rd European Conference, University of Vienna, February 18, 2017. Also presented at the teach-in on “What is Trumpism?” at the University of Illinois at Chicago UIC on April 5, 2017; and on a panel with Greg Lucero and Catherine Liu at the 9th annual Platypus Affiliated Society international convention, University of Chicago, April 7, 2017. Published in Contango issue #1: Auctoritas (2017).
The present crisis of neoliberalism is a crisis of its politics. In this way it mirrors the birth of political neoliberalism, in the Reagan-Thatcher Revolution of the late 1970s – early 1980s. The economic crisis of 2007-08 has taken 8 years to manifest as a political crisis. That political crisis was expressed by SYRIZA’s election in Greece, Jeremy Corbyn’s rise to leadership of the Labour Party, the Brexit referendum, and Bernie Sanders’s as well as Donald Trump’s campaign for President of the U.S. Now Trump’s election is the most dramatic expression of this political crisis of neoliberalism.
Neoliberalism has been an unclear concept, often substituting for capitalism itself. It clarifies to regard neoliberalism as politics. It is neoliberal politics that is in crisis.
It is easy to mistake Trump as an anti-neoliberal politician. This is what it means to call him a “Right-wing populist” — presumably, then, Sanders, Corbyn and SYRIZA are “Left-wing populist” phenomena? This suggests that democracy and neoliberalism are in conflict. But neoliberalism triumphed through democracy — as demonstrated by the elections (and reelections) of Thatcher, Reagan, Bill Clinton, Tony Blair and Barack Obama.
Neoliberalism is a form of democracy, not its opposite. If neoliberalism is in political crisis, then this is a crisis of democracy. Perhaps this is what it means to distinguish between “populism” and democracy. When the outcome of democracy is undesirable, as apparently with Trump, this is attributed to the perversion of democracy through “populism” — demagoguery.
Capitalism and democracy have been in tension if not exactly in conflict for the entirety of its history. But capitalism has also been reconstituted through democratic means. For instance, FDR’s New Deal, to “save capitalism from itself,” was achieved and sustained through (small-d) democratic politics. But that form of democratic politics experienced a crisis in the 1960s-70s. That crisis gave rise to neoliberalism, which found an opportunity not only in the post-1973 economic downturn but also and perhaps especially through the crisis of the Democratic Party’s New Deal Coalition and its related politics elsewhere such as in the U.K. and the rise of Thatcher’s neoliberal revolution against not only Labour but also the established Conservative Party. The same with Reagan, who had to defeat the Nixonite Republican Party as well as the Great Society Democrats.
Similarly, Trump has had to defeat the neoliberal Republican Party as well as the neoliberal Democrats.
Just as David Harvey found it helpful to describe neoliberalism not as anti-Fordism but as post-Fordism, it is necessary to consider Trump not as an anti-neoliberal but as a post-neoliberal. There will be continuity as well as change. There will be a political realignment of mainstream, liberal-democratic politics — just as happened with FDR and Reagan.
The “Left” — the Communist Party — initially called FDR a “fascist,” just as the New Left called Reagan a “fascist” when he was elected — as if liberal democracy were collapsing rather than experiencing a political transformation. Such hysteria amounts to thinly veiled wishful thinking.
The problem with the “Left” is that its hysterics are less about society than about itself. The “Left” cries foul when mainstream politics steals its thunder — when change happens from the Right rather than through the Left’s own “revolutionary politics.” Capitalism has continued and will continue through political revolutions of greater or lesser drastic character.
Avowed “Marxists” have failed to explain the past several transformations of capitalism. Neither the Great Depression, nor the crisis of the New Deal Coalition leading to the New Left of the 1960s-70s, nor the crisis of Fordist capital that led to neoliberalism, have been adequately grasped. Instead, each change was met with panic and futile denunciation.
As such, the “Left’s” response has actually been affirmative. By the time the “Left” began to try to make sense of the changes, this was done apologetically — justifying and thus legitimating in retrospect the change that had already happened.
Such “explanation” may serve as substitute for understanding. But reconciling to change and grasping the change, albeit with hindsight, let alone taking political opportunity for change, is not the same as adequately critiquing the change.
What is needed — indeed required — is seeing how a crisis and change may point beyond itself.
What is the Trump phenomenon, as an indication of possibilities beyond it? This is the question that must be asked — and answered.
Unfortunately, the only way the “Left” might be posing this question now is in order to advise the Democrats on how to defeat Trump. But this is to dodge the issue. For even if the Democrats were to defeat Trump, this might avoid but cannot erase the crisis of neoliberalism, which is not an accident of the 2016 election outcome, but a much broader and deeper phenomenon.
The heritage of 20th century “Marxism” — that of both the Old Left of the 1930s and the New Left of the 1960s — does not facilitate a good approach to the present crisis and possibilities for change. Worse still is the legacy of the 1980s post-New Left of the era of neoliberalism, which has scrambled to chase after events ever since Thatcher and Reagan’s election. A repetition and compounding of this failure is manifesting around Trump’s election now.
For instance, while Harvey’s work from the 1980s — for example his 1989 book The Condition of Postmodernity — was very acute in its diagnosis of the problem, his work from more recent years forgot his earlier insights in favor of a caricatured account of neoliberal political corruption. This played into the prevailing sentiment on the “Left” that neoliberalism was a more or less superficial political failure that could be easily reversed by simply electing the right (Democratic Party or UK Labour) candidates.
More specifically, the Millennial “Left” that grew up initially against the Iraq war under George W. Bush and then continued in Occupy Wall Street under Obama, and last year got behind the Sanders campaign, is particularly ill-equipped to address Trump. It is confounded by the crisis of neoliberalism, to which it has grown too accustomed in opposition. Now, with Trump, it faces a new and different dilemma.
This is most obvious in the inability to regard the relationship between Sanders and Trump in the common crisis of both the Republican and Democratic Parties in 2015–16.
For just as the New Left — and then neoliberalism itself — expressed the crisis of the Democratic Party’s New Deal Coalition, Trump’s election expresses the crisis of the Reagan Coalition of the Republican Party: a crisis of not only neoliberalism as economic policy in particular, but also of neoconservatism and of Christian Fundamentalist politics, as well as of Tea Party libertarian Strict Constructionist Constitutional conservatism. Trump represents none of these elements of the Reaganite Republican heritage — but expresses the current crisis common to all of them. He also expresses the crisis of Clintonism-Obamaism. So did Sanders.
“Marxists” and the “Left” more generally have been very weak in the face of such phenomena — ever since Reagan and up through Bill Clinton’s Presidency. Neoliberalism was not well processed in terms of actual political possibilities. Now it is too late: whatever opportunity neoliberalism presented is past.
It was appropriate that in the Democratic Party primaries the impulse to change was expressed by Bernie Sanders, who predated the Reagan turn. Discontent with neoliberalism found an advocate for returning to a pre-neoliberal politics — of the New Deal and Great Society. While Trump’s “Make America Great Again” sounded like nostalgia for the 1950s, actually it was more a call for a return to the 1990s, to Clintonite neoliberal prosperity and untroubled U.S. global hegemony. In the 2016 campaign, Sanders was more the 1950s–60s-style Democratic Party figure. Indeed, his apparent age and style seemed to recall the 1930s — long before he was born — and not so much the New Left counterculture, whatever youthful writings of his that were dug up. What’s remarkable is that Sanders invoked the very New Deal Coalition Democratic Party that he had opposed as a “socialist” in his youth, and what had kept him independent of the Democrats when he first ran for elected office in the 1980s Reagan era during which the Democrats were still the majority (Congressional) party. Sanders who had opposed the Democrats now offered to save them by returning them to their glory days.
But Trump succeeded where Sanders failed. It is only fitting that the party that led the neoliberal turn under Reagan should experience the focus of the crisis of neoliberal politics.
If Sanders called for a “political revolution” — however vaguely defined — Trump has effected it. Trump has even declared that his campaign was not simply a candidacy for office but a “movement.” His triumph is a stunning coup not only for the Democrats but the Republicans as well. Where Sanders called for a groundswell of “progressive” Democrats, Trump won the very narrowest of possible electoral victories. Nonetheless, it was a well-calculated strategy that won the day.
Trump’s victory is the beginning not the end of a process of transforming the Republican Party as well as mainstream politics more generally that is his avowed goal. Steve Bannon announced that his main task was to unelect recalcitrant Republicans. Trump economic advisor Stephen Moore, a former neoliberal, declared to Congressional Republicans that it was no longer the old Reaganite neoliberal Republican Party but was going to be a new “economic populist” party. Trump said during the campaign that the Republicans should not be a “conservative party” but a “working-class party.” We shall see whether and how he may or may not succeed in this aim. But he will certainly try — if only to retain the swing working class voters he won in traditionally Democratic Party-voting states such as in the Midwest “Rust Belt.” Trump will seek to expand his electoral base — the base for a transformed Republican Party. The Democrats will necessarily respond in kind, competing for the same voters as well as expanding their electoral base in other ways.
Is this a process of “democratization?” Yes and no. The question is not of more or less “democracy” but rather how democracy takes shape politically. “Populism” is a problematic term because it expresses fundamental ambivalence about democracy itself and so fails to clarify the issue. It is understood that new and expanded political mobilization is fraught with danger. Nonetheless, it is a fact of life for democracy, for good or for ill. The frightening specter of “angry white voters” storming onto the political stage is met by the sober reality that what decided Trump’s victory were voters who had previously elected Obama.
So the question is the transformation of democracy — of how liberal democratic politics is conducted, by both Democrats as well as Republicans. This was bound to change, with or without Trump. Now, with Trump, the issue is posed point-blank. There’s no avoiding the crisis of neoliberalism. | §
Video recording of April 5, 2017 University of Illinois at Chicago teach-in on “What is Trumpism?”:
Audience at April 7, 2017 opening plenary of the 9th annual Platypus Affiliated Society international convention at the University of Chicago:
What is the legacy of the 1917 Russian Revolution today? A teach-in on problems of Leftist historiography by Chris Cutrone and Richard Rubin at the Platypus 3rd European Conference at the University of Vienna, February 18, 2017.
In 1937, in his article on “Stalinism and Bolshevism,” Trotksy wrote that,
“Is it true that Stalinism represents the legitimate product of Bolshevism, as all reactionaries maintain, as Stalin himself avows, as the Mensheviks, the anarchists, and certain left doctrinaires considering themselves Marxist believe? ‘We have always predicted this.’ they say, ‘Having started with the prohibition of other socialist parties, the repression of the anarchists, and the setting up of the Bolshevik dictatorship in the Soviets, the October Revolution could only end in the dictatorship of the bureaucracy. Stalin is the continuation and also the bankruptcy of Leninism.’
“The flaw in this reasoning begins in the tacit identification of Bolshevism, October Revolution and Soviet Union. The historical process of the struggle of hostile forces is replaced by the evolution of Bolshevism in a vacuum. Bolshevism, however, is only a political tendency closely fused with the working class but not identical with it. . . . To represent the process of degeneration of the Soviet state as the evolution of pure Bolshevism is to ignore social reality in the name of only one of its elements, isolated by pure logic. . . .
“Bolshevism, in any case, never identified itself either with the October Revolution or with the Soviet state that issued from it. Bolshevism considered itself as one of the factors of history, its ‘conscious’ factor — a very important but not decisive one. We never sinned on historical subjectivism. We saw the decisive factor – on the existing basis of productive forces — in the class struggle, not only on a national scale but on an international scale.”
In his History of the Russian Revolution (1930), Trotsky argued as follows:
“The most indubitable feature of a revolution is the direct interference of the masses in historical events. In ordinary times the state, be it monarchical or democratic, elevates itself above the nation, and history is made by specialists in that line of business – kings, ministers, bureaucrats, parliamentarians, journalists. But at those crucial moments when the old order becomes no longer endurable to the masses, they break over the barriers excluding them from the political arena, sweep aside their traditional representatives, and create by their own interference the initial groundwork for a new régime. Whether this is good or bad we leave to the judgement of moralists. We ourselves will take the facts as they are given by the objective course of development. The history of a revolution is for us first of all a history of the forcible entrance of the masses into the realm of rulership over their own destiny.
“In a society that is seized by revolution classes are in conflict. It is perfectly clear, however, that the changes introduced between the beginning and the end of a revolution in the economic bases of the society and its social substratum of classes, are not sufficient to explain the course of the revolution itself, which can overthrow in a short interval age-old institutions, create new ones, and again overthrow them. The dynamic of revolutionary events is directly determined by swift, intense and passionate changes in the psychology of classes which have already formed themselves before the revolution.
“The point is that society does not change its institutions as need arises, the way a mechanic changes his instruments. On the contrary, society actually takes the institutions which hang upon it as given once for all. For decades the oppositional criticism is nothing more than a safety valve for mass dissatisfaction, a condition of the stability of the social structure. Such in principle, for example, was the significance acquired by the social-democratic criticism. Entirely exceptional conditions, independent of the will of persons and parties, are necessary in order to tear off from discontent the fetters of conservatism, and bring the masses to insurrection. The swift changes of mass views and moods in an epoch of revolution thus derive, not from the flexibility and mobility of man’s mind, but just the opposite, from its deep conservatism. The chronic lag of ideas and relations behind new objective conditions, right up to the moment when the latter crash over people in the form of a catastrophe, is what creates in a period of revolution that leaping movement of ideas and passions which seems to the police mind a mere result of the activities of ‘demagogues’.”
In 1924, in The Lessons of October, Trotsky concluded his discussion of the essential historical lessons of the Revolution as follows:
“In our country, both in 1905 and in 1917, the soviets of workers’ deputies grew out of the movement itself as its natural organizational form at a certain stage of the struggle. But the young European parties, who have more or less accepted soviets as a ‘doctrine’ and ‘principle,’ always run the danger of treating soviets as a fetish, as some self-sufficing factor in a revolution. . . .
“Without a party, apart from a party, over the head of a party, or with a substitute for a party, the proletarian revolution cannot conquer. That is the principal lesson of the past decade. It is true that the English trade unions may become a mighty lever of the proletarian revolution; they may, for instance, even take the place of workers’ soviets under certain conditions and for a certain period of time. They can fill such a role, however, not apart from a Communist party, and certainly not against the party, but only on the condition that communist influence becomes the decisive influence in the trade unions. We have paid far too dearly for this conclusion — with regard to the role and importance of a party in a proletarian revolution — to renounce it so lightly or even to minimize its significance.
“Consciousness, premeditation, and planning played a far smaller part in bourgeois revolutions than they are destined to play, and already do play, in proletarian revolutions. In the former instance the motive force of the revolution was also furnished by the masses, but the latter were much less organized and much less conscious than at the present time. The leadership remained in the hands of different sections of the bourgeoisie, and the latter had at its disposal wealth, education, and all the organizational advantages connected with them (the cities, the universities, the press, etc.). The bureaucratic monarchy defended itself in a hand-to-mouth manner, probing in the dark and then acting. The bourgeoisie would bide its time to seize a favorable moment when it could profit from the movement of the lower classes, throw its whole social weight into the scale, and so seize the state power. The proletarian revolution is precisely distinguished by the fact that the proletariat — in the person of its vanguard — acts in it not only as the main offensive force but also as the guiding force. The part played in bourgeois revolutions by the economic power of the bourgeoisie, by its education, by its municipalities and universities, is a part which can be filled in a proletarian revolution only by the party of the proletariat.
“Much has been spoken and written lately on the necessity of ‘Bolshevizing’ the Comintern. This is a task that cannot be disputed or delayed; it is made particularly urgent after the cruel lessons of Bulgaria and Germany a year ago. Bolshevism is not a doctrine (i.e., not merely a doctrine) but a system of revolutionary training for the proletarian uprising. What is the Bolshevization of Communist parties? It is giving them such a training, and effecting such a selection of the leading staff, as would prevent them from drifting when the hour for their October strikes. ‘That is the whole of Hegel, and the wisdom of books, and the meaning of all philosophy’.“
Presented on a panel with Martin Suchanek (Workers Power, Berlin) and Harizan Zeller, introduced by Stefan Hain and moderated by Jan Schroeder, at the Platypus 3rd European Conference at the University of Vienna, February 17, 2017. [Edited transcript]
The series of conversations between Horkheimer and Adorno from 1956, at the height of the Cold War, provide insight into their thinking and how they understood their situation in the trajectory of Marxism since the early 20th century. The transcript was published in 2011 in English translation under the title Towards a New Manifesto. The German publication of the transcript, in Horkheimer’s collected works, is under the title “Discussion about Theory and Praxis,” and their discussion was indeed in consideration of rewriting the Communist Manifesto in light of intervening history. Within a few years of this, Adorno began but abandoned work on a critique of the German Social-Democratic Party’s Godesberg Programme, which officially renounced Marxism in 1959, on the model of Marx’s celebrated critique of the Gotha Programme that had founded the SPD in 1875. So, especially Adorno, but also Horkheimer, had been deeply concerned with the question of continuing the project of Marxism well after World War II. In the series of conversations between them, Adorno expressed his interest in rewriting the Communist Manifesto along what he called “strictly Leninist” lines, to which Horkheimer did not object, but only pointed out that such a document, calling for what he called the “re-establishment of a socialist party,” “could not appear in Russia, while in the United States and Germany it would be worthless.” Nonetheless, Horkheimer felt it was necessary to show “why one can be a communist and yet despise the Russians.” As Horkheimer put it, simply, “Theory is, as it were, one of humanity’s tools.” Thus, they tasked themselves to try to continue Marxism, if only as “theory.”
Now, it is precisely the supposed turning away from political practice and retreat into theory that many commentators have characterized as the Frankfurters’ abandonment of Marxism. For instance, Martin Jay, in The Dialectical Imagination, or Phil Slater, in his book offering a “Marxist interpretation” of the Frankfurt School, characterized matters in such terms: Marxism could not be supposed to exist as mere theory, but had to be tied to practice. But this was not a problem new to the Frankfurt Institute in exile, that is, after being forced to abandon their work in collaboration with the Soviet Marx-Engels Institute, for example, which was as much due to Stalinism as Nazism. Rather, it pointed back to what Karl Korsch, a foundational figure for the Institute, wrote in 1923: that the crisis of Marxism, that is, the problems that had already manifested in the era of the Second International in the late 19th century (the so-called “Revisionist Dispute”), and developed and culminated in its collapse and division in World War I and the revolutions that followed, meant that the “umbilical cord” between theory and practice had been already “broken.” Marxism stood in need of a transformation, in both theory and practice, but this transformation could only happen as a function of not only practice but also theory. They suffered the same fate. For Korsch in 1923, as well as for Georg Lukács in this same period, in writings seminal for the Frankfurt School Critical Theorists, Lenin and Rosa Luxemburg were exemplary of the attempt to rearticulate Marxist theory and practice. Lenin in particular, as Lukács characterized him, the “theoretician of practice,” provided a key, indeed the crucial figure, in political action and theoretical self-understanding, of the problem Marxism faced at that historical moment.
As Adorno put it to Horkheimer, “It could be said that Marx and Hegel taught that there are no ideals in the abstract, but that the ideal always lies in the next step, that the entire thing cannot be grasped directly but only indirectly by means of the next step.” Lukács had mentioned this about Lenin, in a footnote to his 1923 essay in History and Class Consciousness, “Reification and the Consciousness of the Proletariat,” that,
Lenin’s achievement is that he rediscovered this side of Marxism that points the way to an understanding of its practical core. His constantly reiterated warning to seize the “next link” in the chain with all one’s might, that link on which the fate of the totality depends in that one moment, his dismissal of all utopian demands, i.e. his “relativism” and his “Realpolitik:” all these things are nothing less than the practical realisation of the young Marx’s Theses on Feuerbach.
30 years later, Horkheimer and Adorno’s conversation in 1956 took place in the aftermath of the Khrushchev speech denouncing Stalin. This event signaled a possible political opening, not in the Soviet Union so much as for the international Left. Horkheimer and Adorno recognized the potential of the Communist Parties in France and Italy, paralleling Marcuse’s estimation in his 1947 “33 Theses”:
The development [of history since Marx] has confirmed the correctness of the Leninist conception of the vanguard party as the subject of the revolution. It is true that the communist parties of today are not this subject, but it is just as true that only they can become it. . . . The political task then would consist in reconstructing revolutionary theory within the communist parties and working for the praxis appropriate to it. The task seems impossible today. But perhaps the relative independence from Soviet dictates, which this task demands, is present as a possibility in Western Europe’s . . . communist parties.
Horkheimer and Adorno’s conversation in Towards a New Manifesto was part of a greater crisis of Communism (uprising in Hungary, emergence of the post-colonial Non-Aligned Movement, split between the USSR and Communist China) that gave rise to the New Left. Verso’s title was not misleading: this was the time of the founding of New Left Review, to which C. Wright Mills wrote his famous “Letter to the New Left” (1960), calling for greater attention to the role of intellectuals in social-political transformation.
As Adorno put the matter, “I have always wanted to . . . develop a theory that remains faithful to Marx, Engels and Lenin.” Horkheimer responded laconically, “Who would not subscribe to that?” It is necessary to understand what such statements took for granted.
The emphasis on Marxism as an account of “exploitation,” rather than of social-historical domination, is mistaken. Marx called “capital” the domination of society by an alienated historical dynamic of value-production (M–C–M’). At stake here is the proletarianization of bourgeois society after the Industrial Revolution, or, as Lukács put it in History and Class Consciousness (1923), how the fate of the workers becomes that of society as a whole. This went back to Marx and Engels in the 1840s: Engels had written a precursor to the Communist Manifesto, a “Credo” (1847), in which he pointed out that the proletariat, the working class after the Industrial Revolution, was unlike any other exploited group in history, in both its social being and consciousness. The danger was that the working class would mistake their post-Industrial Revolution condition for that of pre-industrial bourgeois society, with its ethos of work. As the Abbé Sieyès had put it, in his 1789 revolutionary pamphlet “What is the Third Estate?,” while the Church’s First Estate with its property of communion with Divinity “prays,” and the aristocratic Second Estate with its property of honor in noble chivalry “fights,” the commoner Third Estate “works,” with no property other than that of labor. Bourgeois society was the result of the revolt of the Third Estate. But the separate classes of increasing numbers of workers and ever fewer capitalists were the products of the division of bourgeois society in the Industrial Revolution, over the value of the property of labor, between wages and capital. This was, according to Marx, the “crisis” of bourgeois society in capital, recurrent since the 1840s.
At issue is the “bourgeois ideology” of the “fetish character of the commodity,” or, how the working class misrecognized the reasons for its condition, blaming this on exploitation by the capitalists rather than the historical undermining of the social value of labor. As Marx explained in Capital, the workers exchanged, not the products of their work as with the labor of artisans, but rather their time, the accumulated value of which is capital, the means of production that was the private property of the capitalists. But for Marx the capitalists were the “character-masks of capital,” agents of the greater social imperative to produce and accumulate value, where the source of that value in the exchange of labor-time was being undermined and destroyed. As Horkheimer stated it in “The Authoritarian State” (1940), the Industrial Revolution made “not work but the workers superfluous.” The question was, how had history changed since the earlier moment of bourgeois society (Adam Smith’s time of “manufacture”) with respect to labor and value?
Adorno’s affirmation of Lenin on subjectivity was driven by his account of the deepening problems of capitalism in the 20th century, in which the historical development of the workers’ movement was bound up. Adorno did not think that the workers were no longer exploited. See Adorno’s 1942 essay “Reflections on Class Theory” and his 1968 speech “Late Capitalism or Industrial Society?,” which he published in the U.S. under the title “Is Marx Obsolete?” In “Reflections on Class Theory,” Adorno pointed out that Marx and Engels’s assertion that the entire history of civilization was one of “class struggles” was actually a critique of history as a whole; that the dialectic of history in capital was one of unfreedom; and that only the complete dehumanization of labor was potentially its opposite, the liberation from work. “Late Capitalism or Industrial Society?” pointed out that the workers were not paid a share of the economic value of their labor, which Marx had recognized in post-Industrial Revolution capitalism was infinitesimal, but rather their wages were a cut of the profits of capital, granted to them for political reasons, to prevent revolution — a very Leninist idea. The ramifications of this process were those addressed by the split in the socialist workers’ movement — in Marxism itself — that Lenin represented.
The crisis of Marxism was grasped by the Frankfurt School in its formative moment of the 1920s. In “The Little Man and the Philosophy of Freedom” (in Dämmerung, 1926–31) Horkheimer explained how the “present lack of freedom does not apply equally to all. An element of freedom exists when the product is consonant with the interest of the producer. All those who work, and even those who don’t, have a share in the creation of contemporary reality.” This followed Lukács’s History and Class Consciousness, which prominently quoted Marx and Engels from The Holy Family (1845):
The property-owning class and the class of the proletariat represent the same human self-alienation. But the former feels at home in this self-alienation and feels itself confirmed by it; it recognizes alienation as its own instrument and in it possesses the semblance of a human existence. The latter feels itself destroyed by this alienation and sees in it its own impotence and the reality of an inhuman existence.
The necessary corrective was not the feeling of this oppression, but the theoretical and practical consciousness of the historical potential for the transformation of “bourgeois social relations,” at a global scale: “Workers of the world, unite!” This could only take place through the growth and greater accumulated historical self-awareness of the workers’ movement for socialism. But the growth of the workers’ movement had resulted in the crisis of socialism, its division into revolutionary Communism and reformist Social Democracy in WWI and the revolutions that followed (in Russia, Germany, Hungary and Italy). Reformist Social Democracy had succumbed to the “reification” of bourgeois ideology in seeking to preserve the workers’ interests, and had become the counterrevolutionary bulwark of continued capitalism in the post-WWI world. There was a civil war in Marxism. The question was the revolutionary necessity and possibility of Communism that Lenin expressed in the October 1917 Revolution that was meant to be the beginning of global revolution. Similarly, for the Frankfurt School, the Stalinism that developed in the wake of failed world revolution, was, contrary to Lenin, the reification of “Marxism” itself, now become barbarized bourgeois ideology, the affirmation of work, rather than its dialectical Aufhebung (negation and transcendence through fulfillment and completion).
To put it in Lenin’s terms, from What is to be Done? (1902), there are two “dialectically” interrelated — potentially contradictory — levels of consciousness, the workers’ “trade union” consciousness, which remains within the horizon of capitalism, and their “class consciousness,” which reveals the world-historical potential beyond capitalism. The latter, the “Hegelian” critical self-recognition of the workers’ class struggle, was the substance of Marxism: the critique of communism as the “real movement of history.” As Marx put it in his celebrated 1843 letter to Ruge, “Communism is a dogmatic abstraction . . . infected by its opposite, private property.” And, in his 1844 Economic and Philosophical Manuscripts, Marx stated unequivocally that,
Communism is the position as the negation of the negation, and is hence the actual phase necessary for the next stage of historical development in the process of human emancipation and rehabilitation. Communism is the necessary form and the dynamic principle of the immediate future, but communism as such is not the goal of human development, the form of human society.
For Marx, communism demanded an “immanent critique” according to its “dialectical” contradictions, heightened to adequate historical self-awareness.
The issue is the potential abolition of wage-labor by the wage-laborers, the overcoming of the social principle of work by the workers. Marx’s “Hegelian” question was, how had history made this possible, in theory and practice?
While Horkheimer and Adorno’s historical moment was not the same as Marx’s or Lenin’s, this does not mean that they abandoned Marxism, but rather that Marxism, in its degeneration, had abandoned them. The experience of Communism in the 1930s was the purge of intellectuals. So the question was the potential continued critical role of theory: how to follow Lenin? In “Imaginative Excesses” (orphaned from Minima Moralia 1944–47 — the same time as the writing of Horkheimer and Adorno’s Dialectic of Enlightenment), Adorno argued that the workers “no longer mistrust intellectuals because they betray the revolution, but because they might want it, and thereby reveal how great is their own need of intellectuals.”
Adorno and Horkheimer are thus potentially helpful for recovering the true spirit of Marxism. Their work expresses what has become obscure or esoteric about Marxism. This invites a blaming of their work as culpable, instead of recognizing the unfolding of history they described that had made Marxism potentially irrelevant, a “message in a bottle” they hoped could still yet be received. It is unfortunate if their work isn’t. | §
Platypus Review #91 | November 2016
Whenever approaching any phenomenon, Adorno’s procedure is one of immanent dialectical critique. The phenomenon is treated as not accidental or arbitrary but as a necessary form of appearance that points beyond itself, indicating conditions of possibility for change. It is a phenomenon of the necessity for change. The conditions of possibility for change indicated by the phenomenon in question are explored immanently, from within. The possibility for change is indicated by a phenomenon’s self-contradictions, which unfold from within itself, from its own movement, and develop from within its historical moment.
Everything is taken not merely as it “is,” as it happens to exist, but rather as it “ought” to be, as it could and should be, yielding as-yet unrealized potentials and possibilities. So it is with “authoritarianism,” in Adorno’s view. For Adorno, the key is how psychological authoritarianism is self-contradictory and points beyond itself. Adorno is interested in the “actuality” of authoritarianism: as Wilhelm Reich put it, the “progressive character of fascism;” as Walter Benjamin put it, the “positive concept of barbarism.”
This demands a critical approach rather than a merely descriptive or analytically positive or affirmative approach. For something can be affirmed either in its justification and legitimation or in its denunciation. In either case, the phenomenon is left as it is; whereas, for Adorno, as a Marxist, “the point is to change it.”
So, what possibilities for change are indicated by authoritarianism, and how are such possibilities pointed to by the categories of Freudian psychoanalysis? For Adorno, it is unfortunate that social contradiction has passed from ideology and politics in society to individual psychology (indeed, this expresses a political failure), but there it is. The “F-scale” is misleading, as Adorno notes, in that it might—despite its being posed as a “scale” —be mistaken for a matter of difference in kind rather than degree. Meaning that, for Adorno, everyone is more or less susceptible to fascism—everyone is more or less authoritarian.
The competing aspects of the individual psyche between liberal individuality and authoritarian tendencies is itself the self-contradiction of authoritarianism Adorno sought to explore. In capitalism, liberalism is the flip-side of the same coin as fascism. Individualism and collectivism are an antinomy that express capitalist contradiction. For individualism violates true individuality and collectivism violates the true potential of the social collectivity. Individuality and collectivity remain unfulfilled desiderata, the aspirations and goals of bourgeois society, its emancipatory promise. For Adorno (as for Marx), both are travestied in capitalism—mere “shams.”
Authoritarianism is an expression of that travesty of society. Fascism is the sham collectivity in which the sham individuality hides itself; just as liberalism is the sham individuality that conceals the collective condition of society. That collective condition is not a state of being but the task of the need for socialism beyond capitalism. Fascism as well as liberalism expresses that unfulfilled need and tasking demand for socialism in capitalism.
So what would it mean to critique authoritarianism in an immanently dialectical manner? What is the critical value of authoritarianism, in Adorno’s view? How can the potential possibility pointing beyond capitalism be expressed by authoritarianism and revealed rather than concealed by individual psychology? How is society critically revealed in authoritarianism, pointing to socialism?
In “Sociology and psychology” Adorno diagnoses the division of psychology from sociology as itself a symptom of contradiction in society—of the actual separation and contradiction of the individual and the collective in capitalism.
In The Authoritarian Personality, Adorno et al. wrote that the fascist personality was characterized by identification with technology, the love for instruments as “equipment.” Here, Adorno found the emancipatory potential beyond capitalism precisely in such identification and imitation: it becomes a matter of the form of individuation. In “Imaginative excesses,” orphaned from Minima Moralia, Adorno wrote that,
[N]o… faith can be placed in those equated with the means; the subjectless beings whom historical wrong has robbed of the strength to right it, adapted to technology and unemployment, conforming and squalid, hard to distinguish from the wind-jackets of fascism the subhuman creature who as dishonour’s progeny shall never be allowed to avert it.
The bearers of technical progress, now still mechanized mechanics, will, in evolving their special abilities, reach the point already indicated by technology where specialization grows superfluous. Once their consciousness has been converted into pure means without any qualification, it may cease to be a means and breach, with its attachment to particular objects, the last heteronomous barrier; its last entrapment in the existing state, the last fetishism of the status quo, including that of its own self, which is dissolved in its radical implementation as an instrument. Drawing breath at last, it may grow aware of the incongruence between its rational development and the irrationality of its ends, and act accordingly.
In “On the Fetish-Character in Music and the Regression of Listening,” Adorno seeks to redeem authoritarianism in his conclusion when he offers that, “Even discipline can take over the expression of free solidarity if freedom becomes its content.” He goes on that, “As little as [authoritarianism] is a symptom of progress in consciousness of freedom, it could suddenly turn around if [individual psychology], in unity with the society, should ever leave the road of the always-identical” — that is, in going beyond capitalism. Here, critical authoritarianism is met by a critical individualism in which “collective powers are liquidating an individuality past saving, but against them only individuals are capable of consciously representing the aims of collectivity.” What are the aims of the collectivity expressed by the identification with technology? What Adorno following Benjamin called “mimesis” Freud analyzed psychologically as “identification.” Adorno wrote that “the pressure to be permitted to obey… is today more general than ever.” But what Marx called the “industrial forces of production” are constrained and distorted by the “bourgeois social relations of production” in capitalism. There is a homologous contradiction within the individual personality.
In “Reflections on Class Theory”, Adorno wrote that,
Dehumanization is no external power, no propaganda, however conceived, no exclusion from culture. It is precisely the intrinsic reality of the oppressed in the system, who used formerly to stand out because of their wretchedness, whereas today their wretchedness lies in the fact that they can never escape. That they suspect that the truth is propaganda, while swallowing the propaganda culture that is fetishized and distorted into the madness of an unending reflection of themselves.
This means, however, that the dehumanization is also its opposite. In reified human beings reification finds its outer limits. They catch up with the technical forces of production in which the relations of production lie hidden: in this way these relations lose the shock of their alien nature because the alienation is so complete. But they may soon also lose their power. Only when the victims completely assume the features of the ruling civilization will they be capable to wresting them from the dominant power.
Karl Marx regarded the “necessity of the dictatorship of the proletariat” as a phenomenon of “Bonapartism” — the rise to power of Louis Bonaparte as a result of the failure of the Revolution of 1848 in France. This was Marx’s difference from the anarchists: the recognition of the necessity of the state in capitalism. Hence one should regard Marx on the dictatorship of the proletariat as a “critical Bonapartist.” Bonapartism expressed an objective societal need rather than a subjective attitude. Bonapartist response to the objective social crisis and contradiction of capitalism pointed beyond itself and so required a dialectical critique, which Marx thought the anarchist Pierre-Joseph Proudhon failed to provide by treating Bonapartism as objectively determined, apologizing for it, as did the sentimental socialist Victor Hugo who treated Bonapartism as a monstrous historical accident like a “bolt from the blue.” Fatalism and contingency were two sides of the same contradiction that obscured a necessity that could be addressed properly only in a dialectical way. These are the terms in which Adorno addressed “authoritarianism.”
Adorno’s “critical authoritarianism” addresses what the “immanent dialectical critique” of authoritarianism would mean, both in terms of Freudian psychoanalytic categories of description, and in terms of (absent) politics for socialism. Adorno’s Dream Notes records a dream of his participating in a gang-rape, as a primal scene of fascism. The “delightful young mulatto . . . the kind of woman one sees in Harlem” who catches his eye admonishes him that “This is the style of the Institute.” The homosexuality and sado-masochism of authoritarianism in pre-Oedipal psychology; the desire as well as fear to “liquidate the ego” in ambivalence about individuality; critical (as opposed to methodological or affirmative) individualism; the desire and fear of collectivity in authoritarian collectivism; projection, identification and counter-identification providing for social cohesion as well as for separation and atomization —these are the themes of Adorno’s critical approach to psychology in late capitalism.
A similar thought was articulated contemporaneously by Frantz Fanon in Black Skin, White Masks, which characterizes negrophobic racism as “repressed homosexuality” and a “narcissistic disorder.” Fanon describes the Freudian approach to rape fantasies as a masochistic fear and desire that is an internalized projection of parental authority, a self-sadism. One fears what one wishes to happen; a wish is a way of mastering a fear by internalizing it; a fear is a way of repressing a wish. The reason rape is so traumatic is that it activates and violates such infantile experiences. There is the experience of parental seduction harking back to the anal phase of libido development, when the child experiences itself as unable to control its excretion, which is experienced as disturbingly involuntary, a blow to narcissism in the difficulty of toilet training, seeking to please the parents’ expectations. The parents’ cleaning of the infant is pleasurably stimulating, and the child internalizes the parent’s simultaneous desire and disgust, attraction and repulsion, which becomes the complex of feelings, the combination of shame and guilt with pleasure, that the child takes in its own bodily functions. Humiliation at loss of self-control is a formative experience of transforming narcissism into identification. The infant’s desire for the parents is an identification with the feared power. The parents embody the ego-ideal of self-control. This is channeled later through gendered object-libido in the Oedipus complex as genital pleasure, but retains the sado-masochistic qualities of the anal phase, which precedes gender identification and so exhibits more basic, homosexual (ungendered) qualities that prevents the recognition of difference and individuality. In a narcissistic—authoritarian—society everyone becomes trapped in a static and self-reinforcing identity, where the need was actually to allow the opening to non-identity of freedom: the freedom to “overcome oneself” allowed by the healthy ego.
Fanon sought to provide an account of how “racial narcissism”—the failure of the individual ego—could yet point beyond itself, specifically in its treacherously dyadic character of Self and Other, to the need that was blocked: “the world of the You.”
Adorno brings into his discussion of The Authoritarian Personality a key background writing for Fanon’s BSWM, Jean-Paul Sartre’s Anti-Semite and Jew, which assumes, as Adorno does, contemporary anti-Semitism as a norm and not an aberration. He states simply that what needs to be explained is why anyone is “not anti-Semitic.” But this pointed not to a problem of psychology but of society. As Adorno commended Sartre’s treatment of anti-Semitism:
We distinguish between anti-semitism as an objective social phenomenon, and the anti-semite as a peculiar type of individuality similar to Sartre’s exposé which, for good reasons, is called “Portrait of the Antisemite” rather than “Psychology of Anti-semitism”. This kind of personality is accessible to psychological analysis…. It would be quite impossible to reduce the objective phenomenon of present-day anti-semitism with its age-old background and all social and economic implications, to the mentality of those who, to speak with Sartre, have to make their decision in regard to this issue. Today, each and every man is faced with a tremendous bulk of objectively existing prejudices, discriminations and articulate anti-semitic attitudes. The accumulated power of this objective complex is so great and apparently so far beyond individual powers of resistance that one might indeed ask, why are people not antisemitic, [sic] instead of asking why certain kinds of people are anti-semitic. Thus, it would be naive to base a prognosis of anti-semitism, this truly “social” disease, on the diagnosis of the individual patients.
This means that the self-contradiction expressed by (non-)racism is one of society as well: the racist society points beyond itself objectively as well as subjectively, socially as well as individually. Racism as a problem contains the key to its own solution. Anti-Semitic demagogues identified with Jews when imitating their stereotypical mannerisms; white racists of the Jim Crow era performed minstrel shows in black-face. As Fanon put it, “Long ago the black man admitted the unarguable superiority of the white man, and all his efforts are aimed at achieving a white existence;” “For the black man there is only one destiny. And it is white.” Racism will end when black people become white. Or, as Adorno put it in “Reflections on Class Theory,” “Only when the victims completely assume the features of the ruling civilization will they be capable to wresting them from the dominant power.” Racism’s abolition will be its Aufhebung: it will be its Selbstaufhebung, its self-completion as well as its self-negation. So will be the overcoming of authoritarianism in capitalism more generally.
The infamous “F-scale” of The Authoritarian Personality is a scale, which means that authoritarianism or predisposition to fascism is not a difference in kind but of degree: Everyone is more or less authoritarian. The most authoritarian thing would be to deny—to fail to recognize—one’s own authoritarianism.| §
 “[T]he mass basis of fascism, the rebelling lower middle classes, contained not only reactionary but also powerful progressive social forces. This contradiction was overlooked [by contemporary Marxists]” in Wilhelm Reich, “Ideology as Material Power” in The Mass Psychology of Fascism [1933/46], trans. Vincent Carfagno (New York: Farrar, Straus and Giroux, 1970), 3–4.
 Walter Benjamin, “Experience and Poverty” , Selected Writings vol. 2 1927 –34, ed. Howard Eiland and Michael W. Jennings, (Cambridge, Massachusetts: Belknap, Harvard, 1996), 732.
 Marx, “Theses on Feuerbach” , available on-line at: <https://www.marxists.org/archive/marx/works/1845/theses/>.
 See Max Horkheimer, “On the Sociology of Class Relations”  and my discussion of it, “Without a Socialist Party, there is no Class Struggle, only Rackets,” Nonsite.org (January 11, 2016), available on-line at: <http://nonsite.org/the-tank/max-horkheimer-and-the-sociology-of-class-relations>. In “The Authoritarian State” [1940/42], Horkheimer wrote that,
Sociological and psychological concepts are too superficial to express what has happened to revolutionaries in the last few decades: their will toward freedom has been damaged, without which neither understanding nor solidarity nor a correct relation between leader and group is conceivable. (The Essential Frankfurt School Reader, eds. Andrew Arato and Eike Gephardt [New York: Continuum, 1985], 95–117.)
 “Sociology and Psychology” , originally written by Adorno for a festschrift celebrating Max Horkheimer’s sixtieth birthday, The piece was published in English translation in two parts in the New Left Review, vol. 46, Nov-Dec 1967, 63-80 and vol. 47, Jan-Feb 1968, 79-97.
 Theodor W. Adorno, Else Frenkel-Brunswik, Daniel Levinson, and Nevitt Sanford, The Authoritarian Personality (New York: Harper & Brothers, 1950).
 Adorno, “Imaginative Excesses” an unpublished piece intended for Minima Moralia,[1944–47] published as section X of “Messages in a Bottle,” trans. Edmund Jephcott, New Left Review, vol. 200, July-August 1993, 12–14.
 Adorno, “On the Fetish-Character in Music and the Regression of Listening” , Essays on Music, ed. Richard Leppert (Berkeley; Los Angeles: University of California Press, 2002), 314.
 Ibid., 315.
 See Benjamin, “On the Mimetic Faculty,” Selected Writings vol. 2 1927–34, Michael W. Jennings, Howard Eiland and Gary Smith, eds. (Cambridge, MA: Harvard, 19989). 720–722: “The child plays at being not only a shopkeeper or teacher, but a windmill and a train” (720).
 Adorno, “Reflections on Class Theory”, in Can One Live After Auschwitz?: A Philosophical Reader, ed. Rolf Tiedemann, trans. Rodney Livingstone and Others (Stanford: Stanford University Press, 2009), 93-110.
 See Marx, The 18th Brumaire of Louis Bonaparte  Ch. VII, where he finds that political atomization leads inexorably to the authoritarian state in Bonapartism:
Insofar as millions of families live under conditions of existence that separate their mode of life, their interests, and their culture from those of the other classes, and put them in hostile opposition to the latter, they form a class. Insofar as there is merely a local interconnection . . . and the identity of their interests forms no community, no national bond, and no political organization among them, they do not constitute a class. They are therefore incapable of asserting their class interest in their own name, whether through a parliament or a convention. They cannot represent themselves, they must be represented. Their representative must at the same time appear as their master, as an authority over them, an unlimited governmental power which protects them . . . and sends them rain and sunshine from above. The[ir] political influence . . . therefore, finds its final expression in the executive power which subordinates society to itself. (Available on-line at: <https://www.marxists.org/archive/marx/works/1852/18th-brumaire/ch07.htm>.)
Marx’s discussion of the French peasants of the mid-19th century also applied to what he called the “lumpenproletariat” as a constituent of Bonapartism, and so would apply to the working class in capitalism today without a political party organized for the struggle to achieve socialism. The “sack of potatoes” or of “homologous magnitudes” is what Adorno, among others, characterized as the “masses” in the 20th century. (For instance, Benjamin wrote in the Epilogue to “The Work of Art in the Age of Mechanical Reproduction”  that fascism gave the masses the opportunity to express themselves while depriving them their right to change society.)
Adorno paraphrases Marx here when he writes that,
The masses are incessantly molded from above, they must be mulded, if they are to be kept at bay. The overwhelming machinery of propaganda and cultural industry evidences the necessity of this apparatus for the perpetuation of a set-up the potentialities of which have outgrown the status quo. Since this potential is also the potential of effective resistance against the fascist trend, it is imperative to study the mentality of those who are at the receiver’s end of today’s social dynamics. We must study them not only because they reflect these dynamics, but above all because they are the latter’s intrinsic anti-thesis.
The manifestation — and potential resolution — of this contradiction of the masses in capitalism that otherwise resulted in Bonapartism was through the politics of socialism: Marx’s “dictatorship of the proletariat” was to be achieved by the mass-political socialist party. Marx broke with the anarchists over the latter’s refusal to take “political action” and to thus consign the working class to merely “social action.” i.e. to avoid the necessary struggle for state power.
 See my “Proletarian dictatorship and state capitalism,” Weekly Worker 1064 (June 25, 2015), available on-line at: <http://weeklyworker.co.uk/worker/1064/proletarian-dictatorship-and-state-capitalism/>.
 Marx, Preface to the 1869 edition of The 18th Brumaire of Louis Bonaparte , available on-line at: <https://www.marxists.org/archive/marx/works/1852/18th-brumaire/preface.htm>.
 Adorno, “New York, 8 February 1941” in Dream Notes (Cambridge, UK: Polity Press, 2007), 5-6.
 See Anna Freud, “Identification with the Aggressor,” Ch. IX, The Ego and the Mechanisms of Defence .
 Franz Fanon, Black Skin, White Masks, , trans., Charles Lam Markmann, (London: Pluto Press, 2002), 181.
 This is because, according to Adorno, “Those who are incapable of believing their own cause… must constantly prove to themselves the truth of their gospel through the reality and irreversibility of their deeds.” Violent action takes the place of thought and self-reflection; but this suggests the converse, that critical thinking could prevent such disastrous action. See Adorno, “Education after Auschwitz” , in Critical Models: Interventions and Catchwords, trans. and ed. Henry W. Pickford (New York: Columbia University Press, 1998), 191–204.
 See Adorno, “Freudian Theory and the Pattern of Fascist Propaganda” , in The Culture Industry (London and New York: Routledge, 2001), 132–157.
 Fanon, Black Skin, 178.
Thus the ancient conception, in which man always appears (in however narrowly national, religious, or political a definition) as the aim of production, seems very much more exalted than the modern world, in which production is the aim of man and wealth the aim of production.
What he’s doing here is engaging in a reversal of means and ends. He thought that in the ancient conception—meaning everything that came before the modern— a definite form of humanity, or definite forms of humanity in the caste system, was the aim of the activity of society. In other words, everything was geared towards producing a definite way of life. Whereas now, production is not a means towards a definite end, but rather production has become an end in itself, the very aim is production itself. He says:
In fact, however, when the narrow bourgeois form has been peeled away, what is wealth, if not the universality of needs, capacities, enjoyments, productive powers etc., of individuals, produced in universal exchange?
I want to highlight there that production and exchange are inextricable for Marx, in other words, production is in this sense a social form, and exchange is the form of this social production.
What, if not the full development of human control over the forces of nature — those of his own nature as well as those of so-called “nature”? What, if not the absolute elaboration of his creative dispositions, without any preconditions other than antecedent historical evolution which make the totality of this evolution — i.e., the evolution of all human powers as such, unmeasured by any previously established yardstick — an end in itself? What is this, if not a situation where man does not reproduce in any determined form, but produces his totality? Where he does not seek to remain something formed by the past, but is in the absolute movement of becoming? In bourgeois political economy — and in the epoch of production to which it corresponds — this complete elaboration of what lies within man, appears as the total alienation, and the destruction of all fixed, one-sided purposes as the sacrifice of the end in itself to a wholly external compulsion. Hence in one way the childlike world of the ancients appears to be superior; and this is so, insofar as we seek for closed shape, form and established limitation. The ancients provide a narrow satisfaction, whereas the modern world leaves us unsatisfied, or, where it appears to be satisfied, with itself, is vulgar and mean.
I want to unpack that a little bit, in order to get at what I’m trying to address, namely production for the sake of production. This is the bourgeois epoch’s conception—not only theoretically, but in practice—of freedom. Freedom is production for the sake of production, in this open-ended manner, the “absolute movement of becoming.” But what we have, according to Marx, in the era of capitalism, is that this production for the sake of production has seemed to appear “satisfied with itself,” and thus has become “vulgar and mean.”
The distinction that I’d like to make is between the idea of society as a society of production for production’s sake, and what we have in capitalism, which is not production for the sake of production, but rather production for the sake of value. This brings us back to the issue of labor as value—does Marx have a labor theory of value, or rather does he have a critique of labor as value? In other words, has a society that is pursuing production for the sake of production actually outgrown labor as value? In a way, the bourgeois conception is this kind of Promethean notion of human labor as productive. So I wanted to invoke there the classic definition that Marx has of capitalism, namely that the capitalist mode of production is a contradiction—as a mode of production it’s a contradiction in itself—between “bourgeois social relations” on the one hand, and, on the other hand, the “industrial forces of production.” The industrial forces of production are outstripping and pointing beyond the bourgeois social relations. These bourgeois social relations have usually been understood as private property and the market: private property in the means of production, and the market form of the exchange of goods and the realization of value in capital. What I’d like to offer is that in fact the bourgeois social relations are not essentially private property in the means of production by the capitalists, but the value of labor, in other words, wage-labor as a social relation. That’s what’s holding back the industrial forces of production, for Marx. Again, this is the distinction between production for the sake of production, in which case, for instance for someone like Adam Smith, labor as value is a means to the end—if you want to maximize production for the sake of production, you can use labor as value to mediate a society effectively to emancipate production. What Smith could not have foreseen, but which is Marx’s concern, is what happens with the Industrial Revolution, when labor as value ceases to be an adequate means for emancipating production, and thus ceases to be adequate to the task of freeing production in the unlimited way he calls for here.
In that respect, the issue is how labor as value has itself generated and continues to generate these industrial forces of production, in other words, continues to generate a crisis, a situation pointing beyond itself, how labor in its own activity in society points beyond itself, and points beyond the bourgeois conception of humanity as homo faber and homo economicus. The bourgeois conception is that there has been this long history of human development from the Paleolithic hunter-gatherers, up through settled, subsistence agriculture, and now into bourgeois production, in which humans are the producing animal—they make things, homo faber—and they produce with increasing efficiency—homo economicus. The history of humanity as the history of homo faber and homo economicus is of course not actually true of past forms of humanity, but is the way that bourgeois society appropriates all of human history to itself, so, e.g. it appears that the so-called “hunter-gatherers” had a “division of labor.” Did they have a division of labor? No, they actually just had a gendered way of relating to the totemic species, in which the men hunted and the women gathered. It’s not a division of labor, a mode of production. Did peasants, in the long history of traditional civilization practicing subsistence agriculture, constitute a mode of production? Can we say that agriculture was their mode of “absolute movement of becoming”? Not really. But from the bourgeois standpoint this looks as if this is the case, it looks as if what humans have always been doing is perfecting production, perfecting their production with respect to nature, and with respect to themselves. That has not always been the case, it has rather been the case specifically in the emancipation of society in the bourgeois era, and it will not always be the case. So, for Marx, the crisis of capitalism is actually marking, as he puts it, the potential end of “pre-history,” and the beginning of “true” human history. What that would mean is that in fact we would cast the history of the human species that is projected back from bourgeois society as the history of production, as the history in a sense of human labor, into pre-history, if socialism and communism were attained. In other words, we would transcend this conception of human nature that is specific to the bourgeois epoch.
Marx thinks this has happened precisely through the demand, in the industrial era, of workers for the value of their labor. What came up earlier was the distinction between “formal” and “real subsumption,” and the related but not identical distinction between “relative” and “absolute surplus value.” Of course, these are not discrete periods in time, but are both constitutive, and reproduce a contradiction in capitalism, meaning that we always have an interaction of formal and real subsumption, we always have an interaction of absolute and relative surplus value. We always have the paradox of overwork and unemployment, we always have sweatshops and robots, and in a sense, we’ve always had that since the very beginning of the Industrial Revolution. Now Marx thought that this has come about precisely because of the political crisis caused by the Industrial Revolution, and by the workers’ own class struggle against the capitalists in the Industrial Revolution, for example, with the Chartists in England, or the rising of the weavers in Lyon in France—this period of the early 19th century, at the close of the first phase of the Industrial Revolution. In fact, things like wage levels, subsistence levels, norms for all kinds of aspects of social reproduction, the reproduction of the workforce in society, according to Marx in “The Working Day” chapter of Das Kapital, are extremely variable, they’re the product of political struggle, of cultural-social norms, legal reforms, etc. For instance, it became ‘un-Christian’ to exploit people, so it was Christian pastors in England who led the fight to get the workers to have at least one day off, Sunday, because it’s un-Christian to work them on the Sabbath. And it became un-Christian to work women and children in the factory era. These are all not part of the strictly economic logic of labor as value, but are actually extrinsic to it—they are external constraints imposed for political, cultural, social reasons, and it’s this that in fact motivates and impels the introduction of machines into the factory process.
I can come around to my end-point, then, quickly. I want to conclude on a paradoxical formulation that Marx has, with respect to a world beyond labor. He says that work will go from “life’s prime need,” to becoming “life’s prime want.” We will no longer work because we need to, out of the false necessity of the social valorization-process of capital—in other words, capital itself has to justify itself with respect to labor as value. We will no longer work because we need to; in that respect, we will overcome the social necessity for work. We will work because we want to. In other words, the degree to which humans engage in transformative activity, activity that transforms nature and transforms ourselves, it is because we want to, not because we need to. Therefore, we will have transcended the value of work in society, as we now experience it: we will transcend labor as value. So we will not necessarily transcend work, but we will transcend labor, labor as a social principle, beyond capitalism. | §
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