Adorno and Marcuse in 1969: the separation of theory and practice

Chris Cutrone

Presented on a panel with Peter-Erwin Jansen and Sarah Kleeb at Critical Refusals: the 4th biennial conference of the International Marcuse Society, University of Pennsylvania, Philadelphia, October 27, 2011.

Précis

The last letters between longtime colleagues and friends Theodor W. Adorno and Herbert Marcuse in 1969, in which they debated the difficulties of their perspectives in the face of the 1960s New Left, help to situate Frankfurt School Critical Theory’s Marxism and its continued legacy. On the one hand, Adorno is notorious for calling the police on student demonstrators. But Adorno insisted nonetheless that Marx was not “obsolete” and socialism remained possible, if not immediately. On the other hand, Marcuse’s lectures of the time, such as “The End of Utopia” (1967), his interview in New Left Review on “The Question of Revolution” (1967), and his December 4, 1968 speech “On the New Left” (in Herbert Marcuse, The New Left and the 1960s: Collected Papers of Herbert Marcuse vol. 3, ed. Douglas Kellner [New York: Routledge, 2005], 122–127) made important concessions to the historical moment, against which Adorno sought to warn, in his final writings, “Marginalia to Theory and Praxis” and “Resignation,” which were developed directly from his correspondence with Marcuse. Responding to Adorno, Marcuse acknowledged the fatal mixture, “Rational and irrational, indeed counter-revolutionary demands are inextricably combined.” Marcuse thought that prominent New Left activists like “Danny the Red” Cohn-Bendit, who tried to scandalize Marcuse for his past work for the U.S. government during WWII, were isolated and ultimately minor figures. But Adorno grasped the significance of the kind of action advocated by those like Cohn-Bendit and Rudi Dutschke, especially in their self-conception, an “intransigence” of ethical posturing rather than self-recognition. As Adorno put it to Marcuse, “[T]here are moments in which theory is pushed on further by practice. But such a situation neither exists objectively today, nor does the barren and brutal practicism that confronts us here have the slightest thing to do with theory anyhow.” Adorno and Marcuse’s prognoses on the 1960s New Left thus forecast on-going problems faced by political practice and theory with emancipatory intent, casting subsequent history into critical relief.

Theory and practice: the historical moment of the 1960s

Adorno and Marcuse differed in their estimations of the New Left, but this difference is misunderstood if it is taken to be between opposing and supporting the student and other protests of the 1960s. Rather, the difference between Adorno and Marcuse was in their estimation of the historical moment. Where Marcuse found a potential prelude to a future rather than an actual reinvigoration of the Left, let alone possible revolution, in the 1960s, Adorno was more critical of the direction of the New Left. Marcuse was also critical of the New Left, but accommodated it more than Adorno did. While Adorno might be mistaken for the more pessimistic of the two, it was actually Marcuse’s pessimism with respect to current and future prospects for Marxism that facilitated his greater optimism towards the New Left.

The late divergence of Marcuse from Adorno took place in the context of the turn in the New Left in 1969. Adorno grasped a waning of the moment and lowering of horizons that brought forth desperation from the students, whereas Marcuse thought that future prospects remained open. The separation of theory from practice was both the background for and the result of the turn in the New Left by 1969. Where Marcuse tried to theoretically discern the potential, however obscure, in the New Left, Adorno prioritized a critical approach, and emphasized not merely the lack of theoretical self-awareness, but also the lack of political practices that could lead out of the crisis of the New Left by 1969.

Adorno emphasized the historical affinity of the late New Left moment with that of the crisis of the Old Left in the late 1930s. Adorno thought that history was repeating itself. Adorno maintained the need for a critical-theoretical approach that could sustain such historical consciousness. By contrast, Marcuse emphasized the potentially new historical situation of the 1960s, and, for Marcuse, this included the changed character of Adorno and Horkheimer’s Frankfurt Institute for Social Research itself. Marcuse thought that the Institute had become politically compromised such that its essential character differed fundamentally in the 1960s from the 1930s: it was part of the established order. Adorno pled for recognizing continuity, especially in his own thinking.

In addressing the difference between Adorno and Marcuse, it is important not to neglect other differences that informed and impinged upon their conflict. On the one hand, there were the student protesters, whose perspectives were quite different from either Marcuse’s or Adorno’s. On the other hand, there was Horkheimer’s rejection of the New Left, which was different from Adorno’s critique of it. The actual character of Adorno’s critique of the New Left is lost if his perspective is assimilated to Horkheimer’s.

This affected the quality of Adorno’s correspondence with Marcuse in 1969, the documentary record of their disagreement. Marcuse called out Horkheimer’s statements in the press, and Adorno responded to Marcuse in defense of Horkheimer. But Adorno’s defense of Horkheimer’s statements, especially against their misrepresentation, did not mean that Adorno’s perspective was the same as Horkheimer’s or that he entirely agreed with him.

There were more than two sides, for or against the New Left. Neither Adorno nor Marcuse was either for or against the New Left: both supported the student and other protesters in certain respects, while both remained critical. Indeed, it was precisely such black-and-white thinking, either/or, for-or-against, that both Marcuse and Adorno thought was characteristic of prevailing authoritarianism in society, from which the New Left was not exempt. In this respect, Habermas’s pejorative characterization of the New Left as harboring “red fascist” tendencies spoke to the underlying continuity between the 1930s and the 1960s, which Adorno was keen to point out, and Marcuse did not deny, but only downplayed its importance in the moment.

The issue of Stalinism loomed in estimating the character of the New Left, for both Adorno and Marcuse. “Red fascism” was a term in the aftermath of the 1930s for characterizing precisely the problem of Stalinism. Marcuse thought the problem of Stalinism had waned in importance with respect to the politics of the New Left, whereas Adorno thought that it remained, as bad if not worse than ever. This is the crucial respect in which Adorno’s thought differed from Horkheimer’s (and perhaps also from Habermas’s): Adorno did not regard the problem of Stalinism as having increased since the 1930s, whereas Horkheimer did. Horkheimer’s perspective may thus be characterized as sharing features of the trajectories of other post-WWII Marxists, towards “Cold War” liberalism and social democracy.

The difference between Adorno and Horkheimer that can become obscured regarding the disagreement with Marcuse traces back to the beginning of WWII, and the debate in the Institute about Friedrich Pollock’s “state capitalism” thesis. While Pollock was addressing Nazi Germany, this approach has also been regarded as characterizing Stalinism in the Soviet Union. At the time, Adorno differed from his colleagues, averring, in a rather orthodox Marxist way, that even Nazi Germany must be regarded as remaining “contradictory.” This would also apply to the Soviet Union. The question was the character of that contradiction. In what way did such new historical phenomena as Nazi Germany and the Soviet Union, as well as the New Deal U.S., still exhibit the contradiction of capital in Marx’s terms, in however historically transformed ways?

Marcuse’s revision of Marx

The issue of the contradiction of capital from a Marxist perspective arose for the 1960s New Left: In what ways had Marx and Marxist politics potentially become obsolete? Prior to his disagreements with Adorno in 1969 regarding the New Left, in 1967 Marcuse had delivered a speech on “The End of Utopia” in which he took issue with Marx’s conception of emancipation from capital. He began with the following broadside against Marx:

I believe that even Marx was still too tied to the notion of a continuum of progress, that even his idea of socialism may not yet represent, or no longer represent, the determinate negation of capitalism it was supposed to. That is, today the notion of the end of utopia implies the necessity of at least discussing a new definition of socialism. The discussion would be based on the question whether decisive elements of the Marxian concept of socialism do not belong to a now obsolete stage in the development of the forces of production. This obsolescence is expressed most clearly, in my opinion, in the distinction between the realm of freedom and the realm of necessity[,] according to which the realm of freedom can be conceived of and can exist only beyond the realm of necessity. This division implies that the realm of necessity remains so in the sense of a realm of alienated labor, which means, as Marx says, that the only thing that can happen within it is for labor to be organized as rationally as possible and reduced as much as possible. But it remains labor in and of the realm of necessity and thereby unfree. I believe that one of the new possibilities, which gives an indication of the qualitative difference between the free and the unfree society, is that of letting the realm of freedom appear within the realm of necessity — in labor and not only beyond labor.

This echoed a concern in Marcuse’s prior book, Eros and Civilization, which he republished with a new Preface in the late 1960s. There, Marcuse appropriated Schiller’s account of the “play drive:” work was to become play. In Eros and Civilization, Marcuse contemplated the possibility of a “work instinct,” or a need to labor that could be transformed in a more benign direction rather than being enlisted in combination with the “death drive,” as under capitalism. Upon its initial release, Horkheimer and Adorno had passed on publishing Marcuse’s book in Germany, without comment.

In what ways was “work” still necessary? The problem with Marcuse’s critique of Marx’s supposed obsolescence was that it mischaracterized Marx’s account of necessity in capital. For Marx, capital exhibited precisely a false necessity to labor. It was the “false” character of necessity that Marx understood to be “alienation” in capital. Alienation was not the result of necessity, but a “false,” or self-contradictory necessity. Capital was not motivated by the material need for labor, but rather its social need, which had become potentially obsolete and thus “false.”

A commonplace misunderstanding, owing to vulgar “socialist” sloganeering, such as calling for “production for human needs not profit,” is that capitalism is motivated by profit-seeking. For Marx, capital may be facilitated by profit-seeking, and thus enlist the greed of capitalists, but this is for capital’s, that is, society’s own self-alienated ends, namely, the preservation of value in the system. Where capitalism was supposed to be a means to serve the ends of humanity, humanity became the means for serving the ends of capital. But this is something that workers, in struggling against their own exploitation, also motivate. Marx’s point was that the value of labor had become self-contradictory and self-undermining in the post-Industrial Revolution society of capital: workers’ struggle for the value of their labor was self-contradictory and self-undermining. This was for Marx the “contradiction of capital:” labor was socially necessary only in a self-contradictory sense, in that workers can only acquire their needs through earning a wage, while human labor and thus the workers themselves become increasingly superfluous in the social system. This was why Marx articulated freedom and necessity in the way he did, not because he assumed the material necessity of human labor as the basis for society.

Marcuse and the New Left: changes in capitalism?

Marcuse, on the other hand, did assume such a necessity, if not materially, then socially and politically, in the sense of the necessary dignity of humanity that the surplus population of the Third World contradicted by the superfluity of their labor, which contrasted starkly, and with a politically invidious effect, against the abundance of the more industrially developed countries.

Thus, also in 1967, Marcuse gave an interview for the journal New Left Review titled “The Question of Revolution,” in which he stated that “the conception of freedom by which revolutionaries and revolutions were inspired is suppressed in the developed industrialized countries with their rising standard of living.” This was no mere matter of redistribution of goods at a global scale, but a turning away from work for material abundance and accumulation.

Furthermore, Marcuse made much of the brute oppression and stark life-and death struggle of the people of Vietnam and others in the Third World as a salutary factor for emancipatory politics: “the revolutionary concept of freedom coincides with the necessity to defend naked existence: in Vietnam as much as in the slums and ghettos of the rich countries.” By characterizing the military campaigns of the North Vietnamese Communist regime and the National Liberation Front in South Vietnam in terms of a defense of naked existence, Marcuse evacuated politics, with the result of eliminating any potential basis for a critique of these struggles, and crudely instrumentalizing the horror of their realities. Similarly, Adorno’s student Oskar Negt had characterized the war in Vietnam as “the abstract presence of the Third World in the metropolis.”

The German New Leftist Rudi Dutschke, in his 1968 essay on “Historical Conditions for the International Fight for Emancipation,” wrote of the war in Vietnam as “an intellectual productive force in the process of the development of an awareness of the antinomies of the present-day world.” Dutschke went so far as to say that it was “through lectures, discussions, films, and demonstrations” that “Vietnam became a living issue for us,” thereby blurring contemplative imagery and brute realities.

Adorno’s recovery of Marx: labor in capital

Adorno questioned the direct connection between the anti-imperialist politics of the Vietnamese Communists and the discontents of the students. In his 1969 essay on “Marginalia to Theory and Praxis” (included as the last selection, one of the two “Dialectical Epilegomena” to Critical Models: Catchwords, the last collection of essays he edited for publication), Adorno remarked that “it would be difficult to argue that Vietnam is robbing anyone of sleep, especially since any opponent of colonial wars knows that the Vietcong for their part practice Chinese methods of torture,” repeating language he had used in one of his last letters to Marcuse questioning Marcuse’s less-than-critical support for late-’60s student radicalism.

The center of Adorno’s “Marginalia to Theory and Praxis” was the argument that the separation of theory and practice was “progressive,” that is, emancipatory. Adorno contrasted Marx with “Romantic socialism,” which considered the division of labor and not the self-contradiction of the value-form of labor in capital, as the source of alienation.

The recently translated conversation between Adorno and Horkheimer in 1956, “Towards a New Manifesto,” about the impossibility of critical theory divorced from political practice, begins by addressing labor as “mediation.” Here, Adorno and Horkheimer addressed labor’s “ideological” function in advanced capitalism, that its social necessity is both “true” and “false.” For instance, Adorno says that if socialism means, at least at first, an equitable division of labor such that he must work as an “elevator attendant” for a couple of hours each day, he wouldn’t mind. In a fragmentary reflection from 1945, Adorno wrote of the “law of labor” under which contemporary reality is constrained and distorted: not the law of “capital,” but the law of labor (quoted in Detlev Claussen, Adorno: One Last Genius [Cambridge, MA: Harvard University Press, 2008], 48).

Andrew Feenberg has pointed out in Horkheimer and Adorno’s conversation the specter of Marcuse haunting them. But only Horkheimer mentioned Marcuse, trying to chastise Adorno’s political speculations. Adorno didn’t take the bait: evidently, he didn’t mind the association with Marcuse. Adorno’s differences with Marcuse developed as a function of the New Left. But Adorno’s disagreement with Marcuse was over the character of capitalism, not the New Left.

Coda: Beyond labor?

The difference today, more than 40 years after Marcuse and Adorno’s conflict over the New Left in 1969, is precisely the way capitalism has developed since then. Today, while in certain respects like the 1960s, the question of the possibility of a society beyond the compulsion to labor looms, however differently. This is why Adorno’s recovery of Marx, rebutting Marcuse’s late doubts about historical Marxism, can still speak meaningfully and critically today. The problem with capitalism today is not overabundance in consumer goods, as Marcuse along with other New Leftists thought, but rather the continued compulsion to labor that distresses society. This is why, in contrast to Marcuse, and with Adorno and Marx, we must still consider emancipation to lie beyond and not in labor.

Adorno’s recovery of Marx’s original conception of “alienation” is important, not because the issues Marcuse raised were wrong, but rather because Marcuse’s perspective is liable to be assimilated to political perspectives, after the New Left, with which Marcuse himself would not have agreed. Marcuse’s assumptions about capitalism remain esoteric and hidden, taking too much for granted that remains invisible to his readers, whereas by contrast Adorno is explicit enough to earn his work’s rejection by the post-New Left politics whose problems he sought to critique. The basis of Marcuse’s apparent amenability to the New Left and its aftermath, however, is falsely assumed. | §

Chris Cutrone

Chris Cutrone is a college educator, writer, and media artist, committed to critical thinking and artistic practice and the politics of social emancipation. ( . . . )

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A cry of protest before accommodation? The dialectic of emancipation and domination

Chris Cutrone

The following was written for distribution as a flyer [PDF] at the occupation protests.

HOW ARE WE to regard the history of revolutions? Why do revolutions appear to fail to achieve their goals? What does this say about consciousness of social change?

One common misunderstanding of Marx (against which, however, many counter-arguments have been made) is with respect to the supposed “logic of history” in capital.

The notion of a “historical logic” is problematic, in that there may be assumed an underlying historical logic that Marx, as a social scientist, is supposed to have discovered. Marx’s (and Engels’s) idea of “science,” however, is not the conventional one of recognizing objective facts independent of the scientific observer, but rather the Hegelian one of knowledge aware of its own conditions of possibility.

This philosophical approach to “science” began with Kant, and regards theoretical concepts as self-critical reflections arising from practice. In other words, Hegelian “science,” in the original Marxist sense of Marx and Engels’s use of the term, is the attempt to raise practice to greater self-awareness. “Consciousness” is formed in the dialectic of theory and practice. Furthermore, consciousness develops in a dialectic with “social being.”

This is because Marxism was not concerned with how social being “determines” consciousness, but with how both social being and consciousness can change. It was the unfreedom of this process of change in modern society that Marx sought to address in his critical account of capital. For Marx, the “logic of capital” was not a logic at all.

Capital was, in Marx’s view, a process of social disintegration, in fits and starts, and no wheel of history — at least not in terms of freedom.

In what way was Marxist thought and political practice “critical?” Marx sought to raise greater awareness of the potential possibility of the transformation of society in freedom, which meant as a function of changes in consciousness as well as in social being. Following Kant and Hegel, Marxism asks: is consciousness merely to be the Stoical recognition and submission to inevitable change?

How are we to regard the history of the Left?

One plausible way regards the history of political change as belated response to social development. In this view, revolutions come about as adjustments to processes of social change already underway or completed. Political revolution crowns the achievement of social transformation, as the old order reveals itself to be already gone. Knowledge appears only in retrospect: according to Hegel, the “Owl of Minerva flies at dusk.”

But what of the obverse? What if revolution was only the delicate beginning of change, and consciousness its dawning awareness? Then failure would be explicable: failure to think or act.

L: Stokely Carmichael, leader of the Black Power turn of the Civil Rights Movement; R: Bayard Rustin.

As Bayard Rustin described the Black Power turn of the late 1960s, “Passionate self-assertion can be a mask for accommodation.” ((Quoted in John D’Emilio, Lost Prophet: The Life and Times of Bayard Rustin (New York: Free Press, 2003), 475. See also: Rustin, “The Failure of Black Separatism,” Harper’s Magazine (January 1970); Adolph Reed, “Black Particularity Reconsidered,” Telos 39 (1979), later expanded as “The ‘Black Revolution’ and the Reconstitution of Domination,” in Reed, Stirrings in the Jug: Black Politics in the Post-Segregation Era (Minneapolis, University of Minnesota Press, 1999); and Reed, “The Limits of Anti-Racism: Vague Politics about a Nearly Indescribable Thing,” Left Business Observer 121 (September 2009), available on-line at: <http://www.leftbusinessobserver.com/Antiracism.html>.)) This spoke to the entire 1960s moment. In hindsight, it is difficult to disagree with this diagnosis.

At the time, such a disenchantment of protest was regarded as a conservative response to a potentially revolutionary situation.

But the point was that the apparent revolution was not the one the revolutionaries claimed to want, but rather one that used their discontents for other purposes. This involves a complex theory of social change that is worth considering. How might avowedly “revolutionary” ideology repress actual possibilities?

We are living in a time of change. The question is whether and how we can claim to be bringing this change about. Or, is the change already happening, beyond our control, and are we merely, in protest, registering our pain in the transition, as we accommodate and adapt to it?

Can politics be something more and other than the process of submission to domination? Is the goal of emancipation possible? History seems to show otherwise. ((See Cutrone, “Egypt, or, history’s invidious comparisons: 1979, 1789, and 1848,” Platypus Review 33 (March 2011).))

If we imagine that history is on our side, we threaten to rationalize a course of change already underway that we have yet to control. Our protest against it may already be our resignation to it, in the guise of calling us to task.

The world is changing. The question is whether and how we are a function of that change. | §

Originally published in The Platypus Review 42 (December 2011–January 2012).

Whither Marxism? Why the occupation movement recalls Seattle 1999

Chris Cutrone

The following was written for distribution as a flyer [PDF] at the occupation protests.

THE PRESENT OCCUPATION movement expresses a return to the Left of the late 1990s, specifically the 1999 anti-World Trade Organization protests in Seattle.

They both have taken place in the last year of a Democratic U.S. Presidential administration, been spearheaded by anarchism, had discontents with neoliberalism as their motivation, and been supported by the labor movement.

This configuration of politics on the Left is the “leaderless” and “horizontal” movement celebrated by such writers as Michael Hardt and Antonio Negri (Empire, Multitude, Commonwealth), John Holloway (Change the World without Taking Power), and others.

A dominant theme in the self-understanding of the 1990s-era Left was, as in the current occupation movement, “resistance,” rather than pressing for reforms — let alone revolution. ((See Michael Albert, Cutrone, Stephen Duncombe, and Brian Holmes, “The 3 Rs: Reform, Revolution, and ‘Resistance’: The problematic forms of ‘anti-capitalism’ today,” Platypus Review 4 (April 2008).))

From the 1990s to the present

The collapse of Stalinism in 1989 began a period of disorientation and retreat for the avowed “Marxist” Left in the 1990s. This changed in the late 1990s, as disenchantment with Clinton grew.

Something similar has taken place ever since Obama’s election, amid the financial crisis, in 2008. The anti-war movement collapsed with the end of the Bush II administration. There is a lesson to be learned about the treacherous political effect of election cycles.

The bailout of Wall Street at first prompted a Right-wing response, the “Tea Party” movement. But, after some brief rumblings in campus occupations against austerity in 2009, ever since the Republicans captured a Congressional majority in the 2010 midterm elections, there has been a shift towards Left-wing discontents, beginning with the Wisconsin State House occupation.

Looking back, the movement that emerged in the late 1990s (finding an exemplar in Hugo Chavez’s “Bolivarian Revolution” in Venezuela ((See Marco Torres: “The dead Left: Chavez and the Bolivarian Revolution,” Platypus Review 25 (July 2010).))), blossoming in the 1999 Seattle protests, was dealt a sharp blow, right after the Genoa G-8 protests in summer 2001 that sought to build upon Seattle, by the 9/11 attacks.

The standard narrative is that the anti-globalization movement was spiked and diverted by the 9/11 attacks and their aftermath — perhaps even intentionally so, as the Left-wing 9/11 “truth” movement (indicatively prominent in the current occupation movement) was paranoid that the U.S. (or Israeli) government, and not al Qaeda, had perpetrated the attacks. Anti-globalization protest became occluded in the “War on Terror” era.

2000s anti-imperialist “Marxism”

The Left that developed in the 2000s was in contrast to the 1990s. The 2000s Left saw the return of the “Marxist” political organizations, pulling the strings of the anti-war coalitions after the U.S. invasion and occupation of Afghanistan, especially in the lead-up to and after the invasion and occupation of Iraq. ((See Kevin Anderson, Cutrone, Nick Kreitman, Danny Postel, and Adam Turl, “Imperialism: What is it, why should we be against it?,” Platypus Review 25 (July 2010).))

The preceding 1990s Left consciousness expressed by Hardt and Negri et al. was displaced, precisely because the apparent reassertion of traditional great-power “imperialism,” regarding the U.S. neocons as the essential political players in the post-9/11 wars, defied notions of global neoliberal “Empire.”

The anti-war movement of the 2000s meant a more traditional “Left” of political sectarian groups orchestrating a protest movement that had as its target a Republican U.S. administration. This meant that the anti-war movement inevitably became a shill for the Democrats, especially after Bush’s re-election in 2004, as most of the sentiment of “Left” opposition to the wars was taken from the so-called “realist” vs. neocon foreign policy perspectives of many Democrats, European statesmen, and even some Republicans. ((See Cutrone, “Iraq and the election: The fog of ‘anti-war’ politics,” Platypus Review 7 (October 2008).))

Post-Obama

Obama’s election dispelled the Left that yearned for a Democratic administration, revealing the bankruptcy of the “Marxist” Left opposing Bush’s wars.

But the “anti-imperialist” turn in the 2000s had been regrettable from the perspective of the 1990s Left activists who had crystallized their experience in Seattle in 1999 and Genoa in 2001, as well as in the burgeoning “World Social Forum” movement.

The younger generation of Leftists who came of age around the anti-war movement was divided between those who received their political education from Marxism vs. anarchism. The young leaders in the new Students for a Democratic Society were, for example, mentored in the Chomskyan and Parecon perspective of Z-magazine writers Michael Albert, et al. The new SDS struggled to be more than an anti-war cause. Anti-Marxism informed the new SDS’s “anti-ideological” bias, whose echoes return today in the occupation movement. ((See Laurie Rojas, “Red-baiting and ideology: The new SDS,” Platypus Review 9 (December 2008).))

Certainly the “Marxism” of the anti-war movement’s “anti-imperialism” was deeply problematic, to say the least. The financial collapse and deepening economic crisis after 2008 is better ground for the Left than the U.S. wars of the 2000s had been. The issue of capitalism has re-emerged.

It is only right that such inadequate “Marxism” falters after the 2000s. Today, the “Marxist” ideological Left of sectarian organizations struggles to catch up with the occupation movement and threatens to be sidelined by it — as Marxist groups had been in Seattle in 1999.

It is a measure of the bankruptcy of the “Marxist” Left that organizations could only rejuvenate themselves around the anti-war movement, in terms of “anti-imperialism,” submerging the issue of capitalism. But that moment has passed.

“Anti-capitalism”

In its place, as in Seattle in 1999, an apparently unlikely alliance of the labor movement with anarchism has characterized the occupation movement. Oppositional discontents, not with neoconservatism and imperialism as in the 2000s, but with neoliberalism and capitalism as in the 1990s, characterize the political imagination of the occupation movement. This is the present opportunity for Left renewal. But it is impaired by prior history.

The issues of how capitalism is characterized and understood take on a new importance and urgency in the present moment. Now, properly understanding capitalism and neoliberalism is essential for any relevance of a Marxist approach. ((See Platypus Historians Group, “Finance capital: Why financial capitalism is no more ‘fictitious’ than any other kind,” Platypus Review 7 (October 2008); and “Friedrich Hayek and the legacy of Milton Friedman: Neoliberalism and the question of freedom (In part, a response to Naomi Klein),” Platypus Review 8 (November 2008).))

The discontents with neoliberalism pose the question of capitalism more deeply and not only more directly than imperialism did. A Marxist approach is more seriously tasked to address the problem of capitalism for our time.

The need for Marxism is a task of Marxism

Anarchism and the labor movement, respectively, will only be able to address the problem of capitalism in certain and narrow terms. Marxist approaches to the labor movement and anarchism are needed. ((See Cutrone, “Against dogmatic abstraction: A critique of Cindy Milstein on anarchism and Marxism,” Platypus Review 25 (July 2010).))

The need for Marxism becomes the task of Marxism. Marxism does not presently exist in any way that is relevant to the current crisis and the political discontents erupting in it. Marxism is disarrayed, and rightfully so.

The danger, though considerable, is not merely one of the labor movement and the broader popular milieu of the occupation movement feeding into the Democratic Party effort to re-elect Obama in 2012. Rather, the challenge is deeper, in that what is meant by anti-capitalism, socialism, and hence Marxism might suffer another round of superficial banalization and degradation (“We are the 99%!”) in responses to the present crisis. The Left may suffer a subtle, obscure disintegration under the guise of its apparent renaissance.

Nonetheless, this is an opportunity to press the need for Marxism, to reformulate it in better terms and on a more solid basis than was possible during the anti-war movement of the 2000s.

This is the gauntlet that both anarchism and the labor movement throw down at the feet of Marxism. Can Marxist approaches rise to the challenge? ((See Cutrone, “The Marxist hypothesis: A response to Alain Badiou’s ‘communist hypothesis’,” Platypus Review 29 (November 2010).)) | §

Originally published in The Platypus Review 41 (November 2011).

Lenin’s politics

Chris Cutrone

A rejoinder to David Adam on Lenin’s liberalism

Stalin, Lenin, and Mikhail Kalinin in 1919. Kalinin was the Chairman of the Presidium of the Supreme Soviet, or head of state of the Soviet Union, 1919–46.

THE PRINCIPAL MISTAKE MADE by those who contemplate Lenin’s political thought and action is due to assumptions that are made about the relation of socialism to democracy. Lenin was not an “undemocratic socialist” or one who prioritized socialism as an “end” over the “means” of democracy. Lenin did not think that once a majority of workers was won to socialist revolution democracy was finished. Lenin was not an authoritarian socialist. ((See my “1917,” in The Decline of the Left in the 20th Century: Toward a Theory of Historical Regression, Platypus Review #17 (November 2009), available online at <http://platypus1917.org/2009/11/18/the-decline-of-the-left-in-the-20th-century-1917/>))

Socialism is meant to transcend liberalism by fulfilling it. ((See my “Lenin’s Liberalism,” Platypus Review 36 (June 2011), available online at <http://platypus1917.org/2011/06/01/lenin%E2%80%99s-liberalism/>)) The problem with liberalism is not its direction, supposedly different from socialism, but rather that it does not go far enough. Socialism is not anti-liberal. The 20th century antinomy of socialism versus liberalism, as expressed in Isaiah Berlin’s counterposing of “positive and negative freedoms” or “freedom to [social benefits] versus freedom from [the state],” ((See Isaiah Berlin, “Two Concepts of Liberty” (1958), in Four essays on Liberty (Oxford University Press, 1969).)) or the idea that social justice conflicts with liberty, travesties (and naturalizes) and thus degrades the actual problem, which is not a clash of timeless principles—liberalism versus democracy—but a historically specific contradiction of capitalism. To clarify this, it is necessary to return to a Marxist approach, such as Lenin’s.

The error consists of addressing a dialectical approach to politics such as Lenin’s in an undialectical and eclectic manner, as if there were a number of criteria to be checked off (anticapitalism, democracy, etc.), rather than a set of intrinsically interrelated historical problems to be worked through together. The actual dialectic of the historically interrelated developments of capitalism, democracy, and the struggle for socialism demands a dialectical approach in both practice and theory. The reason that various moments of Lenin’s thought and action can appear contradictory is due to an undialectical interpretation of Lenin, not to Lenin himself. Lenin is subject to the same interpretive problem as Marx: the question of Lenin cuts to the heart of Marxism. ((See Tamas Krausz, “Lenin’s Legacy Today,” Platypus Review #39 (September 2011), available online at <http://platypus1917.org/2011/08/31/lenin%E2%80%99s-legacy-today/>))

This is recognizable by way of considering Lenin’s various discussions of the state, political parties, and society. ((See Spartacist League, Lenin and the Vanguard Party (1978). Available online at: <http://www.bolshevik.org/Pamphlets/LeninVanguard/LVP%200.htm>)) Lenin assumed that these were not the same thing and did not assume that “socialism” meant making them into the same thing. Most of Lenin’s readers (both followers and detractors) either praise or denounce Lenin, mistakenly, for his supposed attempts to make society into an undifferentiated totality. Not only what Lenin said, but what he did shows otherwise. Furthermore, one must take into account how Lenin avowedly sought to be true to Marx, whether one judges Lenin to have been successful in this or not. Therefore, at least in part, one must reckon with the problem of evaluating Lenin as a Marxist.

It is a fundamental error to regard Lenin as a largely unconscious political actor who was reduced to theoretically “justifying” his actions. Readers often commit the fallacy of projecting their own inclinations or fears onto Lenin and misinterpret him accordingly. On the contrary, one must address what Lenin said and did in terms of the coherence of his own self-understanding. For this, it is necessary to regard the historical, that is, social and political, circumstances within which Lenin not only acted but spoke. From the various available records, Lenin did not write treatises but political pamphlets, moreover with propagandistic purpose, including his most “theoretical” works such as The State and Revolution (1917).

What is clear is that Lenin did not advocate the partyification of the state (or statification of the party) or the statification of society—in this crucial respect, Lenin remained a “liberal.” Both of these phenomena of Stalinization post-date Lenin and need to be addressed in terms of a process beginning after Lenin’s medical retirement, the dangers of which Lenin was well aware and against which he struggled, in vain, in his final years. ((See Moshe Lewin, Lenin’s Last Struggle (New York: Pantheon, 1968).))

The ban on factions that seems to impugn Lenin’s motives and show a supposed continuity between him and Stalin can be addressed rather straightforwardly. Lenin came in 1921 to advocate banning organized factions—not dissent!—within the Russian Communist Party, precisely because of the differentiated realities of the party, the state, and society in the Soviet workers’ state of the former Russian Empire. Many careerist state functionaries had joined the party (though, according to Lenin, they deserved only to be “shot”), and the party-controlled state faced a deeply divided society, in which he thought that the party could become a plaything in the hands of other state and greater societal forces. The ban on factions was meant not only to be merely a temporary measure, but it should be noted that Lenin did not call for such ban on factions in the Communist International, which was considered a single world party divided into national sections. The ban on factions was meant to address a danger specific to the Bolsheviks being a ruling governmental party under certain conditions, and it was inextricably tied to the contemporaneous implementation of the New Economic Policy. One might interpret the ban as directed against the Left, whereas in fact it was directed against the Right, that is, directed against the power of the status quo in the former Russian Empire swamping the politics of social revolution. So, the ban on factions was a self-consciously limited and specifically local compromise to Lenin’s mind, and not at all the expression of any kind of principle. It is a serious mistake to regard it otherwise. The fact that the ban on factions helped lead to Stalinism does not make it into an “original sin” by Lenin. Revolution beyond the Soviet Union was the only way to ameliorate the problems of Bolshevik rule, as Rosa Luxemburg, for one, recognized. ((See Rosa Luxemburg, “The Russian Tragedy” (1918). Available online at: <http://www.marx.org/archive/luxemburg/1918/09/11.htm>.))

The other mistake, indicative of a fundamental misunderstanding of the relation of the struggle for proletarian socialism to democracy and the politics of the state, is to regard problems of economics and politics as similar in kind. There is no contradiction between democracy in politics and hierarchy of authority in various concrete activities, whether economic or military. The question is one of social and political leadership and responsibility. Is a factory responsible only to its own employees, or to society as a whole? Lenin was certainly not a syndicalist or “council communist,” that is, Lenin did not think that socialist politics can be adequately pursued by labor unions or workers’ councils (or more indeterminate “democratic assemblies”) alone, but this does not mean Lenin was undemocratic. The issue of democracy in economic life cannot be considered in an unmediated way without doing violence to the societal issues involved. The point of “democratizing the economy” is not to be understood properly as simply workplace democracy. This is because socialism is not merely a problem of the organization of production, let alone merely an economic issue. Socialism is not merely democratic. Rather, democracy poses the question of society and, from a Marxist perspective, the “social question” is capitalism. Marxism recognizes the need for democracy in capitalism. Lenin addressed the possibility of overcoming the necessity of the state or, more precisely, the need for democracy. Marxism agrees with anarchism on the goal of superseding democracy, but disagrees on how to get there from here. Marxism recognizes the need for a democratic state posed by capitalism that cannot be wished away.

The society and state in question were addressed by Lenin with respect to the “dictatorship of the proletariat,” which is, importantly, not a national state. His vision was for a workers’ state at a global scale. Because the bourgeois state is a global and not a national phenomenon, neither is the Marxist vision of the “workers’ state.” Lenin did not pursue a national road to socialism. As a Marxist, he recognized that, under capitalism, “the state”—of which various national states were merely local components—was essentially the “dictatorship of the bourgeoisie.” This did not mean that there were no political struggles among the capitalists to which various nation states could and did become subject. Rather, the need for socialism was tied to a need for a global state as well as a truly free global civil society already expressed under capitalism. ((See Immanuel Kant, “Idea for a Universal History from a Cosmopolitan Point of View,” trans. Lewis White Beck, in Kant on History (Indianapolis: Bobbs-Merrill, 1963).)) Only by understanding what Marx meant by the “dictatorship of the bourgeoisie” in liberal democracy can we understand what Lenin meant by the “dictatorship of the proletariat” in a revolutionary “workers’ state.” ((The reason why the global state under capital tends toward liberal democracy at the core but tolerates tyranny in its subordinate domains or peripheral extremities is the expediency or convenience of opportunism; despotism in the center, by contrast, is highly politically contentious and untenable. Indeed, it has led to world wars.))

Lenin was a liberal because he understood the necessity of politics within the working class, which does not and cannot take place outside the domains of bourgeois rights and politics, but which is rather inevitably and necessarily part and parcel of them. Lenin did not advocate the unmediated politicization of society, which he knew would be regressive, whether understood in authoritarian or “libertarian” terms. The Soviet workers’ state in Lenin’s time was indeed like the Paris Commune of 1871, if it had been led by Marx and Engels, had fought off Versailles, and had held on to power.

The Russian Revolution presented new problems, not with regard to socialism, which was never achieved, but rather with regard to the revolution, which failed. Like the Commune, the revolution that opened in 1917 was abortive. Isolation in Russia was defeating: the failure of the German Revolution 1918–19 was the defeat of the revolution in Russia. Stalinism was the result of this defeat, and adapted itself to it. Lenin already contended with this defeat, and distinguished his Marxism from both Right opportunism and ultra-Leftism. ((See Lenin, “Left-wing” Communism: An Infantile Disorder (1920). Available online at: <http://www.marxists.org/archive/lenin/works/1920/lwc/>.)) The question is, what can we learn about this failure, from Lenin’s perspective?

Because democratic discontents, the workers’ movement, and anti-capitalist and socialist political parties, operate in a differentiated totality of bourgeois society that must be transformed, they are subject to politicization and the problems of democratic self-determination that liberal bourgeois society has historically placed on the agenda. Proletarian socialism, in Lenin’s view no less than Marx’s, does not nullify these problems but seeks to allow them a fuller scope of activity. Lenin advocated not only a workers’ “state,” but also workers’ political parties and other workers’ civil society institutions such as labor unions and workers’ publications, which the struggle for socialism necessitated. This is true after the revolution even more than before because the workers’ social revolution is meant to build upon the existing society. Lenin was an avowed Marxist “communist.” As Marx put it, communism seeks a society in which the “free development of each is the condition for the free development of all.” ((Marx and Engels, Manifesto of the Communist Party (1848). Available online at: <http://www.marxists.org/archive/marx/works/1848/communist-manifesto/ch02.htm>.))

Both “libertarian” and authoritarian tendencies in socialism tend to avoid the importance of Lenin’s Marxism on this score, because both tendencies tend to conflate society and politics. This is not only anti-liberal but illiberal—and un-Marxist—whether understood hierarchically or “democratically.” Capitalism is already a “grassroots” and thus a democratic phenomenon, and not merely a baleful hierarchy of authority: its problem goes beyond democracy.

The proletarian socialist revolution, in Lenin’s view as well as Marx’s, was not meant to bring about the Millennium, but rather to clear certain obstacles to the struggle for the working class’s social and political self-determination (not exclusively as a matter of the state), which Marx and Lenin thought could lead society beyond capitalism. Moreover, this was conceived largely “negatively,” in terms of problems to be overcome. The revolution, in Marxist terms, does not produce an emancipated society ready-made, but only, perhaps, political forms through which emancipatory social transformation, otherwise blocked by capitalism, might be pursued and developed further. Lenin, like Marx, thought that overthrowing both the rule of capitalist private property in the means of production and the subjection of society to the vicissitudes of the market, the classic demands of proletarian socialism as it had developed after the Industrial Revolution, might allow this.

Neither Marx nor Lenin came with blueprints for an emancipated society in hand. Rather, Lenin, following Marx, advocated pursuing the forms of the struggle for socialism that had emerged historically in and through the development of the workers’ movement itself. Historical Marxism did not formulate independent schemes for emancipation, but sought the potential social-emancipatory content of emergent political phenomena in light of history. Lenin as well as Marx advocated the workers’ right to rule, but followed other socialists in doing so. It is necessary to address Lenin as a consistent advocate of workers’ power, and consider how he understood the meaning of this in the struggle for socialism.

Socialism in the original Marxist sense that Lenin followed does not seek to undo but rather tries to press further the gains of historically “bourgeois” liberal democracy. Liberalism is not meant to be negated but fulfilled by democracy, just as bourgeois society is not meant to be torn down but transcended in overcoming capitalism. Liberal and democratic concerns need to answer to the historical tasks of emancipatory social transformation, not timeless political “principles.”

Lenin himself was very clear on this, even if neither most of his supposed followers nor his detractors have been. The problem is anti-Marxist interpretive bias that is blinding. | §

Originally published in The Platypus Review 40 (October 2011).