Lenin’s politics

Chris Cutrone

A rejoinder to David Adam on Lenin’s liberalism

Stalin, Lenin, and Mikhail Kalinin in 1919. Kalinin was the Chairman of the Presidium of the Supreme Soviet, or head of state of the Soviet Union, 1919–46.

THE PRINCIPAL MISTAKE MADE by those who contemplate Lenin’s political thought and action is due to assumptions that are made about the relation of socialism to democracy. Lenin was not an “undemocratic socialist” or one who prioritized socialism as an “end” over the “means” of democracy. Lenin did not think that once a majority of workers was won to socialist revolution democracy was finished. Lenin was not an authoritarian socialist. ((See my “1917,” in The Decline of the Left in the 20th Century: Toward a Theory of Historical Regression, Platypus Review #17 (November 2009), available online at <http://platypus1917.org/2009/11/18/the-decline-of-the-left-in-the-20th-century-1917/>))

Socialism is meant to transcend liberalism by fulfilling it. ((See my “Lenin’s Liberalism,” Platypus Review 36 (June 2011), available online at <http://platypus1917.org/2011/06/01/lenin%E2%80%99s-liberalism/>)) The problem with liberalism is not its direction, supposedly different from socialism, but rather that it does not go far enough. Socialism is not anti-liberal. The 20th century antinomy of socialism versus liberalism, as expressed in Isaiah Berlin’s counterposing of “positive and negative freedoms” or “freedom to [social benefits] versus freedom from [the state],” ((See Isaiah Berlin, “Two Concepts of Liberty” (1958), in Four essays on Liberty (Oxford University Press, 1969).)) or the idea that social justice conflicts with liberty, travesties (and naturalizes) and thus degrades the actual problem, which is not a clash of timeless principles—liberalism versus democracy—but a historically specific contradiction of capitalism. To clarify this, it is necessary to return to a Marxist approach, such as Lenin’s.

The error consists of addressing a dialectical approach to politics such as Lenin’s in an undialectical and eclectic manner, as if there were a number of criteria to be checked off (anticapitalism, democracy, etc.), rather than a set of intrinsically interrelated historical problems to be worked through together. The actual dialectic of the historically interrelated developments of capitalism, democracy, and the struggle for socialism demands a dialectical approach in both practice and theory. The reason that various moments of Lenin’s thought and action can appear contradictory is due to an undialectical interpretation of Lenin, not to Lenin himself. Lenin is subject to the same interpretive problem as Marx: the question of Lenin cuts to the heart of Marxism. ((See Tamas Krausz, “Lenin’s Legacy Today,” Platypus Review #39 (September 2011), available online at <http://platypus1917.org/2011/08/31/lenin%E2%80%99s-legacy-today/>))

This is recognizable by way of considering Lenin’s various discussions of the state, political parties, and society. ((See Spartacist League, Lenin and the Vanguard Party (1978). Available online at: <http://www.bolshevik.org/Pamphlets/LeninVanguard/LVP%200.htm>)) Lenin assumed that these were not the same thing and did not assume that “socialism” meant making them into the same thing. Most of Lenin’s readers (both followers and detractors) either praise or denounce Lenin, mistakenly, for his supposed attempts to make society into an undifferentiated totality. Not only what Lenin said, but what he did shows otherwise. Furthermore, one must take into account how Lenin avowedly sought to be true to Marx, whether one judges Lenin to have been successful in this or not. Therefore, at least in part, one must reckon with the problem of evaluating Lenin as a Marxist.

It is a fundamental error to regard Lenin as a largely unconscious political actor who was reduced to theoretically “justifying” his actions. Readers often commit the fallacy of projecting their own inclinations or fears onto Lenin and misinterpret him accordingly. On the contrary, one must address what Lenin said and did in terms of the coherence of his own self-understanding. For this, it is necessary to regard the historical, that is, social and political, circumstances within which Lenin not only acted but spoke. From the various available records, Lenin did not write treatises but political pamphlets, moreover with propagandistic purpose, including his most “theoretical” works such as The State and Revolution (1917).

What is clear is that Lenin did not advocate the partyification of the state (or statification of the party) or the statification of society—in this crucial respect, Lenin remained a “liberal.” Both of these phenomena of Stalinization post-date Lenin and need to be addressed in terms of a process beginning after Lenin’s medical retirement, the dangers of which Lenin was well aware and against which he struggled, in vain, in his final years. ((See Moshe Lewin, Lenin’s Last Struggle (New York: Pantheon, 1968).))

The ban on factions that seems to impugn Lenin’s motives and show a supposed continuity between him and Stalin can be addressed rather straightforwardly. Lenin came in 1921 to advocate banning organized factions—not dissent!—within the Russian Communist Party, precisely because of the differentiated realities of the party, the state, and society in the Soviet workers’ state of the former Russian Empire. Many careerist state functionaries had joined the party (though, according to Lenin, they deserved only to be “shot”), and the party-controlled state faced a deeply divided society, in which he thought that the party could become a plaything in the hands of other state and greater societal forces. The ban on factions was meant not only to be merely a temporary measure, but it should be noted that Lenin did not call for such ban on factions in the Communist International, which was considered a single world party divided into national sections. The ban on factions was meant to address a danger specific to the Bolsheviks being a ruling governmental party under certain conditions, and it was inextricably tied to the contemporaneous implementation of the New Economic Policy. One might interpret the ban as directed against the Left, whereas in fact it was directed against the Right, that is, directed against the power of the status quo in the former Russian Empire swamping the politics of social revolution. So, the ban on factions was a self-consciously limited and specifically local compromise to Lenin’s mind, and not at all the expression of any kind of principle. It is a serious mistake to regard it otherwise. The fact that the ban on factions helped lead to Stalinism does not make it into an “original sin” by Lenin. Revolution beyond the Soviet Union was the only way to ameliorate the problems of Bolshevik rule, as Rosa Luxemburg, for one, recognized. ((See Rosa Luxemburg, “The Russian Tragedy” (1918). Available online at: <http://www.marx.org/archive/luxemburg/1918/09/11.htm>.))

The other mistake, indicative of a fundamental misunderstanding of the relation of the struggle for proletarian socialism to democracy and the politics of the state, is to regard problems of economics and politics as similar in kind. There is no contradiction between democracy in politics and hierarchy of authority in various concrete activities, whether economic or military. The question is one of social and political leadership and responsibility. Is a factory responsible only to its own employees, or to society as a whole? Lenin was certainly not a syndicalist or “council communist,” that is, Lenin did not think that socialist politics can be adequately pursued by labor unions or workers’ councils (or more indeterminate “democratic assemblies”) alone, but this does not mean Lenin was undemocratic. The issue of democracy in economic life cannot be considered in an unmediated way without doing violence to the societal issues involved. The point of “democratizing the economy” is not to be understood properly as simply workplace democracy. This is because socialism is not merely a problem of the organization of production, let alone merely an economic issue. Socialism is not merely democratic. Rather, democracy poses the question of society and, from a Marxist perspective, the “social question” is capitalism. Marxism recognizes the need for democracy in capitalism. Lenin addressed the possibility of overcoming the necessity of the state or, more precisely, the need for democracy. Marxism agrees with anarchism on the goal of superseding democracy, but disagrees on how to get there from here. Marxism recognizes the need for a democratic state posed by capitalism that cannot be wished away.

The society and state in question were addressed by Lenin with respect to the “dictatorship of the proletariat,” which is, importantly, not a national state. His vision was for a workers’ state at a global scale. Because the bourgeois state is a global and not a national phenomenon, neither is the Marxist vision of the “workers’ state.” Lenin did not pursue a national road to socialism. As a Marxist, he recognized that, under capitalism, “the state”—of which various national states were merely local components—was essentially the “dictatorship of the bourgeoisie.” This did not mean that there were no political struggles among the capitalists to which various nation states could and did become subject. Rather, the need for socialism was tied to a need for a global state as well as a truly free global civil society already expressed under capitalism. ((See Immanuel Kant, “Idea for a Universal History from a Cosmopolitan Point of View,” trans. Lewis White Beck, in Kant on History (Indianapolis: Bobbs-Merrill, 1963).)) Only by understanding what Marx meant by the “dictatorship of the bourgeoisie” in liberal democracy can we understand what Lenin meant by the “dictatorship of the proletariat” in a revolutionary “workers’ state.” ((The reason why the global state under capital tends toward liberal democracy at the core but tolerates tyranny in its subordinate domains or peripheral extremities is the expediency or convenience of opportunism; despotism in the center, by contrast, is highly politically contentious and untenable. Indeed, it has led to world wars.))

Lenin was a liberal because he understood the necessity of politics within the working class, which does not and cannot take place outside the domains of bourgeois rights and politics, but which is rather inevitably and necessarily part and parcel of them. Lenin did not advocate the unmediated politicization of society, which he knew would be regressive, whether understood in authoritarian or “libertarian” terms. The Soviet workers’ state in Lenin’s time was indeed like the Paris Commune of 1871, if it had been led by Marx and Engels, had fought off Versailles, and had held on to power.

The Russian Revolution presented new problems, not with regard to socialism, which was never achieved, but rather with regard to the revolution, which failed. Like the Commune, the revolution that opened in 1917 was abortive. Isolation in Russia was defeating: the failure of the German Revolution 1918–19 was the defeat of the revolution in Russia. Stalinism was the result of this defeat, and adapted itself to it. Lenin already contended with this defeat, and distinguished his Marxism from both Right opportunism and ultra-Leftism. ((See Lenin, “Left-wing” Communism: An Infantile Disorder (1920). Available online at: <http://www.marxists.org/archive/lenin/works/1920/lwc/>.)) The question is, what can we learn about this failure, from Lenin’s perspective?

Because democratic discontents, the workers’ movement, and anti-capitalist and socialist political parties, operate in a differentiated totality of bourgeois society that must be transformed, they are subject to politicization and the problems of democratic self-determination that liberal bourgeois society has historically placed on the agenda. Proletarian socialism, in Lenin’s view no less than Marx’s, does not nullify these problems but seeks to allow them a fuller scope of activity. Lenin advocated not only a workers’ “state,” but also workers’ political parties and other workers’ civil society institutions such as labor unions and workers’ publications, which the struggle for socialism necessitated. This is true after the revolution even more than before because the workers’ social revolution is meant to build upon the existing society. Lenin was an avowed Marxist “communist.” As Marx put it, communism seeks a society in which the “free development of each is the condition for the free development of all.” ((Marx and Engels, Manifesto of the Communist Party (1848). Available online at: <http://www.marxists.org/archive/marx/works/1848/communist-manifesto/ch02.htm>.))

Both “libertarian” and authoritarian tendencies in socialism tend to avoid the importance of Lenin’s Marxism on this score, because both tendencies tend to conflate society and politics. This is not only anti-liberal but illiberal—and un-Marxist—whether understood hierarchically or “democratically.” Capitalism is already a “grassroots” and thus a democratic phenomenon, and not merely a baleful hierarchy of authority: its problem goes beyond democracy.

The proletarian socialist revolution, in Lenin’s view as well as Marx’s, was not meant to bring about the Millennium, but rather to clear certain obstacles to the struggle for the working class’s social and political self-determination (not exclusively as a matter of the state), which Marx and Lenin thought could lead society beyond capitalism. Moreover, this was conceived largely “negatively,” in terms of problems to be overcome. The revolution, in Marxist terms, does not produce an emancipated society ready-made, but only, perhaps, political forms through which emancipatory social transformation, otherwise blocked by capitalism, might be pursued and developed further. Lenin, like Marx, thought that overthrowing both the rule of capitalist private property in the means of production and the subjection of society to the vicissitudes of the market, the classic demands of proletarian socialism as it had developed after the Industrial Revolution, might allow this.

Neither Marx nor Lenin came with blueprints for an emancipated society in hand. Rather, Lenin, following Marx, advocated pursuing the forms of the struggle for socialism that had emerged historically in and through the development of the workers’ movement itself. Historical Marxism did not formulate independent schemes for emancipation, but sought the potential social-emancipatory content of emergent political phenomena in light of history. Lenin as well as Marx advocated the workers’ right to rule, but followed other socialists in doing so. It is necessary to address Lenin as a consistent advocate of workers’ power, and consider how he understood the meaning of this in the struggle for socialism.

Socialism in the original Marxist sense that Lenin followed does not seek to undo but rather tries to press further the gains of historically “bourgeois” liberal democracy. Liberalism is not meant to be negated but fulfilled by democracy, just as bourgeois society is not meant to be torn down but transcended in overcoming capitalism. Liberal and democratic concerns need to answer to the historical tasks of emancipatory social transformation, not timeless political “principles.”

Lenin himself was very clear on this, even if neither most of his supposed followers nor his detractors have been. The problem is anti-Marxist interpretive bias that is blinding. | §

Originally published in The Platypus Review 40 (October 2011).


Chris Cutrone

Chris Cutrone is a college educator, writer, and media artist, committed to critical thinking and artistic practice and the politics of social emancipation. ( . . . )

Articles by month

Article dates

November 2024
S M T W T F S
 12
3456789
10111213141516
17181920212223
24252627282930

Capital in history: Marxism and the modern philosophy of freedom — Communist University 2011 London (audio and video recording)

Chris Cutrone

Chris Cutrone at the CPGB's Communist University 2011 in London

Platypus members Spencer Leonard and Chris Cutrone presented at the Communist Party of Great Britain (Provisional Central Committee) Communist University, Goldsmiths, University of London, August 13–20, 2011.



“Capital in history” presentation and discussion complete audio recording.



“Capital in history” edited video from Communist Party of Great Britain on Vimeo.


Marx on “becoming” [PDF handout]


Recommended background reading:

• Cutrone, “Capital in history: the need for a Marxian philosophy of history of the Left” (2008)

• Cutrone, “The Marxist hypothesis: a response to Alain Badiou’s ‘communist hypothesis’” (2010)

Background reading from recent engagements between the CPGB and Platypus available at: http://platypus1917.org/wp-content/uploads/2012/05/cpgbcontraplatypus081111.pdf or http://platypus1917.org/wp-content/uploads/2011/08/macnairmike_platypuscritique_may-august2011_081111.pdf

A defence of Marxist Hegelianism — response to Mike Macnair

Chris Cutrone

I am writing in response to Mike Macnair’s 2003 critical review of John Rees and David Renton’s books (“‘Classical Marxism’ and grasping the dialectic,” Weekly Worker 495, September 11, 2003), cited in Macnair’s critique of Platypus (“No need for party?,” Weekly Worker 865, May 12, 2011; “Theoretical dead end,” Weekly Worker 866, May 19, 2011; “The study of history and the Left’s decline,” Weekly Worker 868, June 2, 2011; and “Divided by a common language?,” Weekly Worker 872, June 30, 2011). I wish to refer also to my three letters and article in response, “Platypus” (Weekly Worker 866, May 19, 2011), “Fish nor fowl” (Weekly Worker 867, May 26, 2011), “The philosophy of history” (Weekly Worker 869, June 9, 2011) and “Useful Platypus” (Weekly Worker 873, July 7, 2011).

I find Macnair’s analysis and critique of the political motivations and potential consequences of Rees’s affirmative account of Marxist Hegelianism compelling and good. I agree with Macnair’s conclusion that, despite Rees’s former SWP/UK leader Alex Callinicos’s anti-Hegelian Althusserianism, Rees considering “historical experience summed up in theory” was intrinsically connected to the SWP’s concept of the party as one which “centralises experience”, with all the problems such a conception entails.

I wish to offer a rejoinder to Macnair’s idea that such problematic conceptions of theory and political practice have roots in Lenin, Luxemburg and Lukács, Macnair’s analysis of whom I find to be false. Also, I do not think that Macnair quite gets Hegel, although I agree with his characterisation (in “Against philosopher kings,” Weekly Worker 749, December 11, 2008) that “philosophy — as such — is inherently only a way of interpreting the world”, and so limits Hegel’s work for the political purposes under consideration. Furthermore, I agree with Macnair’s interpretation of Lenin with respect to the purposes of his polemical defence of Marxist approaches to philosophy in Materialism and empirio-criticism (1908). Moreover, I agree with his central point that philosophical agreement cannot be the basis of agreement on political action.

However, as Nicholas Brown responded to comrade Macnair’s question at the opening plenary on ‘The politics of critical theory’ of the Platypus convention in Chicago on April 29, it is not possible to ‘Hegelianise’ Marx, because Marx was more Hegelian than Hegel himself (Platypus Review 37, July 2011). That is, Marx tried to achieve the ‘Hegelian’ self-consciousness of his own historical moment. The question is, what relevance has Marx’s Hegelianism today, and what is the relevance of taking such a Hegelian approach to the history of Marxism subsequent to Marx?
Dialectical spiral

Lukács, Lenin, Luxemburg

I disagree that Lukács’s “subject” of history is the point of view or relative perspective of the proletariat as the revolutionary agent that must assert its “will”. Rather, I take Lukács to be following Lenin and Luxemburg (and Marx) quite differently than Macnair seems to think, in that the workers’ movement for socialism is the necessary mediation for grasping the problem of capital in its “totality”, that the workers must not remake the world in their image, but rather lead society more generally beyond capital. Hence, as Macnair characterises the approach of the Kautskyan “centre” of the Second International, the socialist workers’ movement must be a leading, practical force in democratic struggles beyond the workers’ own (sectional) interests in the transformation of society as a whole.

I disagree that Lenin made a virtue of necessity in the Russian Revolution after October 1917 and adopted a voluntarist (and substitutionalist) conception of the working class and the political party of communism. Rather, Lenin consistently criticised and politically fought against those tendencies of Bolshevism and in the early Third International. I do not think that Lenin’s newly found ‘Hegelianism’ after 1914 was the means by which he achieved (mistaken) rapprochement with the ‘left’.

The key is Luxemburg. I do not think she was a semi-syndicalist spontaneist/voluntarist, or that she neglected issues of political mediation: she was not an ‘ultra-left’. I take her pamphlet, The mass strike, the political party, and the trade unions (1906), to have an entirely different political purpose and conclusion. It was not an argument in favour of the mass strike as a tactic, let alone strategy, but rather an analysis of the significance of the mass strike in the 1905 Russian Revolution as a historical phenomenon, inextricably bound up in the development of capital at a global scale, and how this tasked and challenged the social democratic workers’ movement (the Second International and the SPD in particular) to reformulate its approach and transform itself under such changed historical conditions, specifically with regard to the relation of the party to the unions.

Luxemburg’s perspective was neither anarcho-syndicalist/spontaneist nor vanguardist, but rather dialectical. The mass strike was not a timeless principle. For Luxemburg, 1905 showed that the world had moved into an era of revolutionary struggle that demanded changes in the workers’ movement for socialism. A contradiction had developed between the social democratic party and (its own associated) labour unions, or ‘social democracy’ had become a self-contradictory phenomenon in need of transformation.

Furthermore, I take Lenin’s critiques of Kautsky for being “non-dialectical” to be very specific. This is not a critique of Kautsky ‘philosophically’ (although it does speak to his bad practices as a theorist), but politically. It is about Kautsky’s non-dialectical approach to politics: that is, the relation of theory and practice, or of social being and consciousness, in and through the concrete mediations of the historically constituted workers’ movement. Kautsky failed in this. Lenin agreed with Luxemburg in her Junius pamphlet (1915) that the problem was Kautsky thinking that the SPD’s Marxism (that is, what became Kautsky’s USPD) could “hide like a rabbit” during World War I and resume the struggle for socialism afterward. Or, as Lenin put it in his Imperialism: the highest stage of capitalism (1916) and Socialism and war (1915), contra Kautsky’s theory of ‘ultra-imperialism’, the world war must be seen as a necessary and not accidental outcome of the historical development of capitalism, and so a crisis that was an opportunity for revolutionary transformation, and not merely, as Kautsky thought, a derailment into barbarism to be resisted. This was the essential basis for agreement between Luxemburg and Lenin 1914–19.

I do not think the separation of the pre-World War I Lenin from Luxemburg is warranted, especially considering their close collaboration, both in the politics of the Russian movement and in the Second International more generally, throughout the period 1905–12 and again 1914–19. Throughout their careers, Lenin and Luxemburg (and Trotsky) were exemplars of the Second International left, or ‘radicals’ in the movement. They all more or less mistook Kautsky to be one of their own before August 1914. Also, Kautsky himself changed, at various points and times — which is not to say that Lenin, Luxemburg and Trotsky never changed.

But the question is the nature and character of such change, and how these figures allow us to grasp the history of Marxism. It is not about learning from their trials and errors, I think, but rather from the example of their ‘consciousness’, not merely theoretically, but practically. Moreover, the history of Marxism must be approached as part and parcel, and the highest expression, of the history of post-1848 capital.

Hegelianism

Lukács’s ‘Hegelian’ point was that “subjective” struggles for transformation take place in and through “necessary forms of appearance” that misrecognise their “objective” social realities, not in terms of imperfect approximations or more or less true generalised abstractions, but specifically as a function of the “alienated” and “reified” social and political dynamics of capital. Capital is “objective” in a specific way, and so poses historically specific problems for subjectivity.

The reason for Marxists distinguishing their approach from Hegel is precisely historical: that a change in society took place between Hegel’s and Marx’s time that causes Hegelian categories, as those of an earlier, pre-Industrial Revolution era of bourgeois society, to become inverted in truth, or reversed in intention. Marx’s idea was that the “contradiction” of bourgeois society had changed. Thus the dialectical “law of motion” was specific to the problem of capital and not a transhistorical principle of (social) action and thought. Marx’s society was not Hegel’s. The meaning of Hegel had changed, just as the meaning of the categories of bourgeois society had changed. Labour-time as value had become not productive (if not unproblematically) — as in Hegel’s and Adam Smith’s time, the era of ‘manufacture’ — but destructive of society; as a form of social mediation, wage-labour had become self-contradictory and self-undermining in the Industrial Revolution, hence the ‘crisis of capital’.

One fundamental disagreement I have with Macnair’s approach, in which I think I follow Lenin, Luxemburg, Lukács and Marx, is with the idea that the potential transformation of capitalist society involves the confrontation of two antithetical social principles, of the workers (collectivism) vs the capitalists (individual private property). Capital, as Marx understood it, is not based on the mode of existence of the capitalists, falsely generalised to society as a whole, but rather that of the workers. This is not a top–down, but a bottom–up, view — shared by Smith, for example. As Lukács put it, the fate of the worker becomes that of “society as a whole” (“Reification and the consciousness of the proletariat” [1922] part 1, ‘The phenomenon of reification’ in History and class consciousness: studies in Marxist dialectics [Cambridge, MA: MIT Press, 1971], 91). The contradiction of capital is the contradiction of the workers’ — not the capitalists’ — existence in society. For Marx, capital is a social mode of production and not merely a relation of production. As a mode of production, capital has become increasingly self-contradictory. As a function of capital’s historical development, through the Industrial Revolution, in which the workers’ own increasing demands for bourgeois rights, to realise the value of their labour, and not merely capitalist competition, played a key, indispensable role, bourgeois society became self-contradictory and self-undermining. That is, the workers centrally or at base constituted the self-destructive, social-historical dynamic of capital through their labouring and political activity. This development culminated in the crisis of world war and revolution 1914–19.

As Lenin put it in The state and revolution, the social relations of bourgeois society — namely, the mutual exchange of labour as the form of social solidarity in capital — could only be transformed gradually and thus “wither away,” and not be abolished and replaced at a stroke (The state and revolution chapter 5, ‘The economic basis of the withering away of the state’, part 3, ‘The first phase of communist society’). The proletarian socialist revolution was supposed to open the door to this transformation. The potential for emancipated humanity expressed in communism that Marx recognised in the modern history of capital is not assimilable without remainder to pre- or non-Marxian socialism.

As Marx put it, “Communism is the necessary form and the dynamic principle of the immediate future, but communism as such is not the goal of human development, the form of human society” (Economic and Philosophic Manuscripts of 1844). This was because, according to Marx, “Communism is a dogmatic abstraction and . . . only a particular manifestation of the humanistic principle and is infected by its opposite, private property” (letter to Arnold Ruge, ‘Ruthless criticism’, September 1843). Marx was not the pre-eminent communist of his time, but rather its critic, seeking to push it further. Marxism was the attempted Hegelian self-consciousness of proletarian socialism as the subject-object of capital.

As Lukács’s contemporary, Karl Korsch, pointed out in ‘Marxism and philosophy’ (1923), by the late 19th century historians such as Dilthey had observed that “ideas contained in a philosophy can live on not only in philosophies, but equally well in positive sciences and social practice, and that this process precisely began on a large scale with Hegel’s philosophy” (Karl Korsch, “Marxism and Philosophy” [1923], in Marxism and Philosophy trans. Fred Halliday [New York: Monthly Review Press, 1970 and 2008], 39). For Korsch, this meant that ‘philosophical’ problems in the Hegelian sense were not matters of theory, but practice. From a Marxian perspective, however, it is precisely the problem of capitalist society that is posed at the level of practice.

Korsch went on to argue that “what appears as the purely ‘ideal’ development of philosophy in the 19th century can in fact only be fully and essentially grasped by relating it to the concrete historical development of bourgeois society as a whole” (40). Korsch’s great insight, shared by Lukács, took this perspective from Luxemburg and Lenin, who grasped how the history of the socialist workers’ movement and Marxism was a key part — indeed the crucial aspect — of this development, in the first two decades of the 20th century.

The problem we have faced since then is that the defeat of the workers’ movement for socialism has not meant the stabilisation, but rather the degeneration, disintegration and decomposition, of bourgeois society — without the concomitant increase, but rather the regression, of possibilities for moving beyond it. This shows that the crisis of Marxism was a crisis of bourgeois society, or the highest and most acute aspect of the crisis of capital: bourgeois society has suffered since then from the failure of Marxism.

Crisis of Marxism

The ‘crisis of Marxism’, in which Lenin, Luxemburg and Trotsky took part (especially in 1914–19, but also in the period leading up to this, most significantly from 1905 on), and Lukács tried to address ‘theoretically’ in History and class consciousness and related writings of the early 1920s, was (the highest practical expression of) the crisis of bourgeois society.

This crisis demanded a Marxist critique of Marxism, or a ‘dialectical’ approach to Marxism itself: that is, a recognition of Marxism, politically, as being a self-contradictory and so potentially self-undermining historical phenomenon (a phenomenon of history — hence the title of Lukács’s book, History and class consciousness), itself subject to necessary “reification” and “misrecognition” that could only be worked through “immanently”. This meant regaining the “Hegelian” dimension, or the “self-consciousness” of Marxism. This is because Marxism, as an expression of the workers’ “class-consciousness”, was — and remains — entirely “bourgeois”, if in extremis. While self-contradictory in its development, the socialist workers’ movement, including its Marxist self-consciousness, pointed beyond itself, ‘dialectically’ — as consciousness of the bourgeois epoch as a whole does.

Georg Lukács, People's Commissar for Education and Culture in the Hungarian Soviet Republic, 1919

I follow Adorno’s characterisation of the problem of workers’ consciousness and the necessary role of intellectuals, which he took from Lenin, in his letter to Walter Benjamin of March 18, 1936: “The proletariat . . . is itself a product of bourgeois society. . . . [T]he actual consciousness of actual workers . . . [has] absolutely no advantage over the bourgeois except . . . interest in the revolution, but otherwise bear[s] all the marks of mutilation of the typical bourgeois character. This prescribes our function for us clearly enough — which I certainly do not mean in the sense of an activist conception of ‘intellectuals’. . . . It is not bourgeois idealism if, in full knowledge and without mental prohibitions, we maintain our solidarity with the proletariat instead of making of our own necessity a virtue of the proletariat, as we are always tempted to do — the proletariat which itself experiences the same necessity and needs us for knowledge as much as we need the proletariat to make the revolution” (Theodor W. Adorno, “Correspondence with Benjamin,” New Left Review I/81 [September–October 1973], 66–67).

The problem we face today, I think, is the opacity of the present, due to our lack of a comparably acute, self-contradictory and dialectical expression of the crisis of capital that Marxism’s historical self-consciousness, in theory and practice, once provided. | §

Oiriginally published in The Weekly Worker 878 (August 11, 2011) [PDF].

Response to Andrew Coates on “negative dialectics”

The following was originally posted as a comment on Andrew Coates, “Platypus versus Weekly Worker: negative dialectics” (July 12, 2011).

We in Platypus consider our project to be Marxist in the sense that the necessary agent of social transformation remains the working class. Looking back on history, it becomes clear to us that the highest moments of social potential have coincided, not unproblematically, however, with the high points of the workers’ movement for socialism.

The question is if and how the working class is presently constituted as a political force. We don’t think it is.

For it is not only the case, for us, that the “Left is dead!,” but also that the labor movement is dead.

This is perhaps the bitterest pill to swallow. But we think that the labor movement and the Left share fates: that one cannot advance without the other, and that they both go down together.

In this sense we would agree with Luxemburg and Marx concerning “social democracy.” But this then poses the further question of in what ways Marx, Luxemburg, et al. were (“immanent”) critics of the social-democratic workers’ movement, or, of proletarian socialism, and not merely its advocates.

Furthermore, the issue is not simply “democracy” but also “liberalism,” that is, what is the relation between individual and collective social freedom?

On “instrumentality,” there is a common misunderstanding of Frankfurt School Critical Theory on this score: “reason” becomes “instrumentalized” not in the way people exercise it, but rather as a function of the social-historical logic of capital. Our reason is reduced to an instrument of the reproduction of capital.

So it becomes a matter, not of thinking our way out of capital, but of pushing further and more acutely the immanent logic of capital, and trying to raise it to consciousness (this is the notorious “Hegelianism”).

The question is whether that is happening today or not.

On “Bonapartism” the issue is not whether conjuncturally the capitalist bourgeoisie has lost control here or there, but rather how the logic of capital has escaped effective human control, especially in terms of politics, ever since 1848. The index of this train-wreck of capitalism is the “authoritarian” character of politics, in which no one really believes that the political measures taken will solve the social problems, but everyone submits to them, in “bad faith,” anyway. Bourgeois society in its continued decadence has sacrificed not merely the workers’ social empowerment and freedom, but that of all members of society.

Not only the working class, but importantly also the bourgeoisie, individually and collectively, submits itself to the strong and arbitrary state. For it’s quite unclear that the state today acts in the capitalists’ interests, other than by default. As Marx put it, the capitalists are less worried about losing their rights than they are afraid of the workers gaining theirs. The issue is the general trend of capitalism becoming more illiberal, ever since 1848, and what are the political and social-psychological phenomena of this taking place.

As Adorno put it, it becomes easier to believe the lie one knows is a lie than to struggle for more uncertain and dangerous emancipation. This is what it means to advance through history with one’s back turned, transfixed by the horror of the past. But, according to Benjamin, it is not we humans who do this, but rather the “angel of history,” who has ceased to be our guardian companion and instead has become our horrified reflection. History, in Hegel’s philosophical sense of the story of reason in freedom, has abandoned us.

“Those who labor must rule.” Platypus agrees with this Marxist truism. But we ask the question of why this is so. We do not assume it.

Why does the workers’ movement for socialism express emancipatory potential?

In avoiding this question, as the basis for critically thinking and practically working through (supposedly) “anticapitalist” politics, the present (dead/pseudo-) “Left” instead (at best) reifies the “proletariat.” Rather than seeking to push (the contradictions of) working class politics further, the “Left” cheerleads what the working class is already doing, ignoring how the struggle for socialism, as it was pursued in Marx and the best Marxists’ times, has long since ceased.

The critical conversation on the death of the Left that we in Platypus seek to host is not between ourselves and others, but among the broadest range of “Leftists” today who can contribute to expressing the buried but remaining historical tasks of human emancipation that were once more acutely (and not uncontradictorily) expressed by the historical Left and Marxism. This is not a directly political project, but an indirect one.

We seek to manifest the force of history in the present “dialectics at a standstill.” As Adorno put it, the “less popular” aspect of the Hegelian dialectic is its “static side.” But this expresses the condition that “The law that, according to the Hegelian dialectic, governs the restlessly destructive unfolding of the ever-new consists in the fact that at every moment the ever-new is also the old lying close at hand. The new does not add itself to the old, but is the old in distress” (Adorno, “Reflections on class theory,” in Can one live after Auschwitz? A philosophical reader, Stanford 2003, 95). | §

Response to Mike Macnair’s critique of Platypus on philosophy of history

Chris Cutrone

I am writing to respond to Mike Macnair’s critique (“Divided by a common language?,” Weekly Worker 872, June 30, 2011) of my article on “The philosophy of history” (June 9).

J.P. Nettl’s biography of Rosa Luxemburg can be plausibly considered his life-work and not ancillary to his primary intellectual concerns because it was the product of almost 20 years of thinking, not the 3 years of intensive writing that produced his book. Nettl’s preface to his book clearly indicates this, that immediately after WWII his imagination was captured by the history of pre-WWI Marxism in the SPD and Luxemburg in particular, but that the controversial nature of the subject made him ruminate long on it, and forgo available sources of support for his study of it, before publishing his 1,000 page book in 1966. Let’s be clear: Nettl was not a Marxist. But that should not anathematize any insights he may have had.

About “imperialism” and “authoritarianism,” I was concerned to show their interrelated character, which I sketched only in very broad outline: the general historical trend of post-1848 Bonapartism, all the way up to the present. As Marx and Engels put it, Bonapartism expressed a situation in which the capitalists could no longer and the workers not yet rule society (see Engels’s 1891 introduction to Marx’s The Civil War in France, 1871). I agree with Mike Macnair, that, e.g. Bukharin’s explanation of imperialism’s effect on the socialist workers’ movement, the political compromise of the metropolitan workers with respect to their national states, is better than the idea that they were economically “bought off” (I disagree however that the latter was Lenin and Trotsky’s essential perspective). I agree as well that the virtue of such an emphatically political explanation is that it can account for similar phenomena in the periphery.

But this raises the issue of what I have called “authoritarianism,” or willing support for the status quo and hostility to alternatives, and the subjectivity for doing so, again. Why are the workers more often conservative, even virulently and self-destructively so, than not? The explanation of (some) workers’ support for fascism by reference to their peripheral character (i.e., the unemployed or “lumpenized”) is what indeed “dodges the issue.” While the SPD and KPD’s refusals to fight a civil war against fascism in Germany in 1918–21 and circa 1933 may have been of decisive, conjunctural importance, this itself is what requires explanation (it also leaves aside the Italian case). It cannot be laid simply on bad leadership — on the parties’ bad decisions — without reference to the workers’ fear, or lack of support for better action, which was broken, however briefly, in Germany in 1918–19, but precisely as a civil war among the workers. The contrast of 1918–19 with 1933 could not be more clear: as Adorno put it, 1919 already decided what came later (see “Those Twenties,” 1962, in Henry Pickford, ed., Critical Models, Columbia University Press, 1998).

The issue of Hegelianism is a difficult one: how to include the “subjective factor in history.” I think this turns on how one understands Marx’s critique of Hegel. I don’t think that Marx’s reference to the “real” is in an empiricist sense, but rather in Hegel’s sense of the actuality of the rational in the real. The issue turns on the relation of essence and appearance, or, with what necessity things appear as they do. What is essential is what is practical, and what is practical is subjective as well as objective. Theoretical reflection on the subjective must use metaphysical categories that are not merely handy but actually constitutive of social practices in which one is a subject. The commodity form is not a generalization from experience.

All of this, however, is largely beside the point regarding Platypus. For the conversation we seek to host is not between ourselves and others, but much more widely on the avowed Left, and among those with far greater experience than what is available among our own members. We serve only to facilitate, even if we have to elbow our way in, provocatively, to make the space for such conversation, otherwise foreclosed. We consider the need for such conversation to be more ideological than practical at present.

I am glad that comrade Macnair recognizes that Platypus may “serve a useful anti-sectarian purpose in near-future politics. It is also possible that it serves a useful political purpose by hammering home the bankruptcy of both the ‘anti-imperialist’ and ‘anti-fascist’ left.” This is precisely what we intend. Though I think it is potentially much more, if Platypus does successfully what Macnair thinks it might, I for one will be happy to allow the “guide to history” through which we understand our own efforts to be considered a “useful myth.” | §

Originally published in The Weekly Worker 873 (July 7, 2011).

Philosophy of history of the Left and Marxism: “authoritarianism” and “imperialism” — response to Mike Macnair

Chris Cutrone

Mike Macnair’s critique of Platypus in “The study of history and the Left’s decline” (Weekly Worker 868, June 2, 2011) takes issue on the philosophy of history of Marxism. I would like to clarify this, and the senses in which I used the terms “authoritarianism” and “imperialism” in my letters of May 19, 2011 (Weekly Worker 866) and May 26, 2011 (Weekly Worker 867), in response to Macnair’s two articles written after his attendance at the Platypus 2011 convention in Chicago, “No need for party?” (Weekly Worker 865, May 12, 2011), and “Theoretical dead end” (Weekly Worker 866, May 19, 2011).

Historiography of Marxism

First, however, I would like to address the issue of historiography with respect to the SPD in the 2nd International era. Carl E. Schorske (in German Social Democracy 1905–17: The Development of the Great Schism, 1955), and James Joll (in The Second International 1889–1914, 1974) are, among others, important historical sources for my and other Platypus members’ views. But I don’t think that what Macnair calls a “source-critical” approach to history should be attempted with reference to historians’ biographies, which does not clarify but potentially compounds the problem of philosophy of history.

On J.P. Nettl, I would point to his substantial essay on “Ideas, intellectuals, and Structures of Dissent,” collected in Philip Rieff, ed., On Intellectuals: Theoretical Studies, Case Studies (1969). I dispute Macnair’s characterization of Nettl’s concerns. I think Nettl’s biography of Luxemburg was his life-work and not ancillary. As a liberal/non-Marxist, there are perhaps some issues to be taken with Nettl’s work on Luxemburg, but Nettl’s views as a political scientist were drawn from his long and close study of Luxemburg and her relation to Marxism, not applied by Nettl to Luxemburg from elsewhere. For Nettl, the history of Marxism raised questions about the possibilities of politics per se. Hence, the importance of Nettl’s argument.

Thus, Nettl’s article on “The German Social-Democratic Party 1890–1914 as Political Model” (Past and Present 30, April 1965) argued that Luxemburg’s views, as expressed in Reform or Revolution? and The Mass Strike, among other writings, were not actionist but concerned with the transformation of the SPD in which the Marxist Left had a stake. Luxemburg and Lenin were not opposed to the formation of workers’ political parties as necessary instruments of emancipation, but they were aware of the dangers inherent in this, from a Marxist perspective on the historical development of capital, in which such workers’ organizations (including labor unions) were inevitably bound up. In other words, how, e.g., the SPD was a phenomenon of the history of capital, or, more precisely, how the workers’ movement for socialism was part of the historical development of capital, and did not somehow oppose it from outside. In this sense, there was an affinity of Eduard Bernstein’s views on “evolutionary socialism” with Luxemburg’s, but they drew the opposite political conclusions: where Bernstein found the transformation of capital through reforms to be ameliorative, Luxemburg found a deepening crisis. This was Luxemburg’s thesis in Reform or Revolution?, that only reformists separated social reform from political revolution, because Marxism recognized that reforms deepened the crisis of capital and made revolution not less but more necessary.

Benjamin and Adorno

I dispute Macnair’s characterization of Benjamin and Adorno’s philosophy of history as attempting to generate “useful myths.” Rhetorical and literary style aside, Benjamin and especially Adorno were rigorous Marxists and Hegelians who engaged the issues of “historical materialism” as manifested after the failure of Marxism. Benjamin and Adorno were not postmodernists avant la lettre, despite their spurious late pomo popularity. Rather, Benjamin and Adorno, like Lukács and Korsch (from whom they took direct inspiration), followed Luxemburg and Lenin’s judgments about the crisis of Marxism as the crisis of bourgeois society that Marxism itself, as part of the ideology and practical political leadership of the international social-democratic workers’ movement, had brought about.

Benjamin and Adorno challenged the linear-progressive conception of history, recovering from the history of Marxism what might appear to be an obscure point, but one addressed, for example, by Plekhanov as history moving in a “knotted line,” and by Lenin as history moving in “spirals” of repetition and crisis (see Lenin’s 1915 Granat Encyclopedia entry on “Karl Marx”). This Hegelian-Marxist approach to the dialectics of history was digested usefully by Lukács, as a discussion of historical “moment” and “process” in “Tailism and the Dialectic” (Lukács’s unpublished 1925 defense of History and Class Consciousness).

Hegel and Kant

The Hegelian — and Kantian — point is that the relation between theory and practice is not one of empirical deduction from trial and error in which an always imperfect theory is corrected, but “inductive,” in that the concrete “material” object of practice is the concretization of abstractions, and, furthermore, the object of practice is indeed first and foremost the human subject, i.e., the “subject-object” of transformation. The question is the adequacy of the relation of theory and practice. Metaphysical (“theoretical”) categories refer not to a world extrinsic to human subjectivity, but to the world constituted socially in and through such categories, which are always eminently practical as well as theoretical. So, in the most pertinent example, the “commodity form” is, for Marxists, a category of social relations, which gives it an effective social reality, different from physical nature. Macnair seems not to have attended to the Kantian revolution in philosophy from which Hegel, Marx, Lukács, Benjamin and Adorno followed.

How this matters for the philosophy of history is that history is not a compendium of past facts but a social relation of the “present” with itself. The past is not “past” but present, and present “historically.” So, for Benjamin and Adorno (following Lukács and Korsch, who followed Lenin, Luxemburg, and Marx and Engels on this point), the question was how to reckon the history of Marxism and the greater socialist workers’ movement as symptomatic expression of the history of capital, or, how the “proletariat” was and could become the transformed “subject-object of history.” Lukács’s term for the self-alienated character of this “subject-object” condition of the working class in capital was “reification.” “Reification” referred not to the workers’ quotidian consciousness in capitalism, but to the “class consciousness” of the workers, as expressed by Social Democracy (and “Marxism”) at its height. For Lukács and those who followed, “reification” meant Kautsky.

Abuse of theory

Nettl has a great line about how Kautsky attempted “to invest certain observed phenomena with the normative sanction of Marxist theory.” Nettl cited Parvus against Kautsky: “All the guts knocked out of [Marxism]. Out of Marx’s good raw dough Kautsky made Matzes” (82). Kautsky abused theory, making it serve as justification or rationalization — as most “Marxists” do — rather than as a provocation to the self-reflection of consciousness, in the Hegelian sense.

While it may be tempting to oppose such apparent static/immobilized (or “contemplative”) consciousness with action(ism), Lukács knew well that the opposition of static and dynamic was an antinomy of capital itself, that capital moved through a dialectic of the antinomy of the dynamic and the static in history. This is where the recovery of the Hegelian dimension of Marxism was critical: Marxism itself had become “vulgarized” in its self-understanding, and had failed in taking a dialectical approach to itself as a historical phenomenon, as a symptom of the history of capital. Marxism had succumbed to the “bourgeois” (pre-Kantian) view of (linear) progress through trial-and-error, the asymptotic view of knowledge, in which, as Benjamin put it, mordantly citing, in his “Theses on the Philosophy of History,” Dietzgen as pathological example of Social Democratic progressivism, “Every day our cause becomes clearer and people get smarter.” History has proved otherwise.

Philosophy of history

Benjamin and Adorno’s challenge to such a “progressive” view of history, which they thought was ideologically blinding, was not irrationalism any more than Hegel was. It does not call for “myth,” but a different philosophy of history than the empiricist-deductive one. Dialectics is not a matter of estimating probability, but grasping inherent possibility in history.

Paul Klee's 1920 painting, "Angelus Novus" ("The New Angel") was not the traditional votive guardian, but, according to Benjamin, looked upon the historical unfolding of humanity with horror at the mounting catastrophe.

As Adorno put it, in his 1942 essay “Reflections on Class Theory,” in response to both Benjamin’s “Theses” and Marx and Engels’s Communist Manifesto, “According to [Marxian] theory, history is the history of class struggles. But the concept of class is bound up with the emergence of the proletariat. . . . By exposing the historical necessity that had brought capitalism into being, political economy became the critique of history as a whole. . . . All history is the history of class struggles because it was always the same thing, namely, prehistory. This gives us a pointer as to how we can recognize what history is. From the most recent form of injustice, a steady light reflects back on history as a whole. Only in this way can theory enable us to use the full weight of history to gain an insight into the present without succumbing in resignation to the burden of the past. [Marxism has been praised] on account of its dynamism. . . . Dynamism is merely one side of dialectic: it is the side preferred by the belief in practicality. . . . The other, less popular aspect of dialectic is its static side. . . . The law that, according to the Hegelian dialectic, governs the restlessly destructive unfolding of the ever-new consists in the fact that at every moment the ever-new is also the old lying close at hand. The new does not add itself to the old but is the old in distress” (Adorno, Can One Live after Auschwitz? A Philosophical Reader, 2003, 93–95).

Authoritarianism

This brings me around to the issues of “authoritarianism” and “imperialism,” which have different usage for me than the colloquial ones. Adorno co-authored the famous study on The Authoritarian Personality. This followed from the earlier Frankfurt School Studies on Authority and the Family. A commonplace misunderstanding of Frankfurt School Critical Theory is that it attempted to synthesize Marxist and Freudian psychoanalytic approaches, but this view is mistaken. Rather, Freudian psychoanalysis was itself taken by Adorno et al. to be a symptom of the historical development of capital. Freud’s categories were taken to be descriptive, and then resituated, critically, in a Marxian view of historical development of society. In this view, Marx was not ignorant of Freudian insights, but rather it was only as a function of the later social-historical development of capital that human “psychology” appeared as it did to Freud. A contemporary of Benjamin and Adorno, Wilhelm Reich, in his early work on “Ideology as a Material Force” published later in his book The Mass Psychology of Fascism, pointed to how Marxism had failed to apprehend the “progressive” character of fascism; in other words, how fascism had expressed, however pathologically, the social-historical transformation of capital in the early 20th century better than “vulgar,” economic-determinist Marxism had been able to do. Hence, fascism’s ideological and political victory over Marxism. For Reich, (the failure of) Marxism was responsible for fascism. Fascism expressed the workers’ “fear of freedom,” which Marxism, in its false rationalism of “economic interest,” had failed to overcome. Workers had a subjective, “psychological” interest in unfreedom that Marxism needed to address.

What this meant to Benjamin and Adorno, following Lukács’s view on “reification,” was that Marxism had failed to address “authoritarianism” dialectically, as a function of the transformation of capital. In the Marxian view, the workers’ movement for socialism is itself the most important “self-contradictory” and self-alienated phenomenon of the history of capital. This is why Marx began with the critique of socialism, or, why the “critique of political economy” is the critique of the necessary and symptomatic consciousness of the socialist workers’ movement.

Imperialism

What I raised in my letter (published in The Weekly Worker 867, May 26, 2011) concerning the changed “organic composition of capital” is this: that the “mass” proletarianization of the core capitalist countries was the result, as Marx discussed in Capital vol. I on “the working day,” of politically variable social conditions of wage labor that, with increased worker empowerment, cause a shift from variable to constant capital, or, from labor-time intensive sweatshop to automated machine production, requiring ever less labor-input and resulting in ever greater value-crises.

This, in turn, affected the conditions of “colonialism.” Whereas colonies in the classical bourgeois era of the emergence of modern capital were sites of market expansion, in the late era of “imperialism” or “monopoly capital,” colonies become raw material resource-extraction zones feeding metropolitan industry. The humanity of not only those who were thus “colonized” but also of the metropolitan proletariat hence became superfluous, not even a “reserve army of unemployed” but a fascist rabble, subject to more or less desperate authoritarian politics. This was already true of the post-1848 world Marx addressed in Bonapartism (also evinced contemporaneously by Bismarck and Disraeli), but became even more so subsequently. The question is why the workers supported authoritarian politics, and how the workers’ movement for socialism was not free of this effect. (In this sense, Hayek’s critique of socialism in The Road to Serfdom is apposite.)

This is the world in which we continue to live today, but without the proximal history of the late 19th–early 20th century social-democratic workers’ movement and its Marxist political leadership that, in a “dialectical” (self-contradictory) way, participated in the history that brought these conditions into being — producing the need for world revolution that is Marxism’s legacy. | §

Originally published in The Weekly Worker 869 (June 9, 2011) [PDF].


The “anti-fascist” vs. “anti-imperialist” Left: some genealogies and prospects

Platypus 2011 President’s report

Chris Cutrone

Presented at the third annual Platypus Affiliated Society international convention, the School of the Art Institute of Chicago, May 1, 2011 (audio recording).

The usual ways of categorizing various trends on the “Left” today have become less useful for distinguishing politically and indicating potential future developments. Trends have defied historical or expected trajectories — if these in fact ever applied properly — and so call for a new and different approach to sort out what we’re dealing with today and are likely to encounter going forward.

Other categories of the “Left:” Platypus has been rightly recognized (if only occasionally and intermittently) for traversing if not transcending these categories in the approach of our project:

1.) Socialist vs. liberal: Supposedly rooted in “class perspective,” as in “bourgeois-liberal” and “proletarian-socialist” (but not class character in terms of sociological “position,” but rather in Marx’s sense of the “petit bourgeois” horizon of politics thus aligning intellectuals with the “petite bourgeoisie”). But also perhaps expressing the antinomy of individual vs. collective freedom, certainly in ways we would not resolve as apparently simply as historical “Marxism” has done, for instance characterizing the Right as prioritizing “liberty” while the Left prioritizes social “justice.”

2.) Libertarian vs. authoritarian: The characterization supposed of the anarchist vs. Marxist division. Less about sociological position than political practice and concomitant organizational method: “horizontal” vs. hierarchical; decentralized vs. centralized, etc.

3.) Anti-Stalinist vs. Stalinist: The supposedly “Trotskyist” perspective, and perhaps the most problematic, considering the ISO/U.S. and others (SWP/U.K., et al.). This is not reducible to the libertarian vs. authoritarian division although apparently related to it; at an earlier, relatively less degenerate historical stage of the “Left,” this would have been characterized by internationalist vs. nationalist perspectives.

Because Platypus is in fact concerned with overcoming what are today inaccurate characterizations of the problems facing emancipatory perspectives moving forward, we must externally, publicly problematize but also internally not use unproblematically such categories, which are inherited unthinkingly from the “Left” of prior historical moments.

The set of categories we need to confront, which applies both clearly to the present but also to what might appear to be a rather obscure history, stemming from the earliest manifestation of “Stalinism” in the late 1920s-early ’30s, is that of “anti-fascism” vs. “anti-imperialism.”

We have, in large measure, the history of the German “Left” since the 1960s to thank for these categories, “anti-fa” and “anti-imp,” which however have a much greater international and historical significance than may apparently be the case. Indeed, we need to confront these categories as the true manifestation of the real controversies besetting the “Left” today, and for deep historical reasons.

Of course, for many, the distinction between “fascism” and “imperialism” is without a difference: fascists are imperialist and imperialists are fascistic. But this is only at the most superficial, pejorative meaning of these categories. What they refer to, analytically, and politically, however, are quite different kinds of problems. So, it becomes a matter of how one prioritizes the concerns of one’s politics. Are one’s concerns primarily “anti-imperialist” or “anti-fascist?”

In Tariq Ali’s book Trotsky for Beginners, there is a passage [p. 143] in which the Stalinist characterization of Trotsky as “fascist” is ridiculed by Ali, in light of the need for united anti-fascist political struggle by the Communists and Social-Democrats (and others) against the Nazis in Germany. But Ali’s “Trotskyist” common sense should not be taken at face value. Rather, one needs to understand why the Stalinists — that is, the vast majority of Communists, internationally, at the time — would have found this characterization of Trotsky’s perspective as “fascist” plausible:

We should not assume that Trotsky was right and the Stalinists wrong, however tempting this may be in retrospect. The Stalinists thought that Trotsky’s perspective would have meant strengthening — caving in to — the Social Democrats, who in turn would not scruple to unleash the fascists against the Communists, as indeed happened earlier in 1918-19 in Germany and during the Russian Civil War. Trotsky’s perspective was that the Communists could get the upper hand on the Social Democrats and indeed lead and split them in a united fight against the fascists. Perhaps. But this is precisely what the ISO and others think can happen today with the Islamists against the imperialists, or what “Trotskyists” earlier thought could happen in drawing close to the Stalinists, as the Pabloites (Mandelites) thought. In many respects this is an insoluble problem, and a key reason why tactical or even strategic judgments made by Marxists in earlier eras should not be hypostatized as abstract, timeless principles. Trotsky’s position was the more optimistic and indeed more interesting position in the dispute, but not some unalloyed truth we can reckon today.

The other side of the anti-imperialist/anti-fascist divide also comes from this period of Stalinism in the late 1920s-early ’30s. That is, why did the Communists make common cause at times with the Nazis, for instance in protests against the terms of the Treaty of Versailles? Out of “anti-imperialism,” namely, to have the forces of the Entente occupying Germany (French African troops in the Ruhr valley) removed. The Nazis had their own brand of “anti-imperialism” with which the Communists thought they could make common cause. [Show clip from Kiss of the Spider Woman: ~1:10:10 – 1:13:30.] Now, such “anti-imperialism” should remind us of the ISO with respect to Hezbollah, Hamas, and even al-Qaeda (Tariq Ali, after all, did publish the collected writings of Osama bin-Laden!).

It’s tantalizing for us to sympathize with Trotsky’s position as the path not taken. Even if Trotsky’s approach to fighting fascism had prevailed, it would have presented new problems. The point is that it didn’t, so we can only learn from it so much. We cannot afford to short-circuit the question of political judgment and turn the matter into one of abstract principles, quickly devolving into a moral or ethical stance: “Unite and fight against the Right!”

For who is the Right, essentially? In other words, who was the more dangerous Right? In some respects, this seems rather straightforward, the Nazis were the more dangerous and the Social Democrats the less dangerous Right. But is this really true, in terms of the actual, concretely practical political situation? Certainly the German and Russian counterrevolutionary civil wars, among other examples, demonstrated the vicious character of Social Democracy as a Right-wing force.

Now, we are clearly more sympathetic to the anti-fascist rather than anti-imperialist “Left.” This can be found in our orientations towards the Anti-Deutsch and others as our preferred objects of critique — more interesting, in certain respects, as objects of critical engagement, to be redeemed in some way. But we should not naturalize this but rather recognize how the current situation came about historically. For the worst offenders of the anti-imperialist “Left” today actually have roots in the anti-fascist “Left.” In other words, today’s divisions would not have applied in the past.

The ISO itself began as a more anti-fascist than anti-imperialist “Left” organization, for instance, prioritizing anti-Stalinism over anti-imperialism. This would have been the case until fairly recently, indeed perhaps one could say up to the collapse of Stalinism in 1989. In regarding the anti-fascist Left of Christopher Hitchens, Kanan Makiya, and others, we should recognize that the critique of Baathism in Iraq, for example, as fascist, is not enough to resolve the problem of imperialism in U.S. policy.

Another example is the RCP, which has in certain respects come to prioritize an anti-fascist as opposed to anti-imperialist politics.

But there are serious problems with the anti-fascist as well as the anti-imperialist “Left.” So it is important for us to be aware of this divide so that we can properly discern its — entirely symptomatic — character. We cannot afford to be either anti-fa or anti-imp in prioritizing our approach to the problem of the Left. | §

The politics of Critical Theory

Adorno’s “Leninism”

Chris Cutrone

Presented on a panel with Andrew Feenberg, Richard Westerman, and Nicholas Brown at the third annual Platypus Affiliated Society international convention, the School of the Art Institute of Chicago, April 29, 2011 (audio recording).

The political origins of Frankfurt School Critical Theory have remained opaque, for several reasons, not least the taciturn character of the major writings of its figures.  The motivation for such reticence on the part of the Frankfurt School Critical Theorists is itself what requires explanation, why they engaged in self-censorship and encryption of their ideas, and consigned themselves to writing “messages in a bottle” without immediate or definite addressee.  As Horkheimer put it, the danger was in speaking like an “oracle;” he asked simply, “To whom shall we say these things?”[1] It was not simply due to American exile in the Nazi era or post-WWII Cold War exigency.  Some of their ideas were expressed explicitly enough.  Rather, the collapse of the Marxist Left in which the Critical Theorists’ thought had been formed, in the wake of the October 1917 Revolution in Russia and the German Revolution and civil war of 1918–19, deeply affected their perspective on political possibilities in their historical moment.  The question is, in what way was this Marxism?

A series of conversations between the leaders of the Frankfurt Institute, Max Horkheimer and Theodor W. Adorno, in 1956, at the height of the Cold War and after Khrushchev’s public admission of the crimes of the Stalin era, provide insight into their thinking and how they understood their situation in the trajectory of Marxism in the 20th century.  Selections from the transcript were recently published in New Left Review (2010), under the title “Towards a New Manifesto?”  The German publication of the complete transcript, in Horkheimer’s collected works, is under the title “Discussion about Theory and Praxis,” and their discussion was indeed in consideration of re-writing the Communist Manifesto in light of intervening history.  Within a few years of this, Adorno began but abandoned work on a critique of the German Social-Democratic Party’s Godesberg programme, which officially renounced Marxism in 1959, on the model of Marx’s celebrated critique of the Gotha Programme that had founded the SPD in 1875.  So, especially Adorno, but also Horkheimer had been deeply concerned with the question of continuing the project of Marxism, well into the later, post-WWII period of the Institute’s work.  In the series of conversations between Horkheimer and Adorno recorded by Adorno’s wife Gretel from March to April 1956, Adorno expressed his interest in re-writing the Communist Manifesto along what he called “strictly Leninist” lines.  Horkheimer did not object, but only pointed out that such a document, calling for what he called the “re-establishment of a socialist party,” “could not appear in Russia, while in the United States and Germany it would be worthless.”[2] Nonetheless, Horkheimer felt it was necessary to show “why one can be a communist and yet despise the Russians.”[3] As Horkheimer put it, simply, “Theory is, as it were, one of humanity’s tools.”[4] Thus, they tasked themselves to try to continue Marxism, if only as “theory.”

Now, it is precisely the supposed turning away from political practice and retreat into theory that many commentators have characterized as the Frankfurt School Critical Theorists’ abandonment of Marxism.  For instance, Martin Jay, in The Dialectical Imagination, or Phil Slater, in his book offering a “Marxist interpretation” of the Frankfurt School, characterized matters in such terms: Marxism could not be supposed to exist as mere theory, but had to be tied to practice.  But this was not a problem new to the Frankfurt Institute in exile, that is, after being forced to abandon their work in collaboration with the Soviet Marx-Engels Institute, for example, which was as much due to Stalinism as Nazism.  Rather, it pointed back to what Karl Korsch, a foundational figure for the Institute, wrote in 1923, that the crisis of Marxism, that is, the problems that had already manifested in the era of the 2nd International in the late 19th century (the so-called “Revisionist Dispute”) and developed and culminated in the collapse of the 2nd Intl. and the division in Marxism in WWI and the revolutions that followed, meant that the “umbilical cord” between theory and practice had been already “broken.”  Marxism stood in need of a transformation, in both theory and practice, but this transformation could only happen as a function of not only practice but also theory.  They suffered the same fate.  For Korsch in 1923, as well as for Georg Lukács in this same period, in writings seminal for the Frankfurt School Critical Theorists, Lenin and Rosa Luxemburg were exemplary of the attempt to rearticulate Marxist theory and practice.  Lenin in particular, as Lukács characterized him, the “theoretician of practice,” provided a key, indeed the crucial figure, in political action and theoretical self-understanding, of the problem Marxism faced at that historical moment.  As Adorno put it in the conversation with Horkheimer in 1956, “I have always wanted to . . . develop a theory that remains faithful to Marx, Engels and Lenin.”  So, the question becomes, “faithful” in what way?

Several statements in two writings by Horkheimer and Adorno’s colleague, Herbert Marcuse, his “33 Theses” from 1947, and his book Soviet Marxism from 1958, can help shed light on the orientation of the Frankfurt School Critical Theorists towards the prior politics of “Communism,” specifically of Lenin.  Additionally, several letters from Adorno to Horkheimer and Benjamin in the late 1930s explicate Adorno’s positive attitude towards Lenin.  Finally, writings from Adorno’s last year, 1969, the “Marginalia to Theory and Praxis” and “Resignation,” restated and further specified the content of his “Leninism” in light of his critique of the 1960s New Left.  The challenge is to recognize the content of such “Leninism” that might otherwise appear obscure or idiosyncratic, but actually points back to the politics of the early 20th century that was formative of Adorno and his cohort’s historical perspective.  Then, the question becomes, what was the significance of such a perspective in the later period of Adorno’s life?  How did such “Leninism” retain purchase under changed conditions, such that Adorno could bring it to bear, critically, up to the end of his life?  Furthermore, what could Adorno’s perspective on “Leninism” reveal about Lenin himself?  Why and how did Adorno remain a Marxist, and how did Lenin figure in this?

One clear explanation for Adorno’s “Leninism” was the importance of consciousness in Adorno’s estimation of potential for emancipatory social transformation.  For instance, in a letter to Horkheimer critical of Erich Fromm’s more humane approach to Freudian psychoanalysis, Adorno wrote that Fromm demonstrated

a mixture of social democracy and anarchism . . . [and] a severe lack of . . . dialectics . . . [in] the concept of authority, without which, after all, neither Lenin’s [vanguard] nor dictatorship can be conceived of.  I would strongly advise him to read Lenin.

Adorno thought that Fromm thus threatened to deploy something of what he called the “trick used by bourgeois individualists against Marx,” and wrote to Horkheimer that he considered this to be a “real threat to the line . . . which the [Frankfurt Institute’s] journal takes.”[5]

But the political role of an intellectual, theoretically informed “vanguard” is liable to the common criticism of Leninism’s tendency towards an oppressive domination over rather than critical facilitation of social emancipation.  A more complicated apprehension of the role of consciousness in the historical transformation of society can be found in Adorno’s correspondence on Benjamin’s essay “The Work of Art in the Age of Mechanical Reproduction” in 1936.  There, Adorno commended Benjamin’s work for providing an account of the relationship of intellectuals to workers along the lines of Lenin.  As Adorno put it in his letter to Benjamin,

The proletariat . . . is itself a product of bourgeois society. . . .  [T]he actual consciousness of actual workers . . . [has] absolutely no advantage over the bourgeois except . . . interest in the revolution, but otherwise bear[s] all the marks of mutilation of the typical bourgeois character. . . .  We maintain our solidarity with the proletariat instead of making of our own necessity a virtue of the proletariat, as we are always tempted to do — the proletariat which itself experiences the same necessity and needs us for knowledge as much as we need the proletariat to make the revolution.  I am convinced that the further development of the . . . debate you have so magnificently inaugurated [in the essay “The Work of Art in the Age of Mechanical Reproduction”] depends essentially on a true accounting of the relationship of the intellectuals to the working class. . . .  [Your essay is] among the profoundest and most powerful statements of political theory that I have encountered since I read [Lenin’s] The State and Revolution.

Adorno likely had in mind as well Lenin’s What is to be Done? or, even especially, his post-revolutionary pamphlet “Left-Wing” Communism: An Infantile Disorder.  In the former, Lenin (in)famously distinguished between “trade union” and “socialist consciousness.”  But in the later work, Lenin described the persistent “bourgeois” social conditions of intellectual work per se that would long survive the proletarian socialist revolution, indeed (reiterating from What is to be Done?) that workers became thoroughly “bourgeois” by virtue of the very activity of intellectual work (such as in journalism or art production), including and perhaps especially in their activity as Communist Party political cadre.  For Lenin, workers’ political revolution meant governing what would remain an essentially bourgeois society.  The revolution would make the workers for the first time, so to speak, entirely bourgeois, which was the precondition of their leading society beyond bourgeois conditions.[6] It was a moment, the next necessary step, in the workers’ self-overcoming, in the emancipatory transformation of society, in, through and beyond capital.  Marxism was not extrinsic but intrinsic to this process, as the workers’ movement itself was.  As Adorno put it to Horkheimer,

It could be said that Marx and Hegel taught that there are no ideals in the abstract, but that the ideal always lies in the next step, that the entire thing cannot be grasped directly but only indirectly by means of the next step.[7]

Lukács had mentioned this about Lenin, in a footnote to his 1923 essay in History and Class Consciousness, “Reification and the Consciousness of the Proletariat,” that,

Lenin’s achievement is that he rediscovered this side of Marxism that points the way to an understanding of its practical core.  His constantly reiterated warning to seize the “next link” in the chain with all one’s might, that link on which the fate of the totality depends in that one moment, his dismissal of all utopian demands, i.e. his “relativism” and his “Realpolitik:” all these things are nothing less than the practical realisation of the young Marx’s Theses on Feuerbach.[8]

But this was not fully achieved in the Revolution that began to unfold from 1917 to 1919 in Russia, Germany, Hungary, and Italy, but was cut short of attaining the politics of the socialist transformation of society.  Thirty years later, in the context of the dawning Cold War following the defeat of the Nazis in WWII, Marcuse’s “33 Theses” tried to take stock of the legacy of the crisis of Marxism and the failure of the revolution:

[Thesis 3:] [T]o uphold without compromise orthodox Marxist theory . . . [—] [i]n the face of political reality such a position would be powerless, abstract and unpolitical, but when the political reality as a whole is false, the unpolitical position may be the only political truth. . . .

[Thesis 32:] [T]he political workers’ party remains the necessary subject of revolution.  In the original Marxist conception, the party does not play a decisive role.  Marx assumed that the proletariat is driven to revolutionary action on its own, based on the knowledge of its own interests, as soon as revolutionary conditions are present. . . .  [But subsequent] development has confirmed the correctness of the Leninist conception of the vanguard party as the subject of the revolution.  It is true that the communist parties today are not this subject, but it is just as true that only they can become it.  Only in the theories of the communist parties is the memory of the revolutionary tradition alive, which can become the memory of the revolutionary goal again. . . .

[Thesis 33:] The political task then would consist in reconstructing revolutionary theory. . . .[9]

As Marcuse put it in 1958, in Soviet Marxism,

During the Revolution [beginning in 1917], it became clear to what degree Lenin had succeeded in basing his strategy on the actual class interests and aspirations of the workers and peasants. . . .  Then, from 1923 on, the decisions of the leadership increasingly dissociated from the class interests of the proletariat.  The former no longer presuppose the proletariat as a revolutionary agent but rather are imposed upon the proletariat and the rest of the underlying population.[10]

Adorno’s commentary in conversation with Horkheimer in 1956, in a passage not included in the New Left Review translation publication, titled “Individualism,” addressed what he called the problem of subjectivity as socially constituted, which he thought Lenin had addressed more rigorously than Marx.  Adorno said that,

Marx was too harmless; he probably imagined quite naïvely that human beings are basically the same in all essentials and will remain so.  It would be a good idea, therefore, to deprive them of their second nature.  He was not concerned with their subjectivity; he probably didn’t look into that too closely.  The idea that human beings are the products of society down to their innermost core is an idea that he would have rejected as milieu theory.  Lenin was the first person to assert this.[11]

What this meant for Adorno was that the struggle to overcome the domination of society by capital was something more and other than the class struggle of the workers against the capitalists.  It was not merely a matter of their exploitation.  For it was not the case that social subjects were products of their class position so much as bourgeois society under capital determined all of its subjects in a historical nexus of unfreedom.  Rather, class position was an expression of the structure of this universal unfreedom. As Horkheimer wrote, in “The Little Man and the Philosophy of Freedom,” one of his aphoristic writings from 1926–31, published under the title Dämmerung (meaning “Twilight,” either “Dusk” or “Dawn”),

In socialism, freedom is to become a reality.  But because the present system is called “free” and considered liberal, it is not terribly clear what this may mean. . . .

The business man is subject to laws that neither he nor anyone else nor any power with such a mandate created with purpose and deliberation.  They are laws which the big capitalists and perhaps he himself skillfully make use of but whose existence must be accepted as a fact.  Boom, bust, inflation, wars and even the qualities of things and human beings the present society demands are a function of such laws, of the anonymous social reality. . . .

Bourgeois thought views this reality as superhuman.  It fetishizes the social process. . . .

[T]he error is not that people do not recognize the subject but that the subject does not exist.  Everything therefore depends on creating the free subject that consciously shapes social life.  And this subject is nothing other than the rationally organized socialist society which regulates its own existence.

But for the little man who is turned down when he asks for a job because objective conditions make it impossible, it is most important that their origin be brought to the light of day so that they do not continue being unfavorable to him.  Not only his own lack of freedom but that of others as well spells his doom.  His interest lies in the Marxist clarification of the concept of freedom.[12]

Such a clarification of what would constitute a progressive-emancipatory approach to the problem of capital was cut short by the course of Marxism in the 20th century.  It thus also became increasingly difficult to “bring to the light of day” the “origins” of persistent social conditions of unfreedom.  In many respects, the crisis of Marxism had been exacerbated but not overcome as a function of the post-WWI revolutionary aftermath.  This involved a deepening of the crisis of humanity, as the Frankfurt Institute Critical Theorists were well aware that fascism as a historical phenomenon was due to the failure of Marxism.  Fascism was the ill-begotten offspring of the history of Marxism itself.

From a decade after 1917, Horkheimer wrote, in a passage titled “Indications,” that,

The moral character of a person can be infallibly inferred from his response to certain questions. . . .  In 1930 the attitude toward Russia casts light on people’s thinking.  It is extremely difficult to say what conditions are like there.  I do not claim to know where the country is going; there is undoubtedly much misery. . . .  The senseless injustice of the imperialist world can certainly not be explained by technological inadequacy.  Anyone who has the eyes to see will view events in Russia as the continuing painful attempt to overcome this terrible social injustice.  At the very least, he will ask with a throbbing heart whether it is still under way.  If appearances were to be against it, he will cling to this hope like the cancer patient to the questionable report that a cure for his illness may have been found.

When Kant received the first news of the French Revolution [of 1789], he is said to have changed the direction of his customary stroll from then on.[13]

Despite what occurred in the unfolding of developments in 20th century history, Horkheimer and Adorno never reversed course.  Are we yet ready to receive their messages in a bottle? | §


[1]. Theodor Adorno and Max Horkheimer, “Towards a New Manifesto?,” trans. Rodney Livingstone, New Left Review 65 (September–October 2010), 46.

[2]. “Towards a New Manifesto?,” 57.

[3]. “Towards a New Manifesto?,” 57.

[4]. “Towards a New Manifesto?,” 57.

[5]. Adorno to Horkheimer, March 21, 1936, quoted in Wiggershaus, The Frankfurt School, 266.  Moreover, Adorno wrote that, “If one is concerned to achieve what might be possible with human beings, it is extremely difficult to remain friendly towards real people . . . a pretext for approving of precisely that element in people by which they prove themselves to be not merely their own victims but virtually their own hangmen” (Adorno to Horkheimer, June 2, 1941, quoted in Wiggershaus, The Frankfurt School, 268).

[6]. Lenin wrote, in “Left-Wing” Communism: An Infantile Disorder (1920), that,

Let us take, say, journalistic work.  Newspapers, pamphlets and leaflets perform the indispensable work of propaganda, agitation and organisation.  No mass movement in any country at all civilised can get along without a journalistic apparatus.  No outcries against “leaders” or solemn vows to keep the masses uncontaminated by the influence of leaders will relieve us of the necessity of using, for this work, people from a bourgeois-intellectual environment or will rid us of the bourgeois-democratic, “private property” atmosphere and environment in which this work is carried out under capitalism.  Even two and a half years after the overthrow of the bourgeoisie [in Russia], after the conquest of political power by the proletariat, we still have this atmosphere around us, this environment of mass (. . . artisan) bourgeois-democratic private property relations. . . .  The most shameless careerism . . . and vulgar petty-bourgeois conservatism are all unquestionably common and prevalent features engendered everywhere by capitalism, not only outside but also within the working-class movement. . . .  [T]he overthrow of the bourgeoisie and the conquest of political power by the proletariat — [creates] these very same difficulties on a still larger, an infinitely larger scale.

[7]. Adorno and Horkheimer, “Towards a New Manifesto?,” 54.

[8]. Note 60.

[9]. Herbert Marcuse, “33 Theses,” in Technology, War, and Fascism, ed. Douglas Kellner (New York: Routledge, 1998), 217, 226–227.

[10]. Marcuse, Soviet Marxism (New York: Columbia University Press, 1958), 149.

[11]. Max Horkheimer and Theodor Adorno, “Diskussion über Theorie und Praxis” (1956), in Horkheimer, Gesammelte Schriften (GAS) Vol. 19 (Nachträge, Verzeichnisse und Register) (S. Fischer, 1996), 71; quoted in Detlev Claussen, Theodor W. Adorno: One Last Genius (Cambridge: Harvard University Press, 2008), 233.

[12]. Max Horkheimer, Dawn and Decline, Notes 1926-31 and 1950-69, trans. Michael Shaw (New York: Seabury/Continuum, 1978), 50–52.

[13]. Horkheimer, Dawn and Decline, 72–73.

The idea of communism: Badiou, Lacan, Althusser (audio recording)

Chris Cutrone

Alain Badiou’s recent book (2010) is titled with the phrase promoted by his and Slavoj Zizek’s work for the last few years, “the communist hypothesis.” Zizek has spoken of “the Badiou event” as opening new horizons for both philosophy and communism. Badiou and Zizek share a background in Lacanian and Althusserian “post-structuralist” French thought, in common with other prominent post-New Left thinkers — and former students of Louis Althusser — such as Etienne Balibar and Jacques Rancière. Althusser found, in the Russian and Chinese Revolutions, a salutary challenge to the notion of the Hegelian “logic of history,” that revolutionary change could and indeed did happen as a matter of contingency. For Badiou, this means that emancipation must be conceived of as an “event,” which involves a fundamental reconsideration of ontology.


Audio recording of presentation and discussion hosted by the Platypus Affiliated Society at the School of the Art Institute of Chicago, April 12, 2011

Suggested background readings:

• Cutrone, “The Marxist Hypothesis: A Response to Badiou’s ‘Communist Hypothesis’” (2010)

• Badiou, “The Communist Hypothesis” (2008)

• Cutrone, “Chinoiserie: A Critique of the RCP, USA on Badiou” (2010)

• Badiou, “Tunisia, Egypt: The Universal Reach of Popular Uprisings” (2011)

• Wal Suchting, “Althusser’s Late Thinking about Materialism” (2004)

To the shores of Tripoli

Tsunamis and world history

Chris Cutrone

United States Navy Lieutenant Stephen Decatur and his men from USS Enterprise attacking the Barbary pirate ketch Mistico on December 23, 1803. Painting by Dennis Malone Carter (1827–81).

“AFTER ME, THE DELUGE,” the saying attributed to Louis XV (1710–74), would have been better said by his son and heir Louis XVI, who was soon thereafter overthrown by the French Revolution that began in 1789.[1] Muammar Qaddafi has said something similar, that if he is overthrown Libya will be condemned to chaos. Qaddafi even claims to be fighting off “al-Qaeda.” Perhaps he is.

On the one hand, this is all clearly self-serving on Qaddafi’s part. On the other hand, the kernel of truth in such a statement, specifically with regard to Libya, might bear scrutiny.

The U.S. administration that attacked Libya before Obama was that of Ronald Reagan. Reagan’s foreign policy advisor and United Nations ambassador, Jeane Kirkpatrick, famously distinguished between “authoritarian” and “totalitarian” dictatorships, and thought that the U.S. should support the former and oppose the latter because of the relative ease with which the former could transition to democracy as opposed to the latter, whose pathology ran deeper, and so the effects would prove more lasting obstacles to freedom.

The comparison of Libya to its neighbor Egypt in the recent uprising against Mubarak seems to prove Kirkpatrick’s point. Egypt seems poised on a relatively painless transition to democracy, while Libya portends a much darker future, with or without Qaddafi. One might also, for good measure, point out the more intractably “totalitarian” tyranny of the political regime in the Islamic Republic of Iran, whose potential democratic replacement is also highly uncertain, not least because its Islamic Revolution in 1979 was “democratic” in ways that the origins of the Egyptian or Libyan regimes were not.

Back in the 1980s, another famous dictator who was toppled, Ferdinand Marcos in the Philippines, warned that if his “New Society” was overthrown it would mean only the return of the traditional oligarchy of wealthy families, to the detriment of the people. While the Philippines today is certainly more politically democratic, and in this sense “free,” than under Marcos, his prediction has come spectacularly true. The Philippines today is ruled by its traditional wealthy families, unimpeded, rather than by the upstart cronies cultivated under Marcos, himself a parvenu intolerable to the old Filipino elite. Furthermore, the rate of growth and development in the Philippines has stagnated, and is today much lower than it had been under Marcos. The wealth gap is much greater and poverty levels much worse at the bottom, and more endemically pervasive in the Philippines today than before. The Philippines remains, and will remain, just as swamped, in some ways worse than it was under Marcos.

Many of the former republics of the USSR after the collapse of Stalinism are as well.

But what is the point of saying so?

The potential further development of Libya after the passing of Qaddafi suggests something darker than what happened after “People’s Power” in the Philippines, in terms of violence and other forms of overt brutality — as opposed to the “softer” brutality that continues to prevail in the Philippines, as elsewhere. Libya may become more like Somalia. Or Yemen. Or Afghanistan or Iraq. Who knows?

If Qaddafi thought that the tsunami that hit Japan would distract the U.S. from attacking his regime and allow suppression of the rebellion in Libya, he was mistaken. Rather, Qaddafi underestimated the global deluge of capital, at whose leading edge the U.S., for better or worse, operates. The flood was not to spare Qaddafi. It always stands poised to crash, cresting menacingly somewhere off shore. The rebels in Libya may have wished it to rain down on Qaddafi like a Biblical plague on the Pharaoh, tearing down the pride of his sinful glory. It will. But it may not spare them, either. There is little if any justice to history. Especially to a place like Libya, history happens.

Protest against the U.S./NATO/UN bombing of Libya is no less hopeless than Qaddafi is.

Interior of the ancient Berber city of Ghadames, Libya.

Qaddafi’s regime was, like Marcos’s in the Philippines — and the “totalitarian” regimes of the USSR and Eastern Europe, China, Korea, Vietnam, Cuba, etc. that Kirkpatrick and Reagan opposed — a “modernizing” project. Horrifically so. Perhaps this is what Kirkpatrick actually had in mind in her distinction between “authoritarian,” meaning more traditional, and “totalitarian” dictatorships — and why the former would end up being more benign than the latter. Perhaps.

The tsunami hits Japan, March 11, 2011.

Qaddafi moved the Berbers out of their traditional community in Ghadames into new apartment buildings. The ancient city — hallucinatory in its cavernous complexes — was left intact and preserved as a cultural museum. It still stands, alluring next to the decrepit hovels the modern high-rises have become. Perhaps the Berbers will return to their ancient city, evacuated by Qaddafi. But really it is no longer there, even if it remains in Libya. The deluge has not spared it. Nor will it. The only difference is how hard the wave might hit. | §

Originally published in The Platypus Review 34 (April 2011).


[1]. See my “Egypt, or, history’s invidious comparisons: 1979, 1789, and 1848,” Platypus Review 33 (March 2011).